R/R 6 of 2023

Rule Amendments in relation to Harmonisation of the Framework for Proprietary Day Traders ("PDT") & Salaried Dealer's Representatives Trading for Investment Account ("IVT") and Other Rule Amendments

• Annexure 1 – Rule Amendments

• Annexure 2 - Amendments to the Directives

• Annexure 3 - Updated Participating Organisations' Trading Manual

Amendments to the Rules of Bursa Malaysia Securities Berhad ("BMS Rules") in relation to the Removal of Dealer's Representative ("DR") Full-time Requirement and Other Amendments

• Annexure 1 – Rule Amendments

Directive on the List of Approved Securities

Amendments to the Directives on Regulated Short Selling - Approved Securities ("Directive No. 8.22(5)-001") in relation to Expansion of the Approved Securities Criteria

• Annexure 1 – Amendments to Directive No. 8.22(5)-001 

Amendments to the Rules and Directives of Bursa Malaysia Securities Berhad in relation to Leveraged and Inverse Exchange Traded Funds

• Annexure 1 – Rule Amendments

• Annexure 2 - Amendments to the Directives

Amendments to the Rules and Directives of Bursa Malaysia Securities Berhad to Facilitate the Exchange's Operations on a Surprise Holiday

• Annexure 1 – Rule Amendments

• Annexure 2 - Amendments to the Directives

Amendments to the Rules of Bursa Malaysia Securities Berhad in relation to the Introduction of Securities Donation Scheme

• Annexure 1 – Rule Amendments

Amendments in relation to the change in Minimum Fixed Commission Rate for Transactions in Securities Denominated in Foreign Currency

• Annexure 1 – Amendments to Directive No. Sch. 6-001
  

Amendments to Participating Organisations' Directives and Guidance in relation to the Total Net Short Position Threshold for Permitted Short Selling ("PSS") by the Market Makers for Exchange Traded Fund ("ETF") units

• Annexure 1 – Amendments to Directive No. 8-002
  

Amendments to the Best Practice No. 7.16-001 (Best Practices in the Islamic Stockbroking Services undertaken by Participating Organisations in relation to the inclusion of a guidance on Shariah discretionary trading and a guidance in relation to Islamic Securities Selling & Buying - Negotiated Transaction and other amendments)

• Annexure 1 – Amendments to the Best Practice No. 7.16-001

Amendments to the Directive in relation to Market Makers and Derivatives Specialists (“Directive No. 4-001”) for Market Making in Structured Warrants

• Annexure 1 – Amendments to Directive No. 4-001

Amendments to the Rules and Directives of Bursa Malaysia Securities Berhad ("BMS Rules and Directives") to Remove the Associated Person Rule from the Regulated Short Selling and Intraday Short Selling Frameworks

• Annexure 1 – Amendments to Rules and Directives

Amendments to the following Directives of Bursa Malaysia Securities Berhad:
(I) Directive on Compliance Function (“Directive No. 3.36-001”);
(II) Directive on Compliance Report (“Directive No. 3.36-002”);
(III) Directive on Compliance Function for Dealing in Derivatives (“Directive No. 6.07(1)-001”); and
(IV) Directive on the Responsibility of the Participating Organisation and Board of Directors for Compliance Function (“Directive 6.08-001”),
(Collectively, “BMS Directives”).

• Annexure 1 – Amendments to Directive No. 3.36-001

• Annexure 2 – Amendments to Directive No. 3.36-002

• Annexure 3 – Amendments to Directive No. 6.07(1)-001
  

• Annexure 4 – Amendments to Directive No. 6.08-001
  

Amendments to the Rules and Directives of Bursa Malaysia Securities Berhad ("BMS Rules and Directives") in relation to Discretionary Trading and Other Amendments

• Annexure 1 – Rule Amendments

• Annexure 2 – Amendments to the Directives

Directive on the list of Approved Securities

Participating Organisations' Circular No. R/R 2 of 2021

• Annexure 1 – Directive on Pilot Market Making Programme for Eligible Stocks 

• Annexure 2 – Trading Manual

Directive to further extend the:
(a) Temporary Suspension of Intraday Short Selling and Short Sale of Day Trading Eligible Securities; and
(b) Temporary Waivers in relation to Day Trading 

Directive on the list of Approved Securities

Further Extension of Temporary Measure in relation to Margin Financing

Directive to:
(1) Uplift the Temporary Suspension of Regulated Short Selling;
(2) Further Extend the Temporary Suspension of Intraday Short Selling and short sale of Day Trading; and
(3) Further Extend the Temporary Waivers in relation to Day Trading

Directive on the List of Approved Securities

AMENDMENTS TO THE RULES AND DIRECTIVES OF BURSA MALAYSIA SECURITIES BERHAD (“BMS RULES AND DIRECTIVES”) PURSUANT TO THE EXPANSION OF THE MARKET MAKING FRAMEWORK

• Appendix 1 – Rule amendments

• Appendix 2 – Amendments to the Directives

• Appendix 3 – updated Trading Manual

Extension of Temporary Measure in relation to Margin Financing

Participating Organisations’ Circular No. R/R 11 of 2020.

Amendments to the Rules and Directives of Bursa Malaysia Securities Berhad (“BMS Rules and Directives”) in relation to:
(i) the Simplification of the BMS Rules and Directives; and
(ii) the Financial Services Act 2013 (“FSA 2013”), Islamic Financial Services Act 2013 (“IFSA 2013”) and other changes

• Appendix 1 – Rule amendments

• Appendix 2 – PO’s Directives and Guidance

• Appendix 3 – updated PO’s Trading Manual

Further Extension of the Temporary Suspension of:
(1) Intraday Short Selling;
(2) Regulated Short Selling; And
(3) Short Sale of Day Trading Eligible Securities
(Collectively Referred to as “Short Selling Frameworks”)

Temporary Waivers in relation to Day Trading

Directive on The List of Approved Securities

Extension of the Temporary Suspension of:
(1) Intraday Short Selling;
(2) Regulated Short Selling; and
(3) Short Sale of Day Trading Eligible Securities
(collectively referred to as “Short Selling Frameworks”)

Temporary Measures in Relation to:
(a) Margin Financing; and
(b) The Counter Service Hours

Temporary Suspension of:
1) Intraday Short Selling;
2) Regulated Short Selling; and
3) Short Sale of Day Trading Eligible Securities

Implementation of the ‘At-Tick Rule’ in relation to:
1) Intraday Short Selling (“IDSS”);
2) Permitted Short Selling (“PSS”); and
3) Short Sale in Day Trading Eligible Securities (“DTES”)

Amendments to the Directives in relation to the Purchase of Islamic Exchange-Traded Fund based on Gold and Silver (“Directive No. 7.02(1)-001”)

• Annexure 1 - Amendments to Directive No. 7.02(1)-001

Upliftment of Designation Status
Icon Offshore Berhad ("ICON")

Icon Offshore Berhad ("ICON") and Icon Offshore Berhad Ordinary Rights With Warrants (“ICON-OR”) Declared as “Designated Securities”

Directive on the List of Approved Securities (with effect from 29 November 2019)

Amendments to Update Directive No. 5-001 (Directive on Conduct of Business) in relation to the requirements on account opening and client onboarding

• Annexure 1 - Amendments to Directive No. 5-001

Consequential amendments following the Revamp of the Rules and Directives of Bursa Malaysia Derivatives Berhad

• Annexure 1 – Rule amendments

Directive on the List of Approved Securities (with effect from 31 May 2019)

Amendments to the Participating Organisations' Trading Manual in Relation to Buying-in Transactions T+2 Settlement

• Trading Manual

Amendments to the Rules and Directives of Bursa Malaysia Securities Berhad in relation to the T+2 settlement cycle

• Annexure 1 – Rule Amendments

• Annexure 2 – Amendments to the Directives

• Annexure 3 - Amendments to the Trading Manual

Amendments to the Rules of Bursa Malaysia Securities Berhad (“BMS Rules”) in relation to the Removal of Suspension of Short Selling for 21 days following a Takeover Announcement

• Annexure 1 – Rule Amendments

Review of the Rules and Directives of Bursa Malaysia Securities Berhad in relation to Exchange-Traded Funds

• Annexure 1 – Rule Amendments

• Annexure 2 – Amendments to the Directives

Amendments to the Rules and Directives of Bursa Malaysia Securities Berhad (“BMS Rules And Directives”) In Relation to the Introduction of E-Reporting

• Annexure 1 – Rule Amendments

• Annexure 2 – Amendments to the Directives

Directive on the List of Approved Securities

Amendments to the Rules of Bursa Malaysia Securities Berhad Consequential to the Remuneration Arrangements Allowed under the Marketing Representative Framework by the Securities Commission Malaysia (“SC”)

• Annexure 1 – Rule Amendments

Amendments to the:
1.Rules and Directives of Bursa Malaysia Securities Berhad (“BMS Rules and Directives”); and
2.Participating Organisations’ Trading Manual (“Trading Manual”), Consequential to the Repeal of the Goods and Services Tax (“GST”) Pursuant to the Goods and Services Tax (Repeal) Act 2018 (“GST Repeal Act”)

• Annexure 1 – Rule Amendments

• Annexure 2 – Amendments to the Directives

• Annexure 3 – Amendments to the Trading Manual

Amendments to Directive No. 13.32-001 (Directives on Liquidity Risk Management Framework) in relation to Stress Testing and Scenario Analysis.

• Annexure 1 – Amendments to the Directives

Amendments to Directive No. 13-001 (Directives On Capital Adequacy Requirements) Consequential to the Issuance of the Securities Commission Malaysia’s Guidelines on Contracts For Difference (“Guidelines”)

• Annexure 1 – Amendments to the Directives

Amendments to the -
1. Directives on Application to the Exchange and Fees Pursuant to Chapter 3 of the Rules (“Directive no. 3-001”)
2. Participating Organisations’ Trading Manual (“Trading Manual”) Consequential to the Goods and Services Tax (Rate of Tax) (Amendment) Order 2018 (“GST Amendment Order”)

• Annexure 1 – Amendments to the Directive

• Annexure 2 – Amended Trading Manual

Directive on the List of Approved Securities
[Effective: 25 May 2018]

Amendments to Directive No. 7.05(1)-001 (Directives on the Use of Day Trading Activities Account) and Directive No. 8-003 (Directives on Intraday Short Selling) in relation to the Exceptional Reporting templates

• Annexure 1 – Amendments to the Directives

Amendments to the Rules of Bursa Malaysia Securities Berhad in relation to Intraday Short Selling

• Annexure 1 – Rule Amendments

• Annexure 2 – Amendments to the Directive

• Annexure 3 – Amended Trading Manual

Directive on Commission Rates for Transactions in Securities Denominated in Foreign Currency

• Annexure 1 – New Directive

Review of the Rules of Bursa Malaysia Securities Berhad

• Annexure 1 – Rule Amendments

• Annexure 2 – Amendments to the Directives

• Annexure 3 – Amendments to the Best Practices

Half Day Trading Session & Closure of The Exchange for Chinese New Year Holidays

Directive on the List of Approved Securities
[Effective: 5 February 2018]

Amendments to the Rules of Bursa Malaysia Securities Berhad in relation to the introduction of the Islamic Securities Selling and Buying – Negotiated Transaction (“ISSBNT”)

• Annexure 1 – Rule Amendments

• Annexure 2 – Amendments to the Directives

• Annexure 3 – Participating Organisations’ Trading Manual

Directives in relation to the purchase of Islamic Exchange-Traded Fund (“Islamic ETF”) based on gold and silver

• Annexure 1 – New Directives

Directive on The List of Approved Securities
[Effective: 28 July 2017]

Amendments to the Rules of Bursa Malaysia Securities Berhad pursuant to the introduction of the Marketing Representative framework by Securities Commission Malaysia

• Annexure 1 – Rule Amendments

• Annexure 2 – Amendments to the Directives

Amendments to the Rules of Bursa Malaysia Securities Berhad (“Rules of Bursa Securities”) in relation to the introduction of the LEAP Market

• Annexure 1 – Rule Amendments

• Annexure 2 – Amendments to the Directives

• Annexure 3 – Participating Organisations’ Trading Manual (Chapter 6)

• Annexure 4 - FAQs

Amendments To Participating Organisations’ Trading Manual (“Trading Manual”) In Relation To The Revision Of Structured Warrants Reference Price And Static Price Limits

• Annexure 1 – Participating Organisation’s Trading Manual

Amendments consequential to the Companies Act 2016 (“CA 2016”)
1. Amendments to the Rules Of Bursa Malaysia Securities Berhad (“Rules of Bursa Securities”);
2. Amendments to Directive No. 3-001 (Directives on Applications to the Exchange and Fees Pursuant to Chapter 3 of the Rules) and Directive No. 4-001 (Directives on Market Making and Specified Securities) (“Directives”); and
3. Amendments to Best Practice No. 7.16-001 (Best Practices in the Islamic Stockbroking Services Undertaken by Participating Organisations), Best Practice No. 8.16-001 (Direct Market Access Handbook) and Best Practice No. 3.39(2)-001 (Recommendations on Compliance Reporting) (“Best Practices”).

• Annexure 1 – Rule Amendments

• Annexure 2 – Amendments to the Directives and Best Practices

Amendments to the Directives in relation to the submission of a participating organisation’s Profit and Loss Statement (“PO’s Profit and Loss Statement”).

• Annexure 1 – Amended Directive

Amendments to the Rules of Bursa Securities Berhad (“Rules of Bursa Securities”) in relation to the revision of the uptick rule and the expansion of the purposes of securities borrowing under the securities borrowing and lending-negotiated transactions (“SBL-NT”) framework to facilitate the settlement of potential failed trades.

• Annexure 1 – Rule Amendments

• Annexure 2 – Amended Directive

• Annexure 3 – Participating Organisations’ Trading Manual

Directive on the List of Approved Securities
[Effective: 27 January 2017]

Half-day trading session and closure of the exchange for Chinese New Year holidays

Amendments to the Rules of Bursa Malaysia Securities Bhd (“Rules of Bursa Securities”) in relation to Reimbursement of Costs from Participants Arising From Inspections, Investigations and Enforcement Proceedings.

• Annexure 1 – Rule Amendments

Amendments to Directive 5-001 (Directives on Conduct of Business) in relation to the notification of insurance policy

• Annexure 1 – Amendments to Directive 5-001

Amendments to Directive 5.05-001 in relation to the Participating Organisations’ IT Security Standards and Disaster Recovery Site Standards

• Annexure 1 – Amended Directive on the Participating Organisations’ IT Security Standards and Disaster Recovery Site Standards

Amendments to the Best Practices in the Islamic Stockbroking Services Undertaken by Participating Organisations

• Annexure 1 – Amendments to Best Practice No. 7.16-001

Directive on the List of Approved Securities
[Effective: 5 August 2016]

Half Day Trading Session and Closure of the Exchange for Hari Raya Aidilfitri Holidays

Amendments to the Rules of Bursa Malaysia Securities Berhad in relation to Margin Financing for Foreign Securities

• Annexure 1 – Rule Amendments

• Annexure 2 – New Directive No. 7.30-002 (Directives on Margin Financing for Subscription and Purchase of Securities on a Recognised Stock Exchange)

Amendments to the Rules of Bursa Malaysia Securities Berhad and Directives in relation to the deletion of section 94 of the Capital Markets and Services Act 2007

• Annexure 1 – Rule Amendments

• Annexure 2 – Amendments to Directives

Directive on the List of Approved Securities
[Effective: 22 January 2016]

Amendments to Participating Organisations’ Trading Manual (“Trading Manual”) in Relation to the Application of Dynamic Price Limits to Structured Warrants

• 1. Annexure - Participating Organisations’ Trading Manual (“Trading Manual”) in Relation to the Application of Dynamic Price Limits to Structured Warrants

Guidance in Relation to Rebate on Commission

• 1. Annexure - Guidance in Relation to Rebate on Commission

Directive on the List of Approved Securities
[Effective date 28 July 2015]

Half-day Trading Session and Closure of the Exchange for Hari Raya Aidilfitri Holidays

1. Amendments to the Rules of Bursa Malaysia Securities Berhad (“Rules of Bursa Securities”) in relation to the Error Trade Policy
2. Amendments to the Rules of Bursa Securities in relation to the Sharing of Remuneration or Commission

• Annexure 1: Rule amendments (Error Trade Policy)

• Annexure 2: Amendments to Trading Manual

• Annexure 3: Rule amendments (Commission sharing)
  [Effective : 1 June 2015]

Amendments in relation to the Goods and Services Tax Act 2014

• 1. Annexure 1 - Rule Amendments

• 2. Annexure 2 - Amended Directive No. 3-001 (Directives on Applications to the Exchange and Fees pursuant to Chapter 3 of the Rules)

• 3. Annexure 3 - Amended POs' Trading Manual
  [Effective 1 Apr 2015]

Closure of The Exchange for Chinese New Year

Directive on the List of Approved Securities
[Effective: 27 Jan 2015]

Amendments to the Rules of Bursa Malaysia Securities Berhad (“Rules of Bursa Securities”) To Clarify the Requirements on Verification in Relation to Trading Account Opening

• 1. Annexure 1 - Non Face-to-face Rule Amendment Table

• 2. Annexure 2 - 5-001(Conduct of Business)

• 3. Annexure 3 - 5.15-001(Client Account Opening)

• 4. Annexure 4 - Brokerage
  [Effective: 15 Jan 2015]

Amendments to the Directives on Applications to the Exchange and Fees Pursuant to Chapter 3 of the Rules

• 1. Amended Directive in Relation to the Registration Procedures for Registered Persons
  [Effective: 1 Dec 2014]

Introduction of Last Price Limits and New Order Validity, and Changes in Procedures Relating to Amendments and Cancellation of Direct Business Transactions and Requests for Upliftment of Dynamic Price Limits

• 1. Amendments to the Rules of Bursa Malaysia Securities Berhad (“Rules of Bursa Securities”) (In Relation to Last Price Limits)

• 2. Amendments to the Participating Organisations’ Trading Manual
  [Effective: 17 Nov 2014]

Directives on The List of Approved Securities
[Effective: 21 August 2014]

Closure of The Exchange for Hari Raya Aidilfitri Holidays

1. Amendments to the Rules of Bursa Malaysia Securities Berhad (“Rules Of Bursa Securities”) Consequential to Changes to the Securities Commission’s Outsourcing Requirements
2. Revocation of Directives on Material Outsourcing Arrangements by Market Intermediaries
[Effective: 30 Jun 2014]

Directives on the List of Approved Securities
[Effective: 27 Feb 2014]

Directives on the List of Approved Securities
[Effective: 27 Feb 2014]

Closure Of The Exchange For Chinese New Year

Compensation Fund:
1. Consequential Amendments to the Rules of Bursa Malaysia Securities Berhad (“Rules of Bursa Securities”)
2. Savings and Transitional Provisions
[Effective: 28 Dec 2012]

Bursa Access Fees
[Effective: 1 Jan 2013]

Consequential Amendments to the Rules of Bursa Malaysia Securities Berhad (“Rules of Bursa Securities”) Pursuant to the Securities Commission’s Guidelines for Registered Person (Registered Representative)
[Effective: 8 Oct 2012]

1. Amendments to the Rules of Bursa Malaysia Securities Berhad in relation to Market Making and Margin Financing
2. Directives in relation to Exchange Traded Bonds
3. Amendments to Participating Organisations' Trading Manual
[Effective: 26 Sep 2012]

Amendments to the Direct Market Access Handbook ("DMA Handbook ") in relation to ASEAN Link
[Effective: 18 Sep 2012]

Directives on The List of Approved Securities
[Effective: 1 Aug 2012]

Amendments to the Rules of Bursa Malaysia Securities Berhad - For The introduction of New Order, Validity and Quantity Types
[Effective: 2 Jul 2012]

Directives in Relation to Recognised to Stock Exchanges
[Effective: 15 Jun 2012]

Directives on Referral Agent Activities
[Effective: 1 Jun 2012]

1. Amendments to the Rules of Bursa Malaysia Securities Berhad - In Relation to Financing to Related Corporations and Finality of Settlement
2. Amendments to the Rules of Bursa Malaysia Securities Berhad - Amendments to KLSE/MESDAQ Join Guidelines for Compliance Officers
[Effective: 2 Apr 2012]

Directives on The List of Approved Securities
[Effective: 9 Feb 2012]

Directives To Prescribe The Scheduled Delivery Time And Scheduled Settlement Time For Recalled Securities
[Effective: 13 Jan 2012]

Upliftment Of "Designated Securities " Status On Harvest Court Industries Berhad ("HARVEST ") and Harvest Court Industries Berhad Warrant 09/19 ("HARVEST-WA ")

Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ") To Synchronise The Timing For Book Entry Delivery Of Securities And Payment Of Funds
[Effective: 27 Dec 2011]

Directives On Submission By Participating Organisations Of Periodic Reports By Electronic Transmission To Bursa Malaysia Securities Bhd ("EXCHANGE ")
[Effective: 1 Jan 2012]

Harvest Court Industries Berhad ("HARVEST ") and Harvest Court Industries Berhad Warrant 09/19 ("HARVEST-WA ") Declared As "Designated Securities "
[Effective: 16 Nov 2011]

Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ") In Relation To Direct Market Access For Equities ("DMAE ")
[Effective: 5 Sept 2011]

1. Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ") In Relation To The Outsourcing Arrangements Of A Participating Organisation ("PO ")
2. Directives On Material Outsourcing Arrangements By Market Intermediaries
[Effective: 9 Aug 2011]

Closure Of The Exchange For Hari Raya Aidil Fitri And National Day Holidays 2011

Directives On The List Of Approved Securities
[Effective: 1 Aug 2011]

Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ") To Expand The Categories Of Persons Who May Verify And Attest Account Opening Documentation
[Effective: 4 Jul 2011]

Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ") Directives In Relation To The Liquidity Risk Management Framework ("Lrm Framework ")
[Effective: 28 Jun 2011]

Attachment 1 - User Guide and Reporting forms
[Effective: 28 Jun 2011]

Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ") To Replace The Session Order With Day Order And To Replace Session Limit With Day Limit
[Effective: 18 Apr 2011]

Directives On The List Of Approved Securities
[Effective: 2 Feb 2011]

Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ") In Relation To The Removal Of The Ability To Enter Market Orders
[Effective: 17 Jan 2011]

Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ") In Relation To Fully Liberalising Commission Sharing Between Participating Organisations And Commissioned Dealer's Representatives
[Effective: 1 Jan 2011]

Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ") In Relation To The Financial Reporting Requirements
[Effective: 4 Nov 2010]

Appendix 1 - Impact Assessment Template
[Effective: 4 Nov 2010]

Designation Of Bursa Malaysia Securities Bhd. And Bursa Malaysia Bonds Sdn. Bhd. As A "Designated Offshore Securities Market "

R/R 6 of 2010

Closure Of The Exchange For Hari Raya Aidil Fitri

Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ") In Relation To Securities Borrowing And Lending ("SBL ") And Regulated Short Selling ("RSS ")
[Effective: 25 Aug 2010]

Scheduled Settlement Time Of Securities In Relation To Electronic Share Payment ("e-Share Payment ")
[Effective: 18 Aug 2010]

Directives On The List Of Approved Securities
[Effective: 29 Jul 2010]

Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ") In Relation To Cash Settlement Of Failed Trades Of Board Lots
[Effective: 3 May 2010]

Directives On The List Of Approved Securities
[Effective: 3 Feb 2010]

Amendments To The Direct Market Access ("DMA ") Operations Directive And DMA Handbook
[Effective: 17 Dec 2009]

Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ") In Relation To The Levy By Securities Commission
[Effective: 1 Jan 2008]

Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ")In Relation To Direct Market Access
[Effective: 9 Nov 2009]

Corrigendum To Participating Organisations' Circulars: (1) R/R 16 Of 2009 Dated 21 October 2009 And (2) R/R 15 Of 2009 Dated 19 October 2009

Amended Participating Organisations' Trading Manual

Amended Participating Organisations' Trading Manual
[Effective: 26 Oct 2009]

Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ") In Relation To Liberalising The Restriction On Commission Sharing
[Effective: 26 Oct 2009]

Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ") To Expand The Categories Of Persons Who May Verify And Attest Securities Account Opening Documentation
[Effective: 21 Oct 2009]

Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ") In Relation To On-Market Married Transactions
[Effective: 26 October 2009 (except the amendments to Rules 801.1(3) and 1001.1(5)(b) which come into effect on 27 October 2009)]

Amendments To Members' Circular No. R/R 11 Of 1995 In Relation To ' Minimum Standards And Conduct Of Member Companies In Relation To Trading In Call Warrants' ("THE CIRCULAR ") And Risk Disclosure Statements
[Effective: 16 Oct 2009]

Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ") In Relation To Capital Adequacy Requirements ("Car ") And The Implementation Of Centralised Armada
[Effective: 5 Oct 2009]

Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ") In Relation To Trade Cancellation Arising From Keying-In Errors ("Said Amendments ")
[Effective: 17 Aug 2009]

Amendments To The Rules Of Bursa Malaysia Securities Berhad ('Rules Of Bursa Securities') In Relation To Bursa SBL Transactions And Securities Borrowing And Lending Negotiated Transactions ('SBL Negotiated Transactions')
[Effective: 17 Aug 2009]

Directives On The List Of Approved Securities
[Effective: 30 Jul 2009]

Effective Date On The Implementation Of Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ") And Directives In Relation To The Tick Size
[Effective: 3 Aug 2009]

Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ") In Relation To Direct Business Transactions ("DBT ") Arising From The Shortening Of The Trading Halt Period
[Effective: 3 Aug 2009]

Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ") In Relation To The Tick Size

Amendments To The Rules Of Bursa Malaysia Securities Bhd ("Rules Of Bursa Securities ") Pertaining To The Change In The Name Of Kuala Lumpur Composite Index ("KLCI ") To FTSE Bursa Malaysia Kuala Lumpur Composite Index ("FBM KLCI ")
[Effective: 6 Jul 2009]

Directives On Compliance Reporting
[Effective: 18 Jun 2009]

1. Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ") Pertaining To The Trading Of Securities Denominated In Foreign Currency
2. Directives In Relation To The Trading Of Securities Denominated In Foreign Currency ("Directives ")
3. Frequently Asked Questions ("FAQs ")
[Effective: 13 Jul 2009]

1. Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ") Pertaining To Market Making
2. Directives In Relation To Market Making
[Effective: 8 May 2009]

Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ") Pertaining To Approval And Readiness Audit Processes
[Effective: 24 Mar 2009]

Directives On The List Of Approved Securities
[Effective: 30 Jan 2009]

Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ") In Relation To Trade Cancellation
[Effective: 24 Nov 2008]

Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ") In Relation To Bursa Trade Securities And Trade Cancellation
[Effective: 1 Dec 2008]

Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ") In Relation To Bursa Trade Securities
[Effective: 1 Dec 2008]

Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ") Pertaining To Registration Procedures For Registered Persons
[Effective: 20 Oct 2008]

Clarification On Paragraph 3.5 Of The Participating Organisations' Circular No. R/R 18 of 2005 On The 'Directives For The Participating Organisations On The Use Of Clearing Account, Error Or Mistake Account And Investment Account ("The Circular ")

Directives On The List Of Approved Securities
[Effective: 28 Jul 2008]

Clarification On Delivery And Settlement Arising From Suspension Of Trading On 3 July 2008

Corrigendum To Participating Organisations' Circular R/R 4 of 2008 Dated 19 March 2008 ("R/R 4 of 2008 ")

Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ") Pertaining To Short Selling Of Exchange Traded Fund (ETF) Units And Its Constituent Securities ("Permitted Short Selling ")
[Effective: 1 Apr 2008]

Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ") In Relation To Branching
[Effective: 28 Feb 2008]

Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities ") Pertaining To Dealings In Securities On Behalf Of A Participating Organisation By A Director Who Holds A Dealer's Representative's Licence
[Effective: 21 Feb 2008]

Directives On The List Of Approved Securities
[Effective: 28 Jan 2008]

Amendments To The Rules Of Bursa Malaysia Securities Bhd Pertaining To Brokerage
[Effective: 2 Jan 2008]

Proposed Amendments To The Participating Organisations' Circular No. R/R 11 of 1995 Issued In Relation To ' Minimum Standards And Conduct Of Member Companies In Relation To Trading In Call Warrants'
[Effective: 13 Dec 2007]

Amendments To The Rules Of Bursa Malaysia Securities Bhd Pertaining To Orderly And Fair Market
[Effective: 5 Dec 2007]

Amendments To The Rules Of Bursa Malaysia Securities Bhd Pertaining To Price Limits Of Securities On The First Day Of Trading
[Effective: 19 Nov 2007]

Amendments To The Rules Of Bursa Malaysia Securities Bhd Consequential To The Capital Markets And Services Act 2007
[Effective: 28 Sept 2007]

Best Practices In The Islamic Stockbroking Services Undertaken By Participating Organisations
[Effective: 18 Sept 2007]

Amendments To The Rules Of Bursa Malaysia Securities Berhad And Members' Circular No. R/R 3 of 1999 On Direct Business Transactions Consequential To The Amendments In The Listing Requirements In Relation To Trading Halt
[Effective: 3 Sept 2007]

Directives On The List Of Approved Securities
[Effective: 14 Aug 2007]

Directives On The List Of Approved Securities
[Effective: 3 Aug 2007]

Stamp Duty On Contract Notes In Relation To Sale Or Purchase Of Debentures Listed On Bursa Malaysia Securities Berhad
[Effective: 31 Jul 2007]

Pertaining To Minimum Bid For All Equity-Based Exchange Traded Funds (ETFs) And Upper And Lower Limits
[Effective: 16 Jul 2007]

Removal Of Condition On Trading Due To Non-Compliance With The Time Frames Prescribed Under Practice Note 4/2001
[Effective: 29 Jun 2007]

Amendments To The Rules Of Bursa Malaysia Securities In Relation To Insurance Requirements For Participating Organisations
[Effective: 1 Jul 2007]

Removal Of Condition On Trading Due To Non-Compliance With The Frames Prescribed Under Practice Note 4/2001
[Effective: 15 Jun 2007]

Amendments To The Rules Of Bursa Malaysia Securities Amendments To Participating Organisations' Circular No. R/R 18 of 2005 On The Use Of Clearing Account
[Effective: 18 Jun 2007]

Stamp Duty On Contract Notes In Relation To Sale Or Purchase Of Debentures Listed On Bursa Malaysia Securities Berhad
[Effective: 10 May 2007]

Amendments To The Rules Of Bursa Malaysia Securities Removal Of Condition On Trading Due To Non-Compliance With The Frames Prescribed Under Practice Note 4/2001
[Effective: 27 Apr 2007]

Amendments To The Rules Of Bursa Malaysia Securities Pertaining To Performance Of Supervisory Functions At Group Level
[Effective: 12 Feb 2007]

Amendments To The Rules Of Bursa Malaysia Securities Pertaining To Mobility Of Dealer's Representatives
[Effective: 1 Mar 2007]

Amendments To The Rules Of Bursa Malaysia Securities Pertaining To The Revision Of Frequency Of Reporting Of Periodic Reports From Participating Organisations To The Exchange
[Effective: 26 Feb 2007]

Amendments To The Rules Of Bursa Malaysia Securities Pertaining To The Performance Of Supervisory Functions At Group Level
[Effective: 12 Feb 2007]

A. Directives On The Use Of Day Trading Activities Account ("The SAID Directives ")
B. Directives Pursuant To Paragraphs 5.4 And 9.3 Of The SAID Directives
[Effective: 3 Jan 2007]

Amendments To The Rules Of Bursa Malaysia Securities In Relation To The Reintroduction Of Regulated Short Selling
[Effective: 3 Jan 2007]

Amendments To The Rules Of Bursa Malaysia Securities In Relation To Investment Banks
[Effective: 8 Nov 2006]

Amendments To The Rules Of Bursa Malaysia Securities

• Pertaining To The Guidelines On Permitted Activities For Stockbroking Companies Issued By The Securities Commission, Establishment Of Branch Offices And Electronic Access Facilities ("EAF ")
  [Effective: 30 Jun 2006]

• Revocation Of Members' Circular No. R/R 10 of 2002 Pertaining To The Establishment Of Electronic Access Facilities-Permitted Activities ("EAF-PA ") And The Conversion Of EAF-PA To Branch Office
  [Effective: 17 Jul 2006]

Amendments To The Rules Of Bursa Malaysia Securities Berhad Pertaining To Margin Financing Requirements
[Effective: 3 Jul 2006]

Amendments To The Rules Of Bursa Malaysia Securities Berhad Pertaining To Outsourcing Of Back Office Functions By Participating Organisations
[Effective: 10 May 2006]

Corrigendum To Participating Organisations' Circular R/R 5 of 2006 Dated 2 May 2006 ("R/R 5 of 2006 ")

Amendments To The Rules Of Bursa Malaysia Securities Berhad Pertaining To Minimum Bid And Upper And Lower Limit Prices For ABFMY1 (ABF Malaysia Bond Index Fund)
[Effective: 15 May 2006]

Amendments To The Rules Of Bursa Malaysia Securities Berhad Pertaining To Disclosure Of Information On Volume And Value Of Securities Traded By POs
[Effective: 6 Feb 2006]

Amendments To The Rules Of Bursa Malaysia Securities Berhad Pertaining To Brach Offices Of Non-Universal Brokers
[Effective: 3 Jan 2006]

Amendments To The Rules Of Bursa Malaysia Securities Berhad Pertaining To Brokerage Fees For ABFMY1 Trades And To Provide Clarity In Relation To Existing Rules On Brokerage Fees
[Effective: 13 Feb 2006]

Corrigendum To Participating Organisations' Circular R/R 22 of 2005 Dated 23 December 2005

Corrigendum To Participating Organisations' Circular R/R 22 of 2005 Dated 23 December 2005
("R/R 22 of 2005 ")

1. Amendments To The Rules Of Bursa Malaysia Securities Berhad ("The Rules ") Pertaining To The Provision Of Other Types Of Financing By Participating Organisations ("POs ") (Other Than Margin Financing)
2. Directives Allowing The Provision Of Discretionary Financing By POs
3. Amendments To The Rules Consequential To Allowing For The Provision Of Discretionary Financing By POs
[Effective: 23 Dec 2005]

Corrigendum To Participating Organisations' Circular R/R17 of 2005 Dated 7 October 2005 ("R/R 17 of 2005 ")

Participating Organisation's Circular R/R18 of 2005 Dated 7 October 2005

Directives For Participating Organisation On The Use Of Clearing Account, Error Or Mistake Account And Investment Account
[Effective: 21 Oct 2005]

Amendments To The Rules Of Bursa Malaysia Securities Berhad In Relation To The Liberalisation Of Central Depository System ("CDS ") Account Structure Requirements Introduced In 1998
[Effective: 21 Oct 2005]

Directive Issued Pursuant To Rule 601.3(1)(C) In Relation To Recognised Stock Exchange
[Effective: 26 Sept 2005]

Directive Issued Pursuant To Rule 601.3(1)(C) In Relation To Recognised Stock Exchanges
[Effective: 26 Sept 2005]

Amendments To The Rules Of Bursa Malaysia Securities Berhad Pertaining To Credit Facilities Granted To The Spouse, Parent And Child Of Commissioned Dealer's Representatives
[Effective: 3 Oct 2005]

Amendments To The Rules Of Bursa Malaysia Securities Berhad Pursuant To The Securities Commissions Guidelines On Exchange Traded Funds
[Effective: 18 Jul 2005]

Amendments To The Rules Of Bursa Malaysia Securities Berhad Pertaining To Sharing Of Employees Who Are Common To The Universal Broker And The Licensed Futures Company For The Purpose Of Carrying Out The Back Office System And Operations In Relation To The Conduct Of Futures Broking Business At The Universal Broker's Principal Office And/Or Any Of Its Branch Office(s)
[Effective: 25 Mar 2005]

Amendments To The Rules Of Bursa Malaysia Securities Berhad Relating To The Establishment Of Branch Offices By Eligible Non-Universal Brokers
[Effective: 5 Nov 2004]