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Equities

Equities offer considerable potential for capital growth and are long term risk investments. Ownership of equities will often entitle the investor to a portion of the company's profits through dividends.

List of Market Makers

Brokers

List of Market Makers

AFFIN HWANG INVESTMENT BANK BERHAD

21st Floor Menara Boustead 69 Jalan Raja Chulan 50200 Kuala Lumpur

Tel: 03-2146 7731
Fax: 03-2143 1212

  • 2015
AFFIN HWANG INVESTMENT BANK BERHAD 2015
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
24 Mar 2015 ETBS

SW = Structured Warrant
ETF = Exchange Traded Fund
JA = Callable Bull Certificate


AMBANK (M) BERHAD

22nd Floor Bangunan AmBank Berhad 55 Jalan Raja Chulan 50200 Kuala Lumpur

Tel: 03-2036 2633 / 03-2167 3000
Fax: 03-2031 6453 / 03-2166 5593

  • 2017
  • 2016
  • 2015
  • 2014
  • 2013
  • 2012
  • 2011
  • 2010
  • 2009
AMBANK (M) BERHAD 2017
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
15 May 2017 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • DRBHCOMC35
  • ECOWLD-CI
  • GDEX-CE
  • KERJAYA-CD
  • AIRPORT-CT
  • MEDIA-CJ
  • MYEG-C18
  • MHB-C3
  • SKPRES-CE
  • TALIWRK-CB
161935
8206CI
0078CE
7161CD
5014CT
4502CJ
013818
5186C3
7155CE
8524CB
30 Mar 2017 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • AXIATA-C9
  • BAT-CH
  • DIALOG-C13
  • GENM-C25
  • IOIPG-CO
  • MAHSING-C8
  • RHBBANK-CZ
  • TM-C18
  • YTL-C9
  • YTLPOWR-CY
688819
4162CH
727713
471525
5249CO
8583C8
1066CZ
486318
4677C9
6742CY
22 Mar 2017 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • ASTRO-C2
  • E&O-C10
  • GAMUDA-C35
  • IJM-C6
  • KAREX-CX
  • MAXIS-CZ
  • PADINI-CJ
  • TAANN-CJ
  • UNISEM-CV
  • VS-CM
6399C2
341710
539835
3336C6
5247CX
6012CZ
7052CJ
5012CJ
5005CV
6963CM
06 Feb 2017 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • ASTRO-C2
  • E&O-C6
  • GAMUDA-C33
  • KAREX-CW
  • MAXIS-CZ
  • PADINI-CI
  • TAANN-CJ
  • TUNEPRO-CM
  • UNISEM-CU
  • VS-CM
6399C2
3417C6
539833
5247CW
6012CZ
7052CI
5012CJ
5230CM
5005CU
6963CM
AMBANK (M) BERHAD 2016
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
05 Dec 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIAC48
  • AAX-C6
  • CMSB-C5
  • CIMB-C18
  • DIGI-C17
  • DRBHCOMC29
  • GENTINGC37
  • INARI-CY
  • MAYBANKC27
  • MRCB-C12
  • MYEG-C9
  • POS-C5
  • PBBANK-C13
  • SUNCON-CI
  • TOPGLOV-C11
  • UEMS-C8
509948
5238C6
2852C5
102318
694717
161929
318237
0166CY
115527
165112
0138C9
4634C5
129513
5263CI
711311
514838
AMBANK (M) BERHAD 2015
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
26 Aug 2015 SW
SW
SW
SW
SW
SW
SW
SW
  • CMSB-CN
  • GENTINGC24
  • INARI-CI
  • MAYBANKC14
  • MISC-C2
  • MRCB-C6
  • SKPETROC18
  • YTLPOWR-CT
2852CN
318224
0166CI
115514
3816C2
1651C6
521818
6742CT
30 Jan 2015 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • YINSON-CH
  • WCT-CV
  • MYEG-CK
  • MAYBULK-CT
  • E&O-CY
  • DRBHCOMC13
  • COASTAL-CK
  • ARMADA-C4
  • UEMS-C13
  • TROP-CH
  • RHBCAP-CT
  • MRCB-C3
  • FGV-C3
  • DIALOG-C3
  • DAYANG-CR
  • CIMB-C4
7293CH
9679CV
0138CK
5077CT
3417CY
161913
5071CK
5210C4
514813
5401CH
1066CT
1651C3
5222C3
7277C3
5141CR
1023C4
AMBANK (M) BERHAD 2014
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
10 Dec 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIA-C15
  • AIRASIA-C16
  • ARMADA-C2
  • IJM-CU
  • IOIPG-CG
  • AIRPORT-CM
  • SKPETRO-C10
  • WPRTS-CJ
5099C15
5099C16
5210C2
3336CU
5249CG
5014CM
521810
5246CJ
19 Nov 2014 SW
SW
SW
SW
SW
SW
  • MUDAJYA-CU
  • MAXIS-CO
  • GENM-C10
  • FGV-CZ
  • GAMUDA-C16
  • UEMS-C11
5085CU
6012CO
318210
5222CZ
539816
514811
10 Oct 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • ASTRO-CR
  • E&O-CU
  • GENTINGC19
  • IOICORP-C5
  • MAYBANK-C7
  • PCHEM-CY
  • SKPETRO-C2
  • UEMS-C9
6399CR
3417CU
318219
1961C5
1155C7
5183CY
5218C2
5148C9
08 Sep 2014 SW
SW
SW
SW
SW
SW
  • DIGI-CZ
  • GENP-CG
  • JTIASA-CC
  • PARKSON-CN
  • SUNWAY-CK
  • YTL-CW
6947CZ
2291CG
4383CC
5657CN
5211CK
4677CW
10 Jul 2014 SW
SW
SW
SW
SW
  • ARMADA-CU
  • AIRASIAC12
  • FGV-CU
  • MAYBULK-CQ
  • SKPETRO-CZ
5210CU
509912
5222CU
5077CQ
5218CZ
17 Mar 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • AAX-CK
  • BJAUTO-CA
  • DSONIC-CA
  • IOICORP-C4
  • MAS-CW
  • SCOMIES-CA
  • TSH-CG
  • UMWOG-CP
5238CK
5248CA
5216CA
1961C4
3786CW
7045CA
9059CG
5243CP
30 Jan 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • CMSB-CE
  • IOIPG-CD
  • KSENG-CC5
  • MAHSING-CS
  • MMCCORP-CS
  • MRCB-CV
  • PARKSON-CM
  • WCT-CP
2852CE
5249CD
3476CC
8583CS
2194CS
1651CV
5657CMA
9679CP
10 Jan 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • BURSA-C5
  • DIALOG-CW
  • DRBHCOM-C5
  • HSL-CB
  • MBSB-CT
  • MPHBCAP-CB
  • TDM-CA
  • SKPETRO-CV
1818C5
7277CW
1619C5
6238CB
1171CT
5281CV
2054CA
5218CV
AMBANK (M) BERHAD 2013
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
29 Nov 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • AXIATA-CA
  • GAMUDA-C10
  • KULIM-CP
  • MAXIS-CL
  • MAYBANK-C5
  • PBBANK-CZ
  • RSAWIT-CK
  • UEMS-C3
6888CX
539810
2003CP
6012CL
1155C5
1295CZ
5113CK
5148C3
25 Sep 2013 SW
SW
SW
SW
SW
SW
SW
  • AIRASIA-C7
  • ALAM-CA
  • ASTRO-CN
  • DIGI-CU
  • KOSSAN-CD
  • RHBCAP-CP
  • SIME-CX
5099C7
5115CA
6399CN
6947CU
7153CD
1066CP
4197CX
04 Sep 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • CMSB-CA
  • GENTING-C13
  • MBSB-CR
  • MHB-CS
  • PERISAI-CC
  • SUPERMX-CQ
  • TROP-CC
  • YTL-CS
2852CA
3182C13
1171CR
5186CS
0047CC
7106CQ
5401CC
4677CS
28 Aug 2013 SW
SW
SW
SW
  • UMWOG-CC
  • UMWOG-CD
  • UMWOG-CE
  • UMWOG-CF
5243CC
5243CD
5243CE
5243CF
17 Jun 2013 SW
SW
SW
SW
  • AAX-CF
  • AAX-CG
  • AAX-CH
  • AAX-CI
5283CF
5283CG
5283CH
5283CI
12 Jun 2013 SW
SW
SW
SW
SW
SW
  • DAYANG-CG
  • DIALOG-CS
  • FGV-CQ
  • GASMSIA-CL
  • MAYBULK-CK
  • MUDAJAYA-CQ
5141CG
7277CS
5222CQ
5209CL
5077CK
5085CQ
07 May 2013 SW
SW
SW
SW
  • BIMB-CN
  • DRBHCOM-CY
  • MRCB-CS
  • UEMLAND-CX
5258CN
1619CY
1651CS
5148CX
15 Apr 2013 SW
SW
SW
SW
SW
SW
  • DAYANG-CF
  • KOSSAN-CB
  • PCHEM-CS
  • RHBCAP-CN
  • PCHEM-HB
  • RHBCAP-HB
5141CF
7153CB
5183CS
1066CN
5183HB
1066HB
15 Mar 2013 SW
SW
SW
SW
SW
  • AMWAY-CA
  • HARTA-CH
  • PPB-CG
  • SPSETIA-CJ
  • TENCENT-C2
6351CA
5168CH
4065CG
8664CJ
05462C2
25 Feb 2013 SW
SW
SW
SW
SW
  • AEON-CB
  • CARLSBG-CB
  • PARKSON-CI
  • QL-CD
  • SKPETRO-CN
6599CB
2836CB
5657CI
7084CD
5218CN
06 Feb 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • CIMB-CX
  • CIMB-HB
  • GAMUDA-C6
  • GAMUDA-HB
  • MMCCORP-CM
  • MMCCORP-HA
  • TCHONG-CN
  • TM-CX
1023CX
1023HB
5398C6
5398HB
2194CM
2194HA
4405CN
4863CX
05 Feb 2013 ETBS
  • DIN040000223
0400GA
15 Jan 2013 SW
SW
SW
SW
SW
  • AIRASIA-C2
  • DLADY-CA
  • DRBHCOM-CW
  • NCB-CA
  • POS-CJ
5099C2
3026CA
1619CW
5509CA
4634CJ
08 Jan 2013 SW
SW
SW
SW
SW
  • BJCORP-CL
  • DIALOG-CQ
  • GENM-C3
  • KSENG-CA
  • MBSB-CN
3395CL
7277CQ
4715C3
3476CA
1171CN
AMBANK (M) BERHAD 2012
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
31 Dec 2012 SW
SW
SW
SW
SW
SW
  • BAC-C4
  • CITIGRP-C8
  • JTINTER-CA
  • KPJ-CK
  • MAHSING-CM
  • SKPETRO-CL
0537C4
0535C8
2615CA
5878CK
8583CM
5218CL
11 Dec 2012 SW
SW
SW
SW
SW
ETB
  • BAT-CB
  • ARMADA-CO
  • KLK-CS
  • AIRPORT-CG
  • UEMLAND-CV
  • N.A
4162CB
5210CO
2445CS
5014CG
5148CV
N.A
12 Nov 2012 SW
SW
SW
SW
  • MAYBANK-CX
  • MISC-CP
  • SKPETRO-CI
  • TENAGA-CZ
1155CX
3816CP
5218CI
5347CZ
18 Oct 2012 SW
SW
SW
  • LITRAK-CA
  • TOPGLOV-CM
  • ASTRO-HA
6645CA
7113CM
6399HA
10 Oct 2012 SW
SW
SW
SW
SW
  • AIRASIA-C1
  • AXIATA-CR
  • DIGI-CN
  • IGB-CN
  • MAS-CM
5099C1
6888CR
6947CN
1597CN
3786CM
09 Oct 2012 SW
SW
SW
  • ASTRO-CE
  • ASTRO-CF
  • ASTRO-CG
6399CE
6399CF
6399CG
19 Sep 2012 SW
SW
SW
SW
SW
  • GENM-CZ
  • HLFG-CA
  • IJM-CO
  • PPB-CD
  • UMW-CM
4715CZ
1082CA
3336CO
4065CD
4588CM
05 Sep 2012 SW
SW
SW
SW
SW
  • APPLE-C7
  • DIALOG-CN
  • MRCB-CO
  • QL-CC
  • WCT-CJ
0528C7
7277CN
1651CO
7084CC
9679CJ
28 Aug 2012 SW
SW
SW
SW
SW
  • AEONCR-CA
  • F & N-CA
  • MANUTD-C1
  • ORIENT-CB
  • PADINI-CB
5139CA
3689CA
0562C1
4006CB
7052CB
02 Aug 2012 SW
SW
SW
SW
SW
  • IJMPLNT-CB
  • IOICORP-CX
  • KULIM-CJ
  • RSAWIT-CE
  • THPLANT-CA
2216CB
1961CX
2003CJ
5113CE
5112CA
26 Jul 2012 SW
SW
SW
SW
SW
  • BRDBA-CA
  • E & O -CH
  • IJMLAND-CD
  • KLCCP-CC
  • SUNWAY-CD
1473CA
3417CH
5215CD
5089CC
5211CD
19 Jul 2012 SW
SW
SW
SW
SW
SW
  • MBSB-CJ
  • MBSB-HB
  • MBMR-CB
  • MBMR-HA
  • RHBCAP-CK
  • RHBCAP-HA
1171CJ
1171HB
5983CB
5983HA
1066CK
1066HA
11 Jul 2012 SW
SW
SW
SW
SW
  • IHH-CL
  • IHH-CK
  • IHH-CJ
  • IHH-CI
  • IHH-CH
  • IHH-CG
5225CL
5225CK
5225CJ
5225CI
5225CH
5225CG
19 Jun 2012 SW
SW
SW
SW
  • FGV-CC
  • FGV-CH
  • FGV-CI
  • MPHB-CN
5222CG
5222CH
5222CI
3859CN
15 Jun 2012 SW
SW
SW
SW
  • GASMSIA-CA
  • GASMSIA-CB
  • CSL-CA
  • FB-C4
5209CA
5209CB
5214CA
0560C4
14 May 2012 SW
SW
  • FB-C1
  • SKPETRO-CA
0560C1
5218CA
11 May 2012 SW
SW
SW
SW
  • CARLSBG-CA
  • TWSPLNT-CB
  • TSH-CC
  • UMW-CI
2836CA
6327CB
9059CC
4588CI
25 Apr 2012 SW
SW
  • JCY-CK
  • RSAWIT-CD
5161CK
5113CD
06 Apr 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • AXIATA-CO
  • AXIATA-HB
  • BIMB-CH
  • BIMB-HA
  • MBSB-CH
  • MBSB-HA
  • MHB-CM
  • MHB-HB
6888CO
6888HB
5258CH
5258HA
1171CH
1171HA
5186CM
5186HB
26 Mar 2012 SW
SW
SW
SW
SW
SW

  • AIRASIA-CV
  • AIRASIA-HA
  • CIMB-CT
  • CIMB-HA
  • GAMUDA-CY
  • GAMUDA-HA
  • JCY-CF
  • JCY-HA
5099CV
5099HA
1023CT
1023HA
5398CY
5398HA
5161CF
5161HA
14 Feb 2012 SW




  • BIMB-CF
  • E & O-CD
  • MMCCORP-CH
  • PETDAG-CE
  • TIMECOM-CC
  • UOADEV-CD
5258CF
3417CD
2194CH
5681CE
5031CC
5200CD
25 Jan 2012 SW




SW
  • DIALOG-CK
  • DRBHCOM-CM
  • MAYBULK-CD
  • MHB-CJ
  • PCHEM-CM
  • WASEONG-CE
7277CK
1619CM
5077CD
5186CJ
5183CM
5142CE
06 Jan 2012




  • UEMLAND-CN
  • UEMLAND-CN
  • MAS-CF
  • IJM-CJ
  • BSTEAD-CC
  • BJTOTO-CL
5148CN
1615CK
3786CF
3336CJ
2771CC
1562CL
AMBANK (M) BERHAD 2011
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
22 Dec 2011 SW
SW
SW
SW
SW
SW
SW
SW
  • GENTING-C5
  • GENM-CU
  • IGB-CH
  • KASSETS-CA
  • MBSB-CE
  • ORIENT-CA
  • OSK-CA
  • PROTON-CL
3182C5
4715CU
1597CH
6653CA
1171CE
4006CA
5053CA
5304CL
10 Oct 2011 SW
SW
SW
SW
SW
SW
  • SPSETIA-CF
  • POS-CD
  • PARKSON-CD
  • KFC-CC
  • IOICORP-CU
  • AEON-CA
8664CF
4634CD
5657CD
3492CC
1961CU
6599CA
22 Jul 2011 SW
SW
  • BIMB-CB
  • ARMADA-CF
5258CB
5210CF
19 Jul 2011 SW
SW
SW
SW
  • ARMADA-CB
  • COASTAL-CA
  • LMCEMNT-CA
  • LINGUI-CA
5210CB
5071CA
3794CA
2011CA
06 Jul 2011 SW
SW
SW
SW
SW
  • MSM-CC
  • KNM-HB
  • KNM-CJ
  • BENALEC-CA
  • ANNJOO-CB
5202CC
7164HB
7164CJ
5199CA
6556CB
27 Jun 2011 SW
SW
SW
SW
SW
SW
SW
  • TCHONG-CH
  • MHB-HA
  • MHB-CH
  • DRBHCOM-HA
  • DRBHCOM-CI
  • DIALOG-HA
  • DIALOG-CG
4405CH
5186HA
5186CH
1619HA
1619CI
7277HA
7277CG
19 May 2011 SW
SW
SW
SW
SW
  • YTL-CJ
  • YTL-HA
  • MBSB-CA
  • HLBANK-CC
  • HLBANK-HA
4677CJ
4677HA
1171CA
5819CC
5819HA
04 May 2011 SW
SW
SW
SW
SW
  • PBBANK-CQ
  • DAYANG-CA
  • CIMB-CN
  • AFG-CC
  • AFFIN-CE
1295CQ
5141CA
1023CN
2488CC
5185CE
11 Apr 2011 SW
SW
SW
SW
SW
SW
SW
SW
SW
  • SOP-CA
  • IGB-CG
  • PCCHEM-CG
  • TSH-CA
  • BIMB-CA
  • SAPCRES-CD
  • MMCCORP-CD
  • KENCANA-CI
  • GAR-C1
5126CA
1597CG
5183CG
9059CA
5258CA
8575CD
2194CD
5122CI
0556C1
05 Apr 2011 SW
SW
SW
SW
SW
  • YTLLAND-CA
  • MUDAJYA-CF
  • MAS-CC
  • MAHSING-CE
  • GAMUDA-CR
2577CA
5085CF
3786CC
8583CE
5398CR
21 Mar 2011 SW
SW
SW
  • TOPGLOV-CE
  • TAANN-CA
  • EWJ-C1
7113CE
5012CA
0705C1
08 Mar 2011 SW
SW
SW
SW
SW
  • PETGAS-CA
  • KULIM-CC
  • KPJ-CC
  • HSL-CA
  • BKAWAN-CA
1899CA
6033CA
2003CC
5878CC
6238CA
01 Mar 2011 SW
SW
SW
SW
SW
  • UEMLAND-CG
  • UNISEM-CC
  • PETDAG-CB
  • AIRPORT-CC
  • AXIATA-CJ
5148CG
5005CC
5681CB
5014CC
6888CJ
10 Feb 2011 SW
SW
SW
SW
SW
SW
SW
SW
  • TWSPLNT-CA
  • TIMECOM-CA
  • SIME-CM
  • MRCB-CG
  • MHB-CE
  • LIONIND-CA
  • IJMPLNT-CA
  • DIALOG-CC
6327CA
5031CA
4197CM
1651CG
5186CE
4235CA
2216CA
7277CC
12 Jan 2011 SW
SW
SW
SW
SW
  • BURSA-CS
  • MPHB-CE
  • RHBCAP-CF
  • KNM-CH
  • GENP-CA
1818CS
3859CE
1066CF
7164CH
2291CA
AMBANK (M) BERHAD 2010
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
20 Oct 2010 SW
SW
SW
SW
  • SPDR Gold Trust (GoldETF) Call Warrant
  • Apple Inc. Call Warrant
  • WCT Berhad Call Warrant
  • QSR Brands Berhad Call Warrant



21 Sep 2010 SW
SW
SW
SW
  • QL-CA
  • PROTON-CE
  • SAPCRES-CB
  • KENCANA-CD
7084CA
5304CE
8575CB
5122CD
28 Jul 2010 SW
SW
SW
SW
  • Telekom Malaysia Berhad – CW
  • Gamuda Berhad – CW
  • Unisem (M) Berhad – CW
  • Mudajaya Group Berhad – CW



25 Mar 2010 SW
SW
SW
SW
  • Ann Joo Resources Berhad – CW
  • Wah Seng Corporation Berhad – CW
  • Berjaya Corporation Berhad – CW
  • Genting Singapore PLC – CW



AMBANK (M) BERHAD 2009
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
24 Dec 2009 SW
SW
SW
SW
  • IJMLAND-CW
  • SGX-CW
  • TCHONG-CW
  • WILMAR-CW



31 Jul 2009 SW
SW
  • CW Hong Kong Exchange and Clearing Limited - CW
  • PW Hong Kong Exchange and Clearing Limited (Put Warrant)

18 Jun 2009 SW
  • BRKB-C1
0536C1

SW = Structured Warrant
ETF = Exchange Traded Fund
JA = Callable Bull Certificate


AMINVESTMENT BANK BERHAD

22nd Floor Bangunan AmBank Berhad 55 Jalan Raja Chulan 50200 Kuala Lumpur

Tel: 03- 2036 2633
Fax: 03-2078 2842 / 03-2032 5327

  • 2014
  • 2012
  • 2011
  • 2010
  • 2009
AMINVESTMENT BANK BERHAD 2014
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
20 Jan 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • UMWOG-CN
  • PCHEM-CW
  • MMCCORP-CR
  • KULIM-CQ
  • KLK-CU
  • GENP-CE
  • GASMSIA-CO
  • FGV-CT
5243CN
5183CW
2194CR
2003CQ
2445CU
2291CE
5209CO
5222CT
16 Jan 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • TOPGLOV-CR
  • SUPERMX-CT
  • MAGNUM-CU
  • KOSSAN-CE
  • HARTA-CL
  • GENTING-C15
  • GENM-C7
  • BJCORP-CP
7113CR
7106CT
3859CU
7153CE
5168CL
318215
4715C7
3395CP
09 Jan 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • SKPETRO-CT
  • MYEG-CA
  • MAS-CV
  • DRBHCOM-C4
  • DIALOG-CU
  • APM-CA
  • ALAM-CC
  • AIRASIA-C10
5218CT
0138CA
3786CV
1619C4
7277CU
5015CA
5115CC
509910
AMINVESTMENT BANK BERHAD 2012
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
29 Oct 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • ASTRO-CA
  • ASTRO-CB
  • DIALOG-CP
  • MBSB-CL
  • MISC-CO
  • RHBCAP-CL
  • UEMLAND-CR
  • UOADEV-CI
6399CA
6399CB
7277CP
1171CL
3816CO
1066CL
5148CR
5200CI
AMINVESTMENT BANK BERHAD 2011
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
20 Apr 2011 SW
  • ABFMY1
0800EA
AMINVESTMENT BANK BERHAD 2010
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
06 Jul 2010 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • ANNJOO-CA
  • BJCORP-CB
  • BRKB-C1
  • GENS-C6
  • HKEX-CC
  • HKEX-H1
  • IJMLAND-CA
  • MISC-CI
  • SGX-CI
  • TCHONG-CA
  • TCHONG-CD
  • WASEONG-CB
  • WILMAR-C4
6556CA
3395CB
0536CI
0539C6
0505CC
0505H1
5215CA
3816CI
0543CI
4405CA
4405CD
5142CB
0530C4
AMINVESTMENT BANK BERHAD 2009
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
18 Jun 2009 ETF
  • FBMKLCI-EA
0820EA

SW = Structured Warrant
ETF = Exchange Traded Fund
JA = Callable Bull Certificate


CIMB BANK BERHAD

Principal Office, 17th Floor Menara CIMB Jalan Stesen Sentral 2 Kuala Lumpur Sentral 50470 Kuala Lumpur

Tel: 03-2084 9942
Fax: 03-2093 6098

  • 2017
  • 2016
  • 2015
  • 2014
  • 2013
  • 2012
  • 2011
  • 2010
  • 2009
CIMB BANK BERHAD 2017
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
26 May 2017 SW
SW
SW
SW
SW
SW
SW
SW
  • AXIATA-C20
  • MAYBANKC31
  • PADINI-CK
  • RHBBANK-C2
  • SENERGYC45
  • YTLPOWR-C1
  • FBMKLCI-C3A
  • FBMKLCI-H4C
688820
115531
7052CK
1066C2
521845
6742C1
06503A
06504C
19 Apr 2017 SW
SW
SW
SW
SW
SW
SW
SW
  • AFFIN-CY
  • BAT-CI
  • ARMADA-C27
  • DIALOG-C17
  • DIGI-C19
  • KAREX-CZ
  • LAFMSIA-CC
  • MBSB-C2
5185CY
4162CI
521027
727717
694719
5247CZ
3794CC
1171C2
04 Apr 2017 SW
SW
SW
SW
SW
SW
SW
PW
  • AIRASIAC53
  • ECOWLD
  • FGV-C28
  • AIRPORT-CS
  • MYEG-C16
  • SUPERMX-C27
  • FBMKLCI-C1X
  • FBMKLCI-H2Z
509953
8206CF
5222228
5014CS
013816
710627
06501X
06502Z
13 Mar 2017 SW
SW
SW
SW
SW
SW
SW
PW
  • GENM-C24
  • GENTINGC42
  • IJM-C5
  • MUHIBAH-CD
  • PETGAS-CO
  • YTL-C8
  • FBMKLCI-C1U
  • FBMKLCI-H2W
471524
381242
3336C5
5703CD
6033CO
4677C8
06501U
06502W
13 Feb 2017 SW
SW
SW
SW
SW
SW
SW
SW
  • BAUTO-CR
  • IHH-C3
  • INARI-CZ
  • SPSETIA-CW
  • SIME-C14
  • TOPGLOV-C17
  • FBMKLCI-C1R
  • FBMKLCI-H2T
5248CR
5225C3
0166CZ
8664CW
419714
711317
06501R
06502T
05 Jan 2017 SW
SW
SW
SW
SW
SW
SW
SW
  • ASTRO-C1
  • ARMADA-C24
  • BURSA-C11
  • DRBHCOMC30
  • SKPETROC38
  • TENAGA-C35
  • FBMKLCI-C1O
  • FBMKLCI-H2Q
6399C1
521024
181811
161930
521838
534735
06501O
06502Q
CIMB BANK BERHAD 2016
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
23 Nov 2016 SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIA-C47
  • AXIATA-C15
  • IOICORP-C13
  • MALAKOF-CT
  • MYEG-C8
  • WCT-CZ
  • FBMKLCI-C1J
  • FBMKLCI-H2L
509947
688815
196113
5246CT
0138C8
9679CZ
06501J
06502L
26 Oct 2016 SW
SW
SW
SW
SW
SW
SW
SW
  • AMBANK-CV
  • GAMUDA-C31
  • MHB-C1
  • MAXIS-CW
  • PCHEM-C9
  • TM-C14
  • FBMKLCI-C1D
  • FBMKLCI-H2F
1015CX
539831
5186C1
6012CW
5183C9
486314
06501D
06502F
04 Oct 2016 SW
SW
SW
SW
SW
SW
SW
  • DRBHCOMC26
  • FGV-C21
  • HAPSENG-CU
  • MRCB-C9
  • SUNCON-CH
  • FBMKLCI-C1A
  • FBMKLCI-H2C
161926
522221
3034CU
1651C9
5263CH
06501A
06502C
21 Sep 2016 SW
SW
SW
SW
SW
SW
SW
SW
  • AFFIN-CV
  • MAHSING-C6
  • MMCCORP
  • PBBANK-C12
  • SIME-C8
  • WRPTS-CP
  • FBMKLCI-C94
  • FBMKLCI-H99
5185CV
8583C6
2194C4
129512
4197C8
5246CP
065094
065099
17 Aug 2016 SW
SW
SW
SW
SW
SW
SW
SW
  • FBMKLCI-H93
  • FBMKLCI-C88
  • UEMS-C31
  • PETDAG-CR
  • PADINI-CF
  • MYEG-C1
  • MAYBANKC24
  • F&N-CB
065093
065088
514831
5681CR
7052CF
0138C1
115524
3689CB
27 Jul 2016 SW
SW
SW
SW
SW
SW
SW
SW
  • FBMKLCI-H89
  • FBMKLCI-C84
  • YTLPOWR-CW
  • UMW-CY
  • UMWOG-C7
  • SKPETROC29
  • RHBBANK-CW
  • MISC-C8
065089
065084
6742CW
4588CY
5243C7
521829
1066CW
3816C8
21 Jun 2016 SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIAC38
  • BAT-CF
  • DIGI-C14
  • FGV-C13
  • AIRPORT-CP
  • SUPERMX-C18
  • FBMKLCI-C76
  • FBMKLCI-H75
509938
4162CF
697414
522213
5014CP
710618
065076
065081
24 May 2016 SW
SW
SW
SW
SW
SW
SW
SW
  • GENM-C15
  • GENTINGC31
  • FBMKLCI-H75
  • FBMKLCI-C70
  • YTL-C4
  • PETGAS-CN
  • MRCB-C7
  • IJM-C1
471515
318231
065075
065070
4677C4
6033CN
1651C7
3336C1
26 Apr 2016 SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIA-C34
  • BJAUTO-CN
  • ARMADA-C15
  • IHH-CZ
  • TENAGA-C28
  • TOPGLOC-C6
  • FBMKLCI-C62
  • FBMKLCI-H67
509934
5248CN
521015
5225CZ
534728
7113C6
065062
065067
01 Apr 2016 SW
SW
SW
SW
SW
SW
SW
SW
  • AEON-CF
  • ASTROC-CV
  • AXIATA-C8
  • BURSA
  • SPSETIA
  • UMW-CW
  • FBMKLCI-C56
  • FBMKLCI-H61
6599CF
6399CV
6888C8
1819C9
8664CU
4588CW
065056
065061
01 Mar 2016 SW
SW
SW
SW
SW
SW
SW
SW
  • FBMKLCI-H59
  • FBMKLCI-C54
  • WCT-CX
  • MAXIS-CT
  • MISC-C5
  • MAYBANKC19
  • MALAKOF-CN
  • IOICORP-C9
065059
065054
9679CX
MAXIS-CT
3816C5
115519
5264CN
1961C9
03 Feb 2016 SW
SW
SW
SW
SW
SW
SW
SW
  • FBMKLCI-H53
  • FBMKLCI-C48
  • TM-C12
  • PCHEM-C6
  • MHB
  • HAPSENG-CR
  • GAMUDA-C26
  • DRBHCOMC19
065053
065048
486312
5183C6
5186CY
3034CR
539826
161919
15 Jan 2016 SW
SW
SW
SW
SW
SW
SW
SW
  • UMWOG-C3
  • SUPERMX-C10
  • POS-CV
  • PETDAG-CQ
  • FBMKLCI-H43
  • FBMKLCI-C40
  • EDGENTA-CG
  • BJCORP-CZ
5243C3
710610
4634CV
5681CQ
065043
065040
1368CG
3395CZ
CIMB BANK BERHAD 2015
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
03 Dec 2015 SW
SW
SW
SW
SW
SW
SW
SW
  • AFFIN-CT
  • DIGI-C9
  • FBMKLCI-C34
  • FBMKLCI-H37
  • MAHSING-C2
  • MMCCORP-C1
  • MYEG-CT
  • WPRTS-CN
5185CT
6947C9
65034
65037
8583C2
2194C1
0138CT
5246CN
19 Nov 2015 MyETF
  • METFAPA
0826EA
01 Oct 2015 SW
SW
SW
SW
SW
SW
SW
SW
  • DRBHCOMC17
  • FBMKLCI-C22
  • FBMKLCI-C24
  • FBMKLCI-H25
  • FBMKLCI-H27
  • GAMUDA-C22
  • TENAGA-C25
  • UEMS-C19
161917
65022
65024
65025
65027
539822
534725
514819
23 Jul 2015 SW
SW
SW
SW
SW
SW
SW
SW
  • ARMADA-C6
  • DRBHCOMC16
  • GASMSIA-CT
  • HAPSENG-CN
  • MYEG-CN
  • SKPETROC15
  • UEMS-C18
  • YTLPOWR-CS
161917
65022
65024
65025
65027
539822
534725
514819
24 Apr 2015 SW
SW
SW
SW
SW
SW
SW
SW
  • IJM-CW
  • MAGNUM-CW
  • MAYBANKC13
  • MPHBCAP-CH
  • MRCB-C5
  • PARKSON-CO
  • POS-CU
  • UMW-CU
3336CW
3859CW
115513
5237CH
1651C5
5657CO
4634CU
4588CU
16 Apr 2015 MyETF
  • METFSID
0825EA
13 Mar 2015 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIAC19
  • ASTRO-CT
  • HAPSENG-CK
  • MAYBANKC11
  • SIME-C2
  • SPSETIA-CR
  • TUNEINS-CE
  • WCT-CU
  • AMBANK-CV
  • FGV-C4
  • GENTINGC22
  • IOICORP-C6
  • MISC-CY
  • RHBCAP-CU
  • SKPETROC12
  • UEMS-C14
509919
6399CT
3034CK
115511
4197C2
8664CR
5230CE
9679CU
1015CV
5222C4
318222
1961C6
3816CY
1066CU
521812
514814
21 Feb 2015 MyETF
  • MYETFID
0824EA
16 Jan 2015 SW
SW
SW
SW
SW
SW
SW
SW
  • DIGI-C3
  • FBMKLCI-CR
  • FBMKLCI-HK
  • GAMUDA-C18
  • GASMSIA-CS
  • MRCB-C1
  • MYEG-CH
  • UMWOG-CT
6947C3
0650CR
0650HK
539818
5209CS
1651C1
0138CH
5243CT
CIMB BANK BERHAD 2014
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
10 Sep 2014 SW
SW
SW
SW
SW
SW
SW
  • AIRPORT-CL
  • BAT-CD
  • FGV-CV
  • SEM-CC
  • SUPERMX-CX
  • UEMS-C7
  • YTL-CV
5014CL
4162CD
5222CV
5250CC
7106CX
5148C7
4677CV
28 Aug 2014 ETBS
  • DIN042300721
0400GC
14 Aug 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • AEON-CC
  • CBIP-CA
  • GTRONIC-CB
  • HLBANK-CK
  • MAGNUM-CV
  • MISC-CW
  • MPHBCAP-CE
  • PADINI-CE
6599CC
7076CA
7022CB
5819CK
3859CV
3816CW
5237CE
7052CE
14 Jul 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • AAX-CO
  • AXIATA-C1
  • IHH-CU
  • KNM-CN
  • MKH-CA
  • MUHIBAH-CB
  • PERISAI-CG
  • YTLPOWR-CM
5238CO
6888C1
5225CU
7164CN
6114CA
5703CB
0047CG
6742CM
08 Jul 2014 SW
SW
SW
SW
  • FBMKLCI-CG
  • FBMKLCI-CH
  • FBMKLCI-CI
  • FBMKLCI-HB
0650CG
0650CH
0650CI
0650HB
09 Jun 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • AMBANK-CS
  • HARTA-CM
  • PBBANK-C1
  • PCHEM-CX
  • SKPETRO-CX
  • TM-C2
  • UOADEV-CP
  • WCT-CR
1015CS
5168CM
1295C1
5183CX
5218CX
4863C2
5200CP
9679CR
11 Apr 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • AFG-CO
  • ARMADA-CT
  • DIGI-CX
  • DRBHCOM-C6
  • GENTINGC17
  • KAREX-CA
  • MHB-CV
  • ZHULIAN-CE
2488CO
5210CT
6947CX
1619C6
318217
5247CA
5186CV
5131CE
25 Mar 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • AAX-CL
  • BJAUTO-CB
  • BSTEAD-CJ
  • COASTAL-CC
  • LAFMSIA-CB
  • MAYBULK-CO
  • PERDANA-CC
  • YINSON-CB
5238CL
5248CB
2771CJ
5071CC
3794CB
5077CO
7108CC
7293CB
24 Feb 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • AFFIN-CQ
  • AIRASIAC11
  • GAMUDA-C11
  • GENS-CN
  • IOICORP-C3
  • MAYBANK-C6
  • SPSETIA-CN
  • TUNEINS-CC
5185CQ
509911
539811
0539CN
1961C3
1155C6
8664CN
5230CC
14 Feb 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • ASTRO-CP
  • HAPSENG-CJ
  • MRCB-CW
  • MUDAJYA-CT
  • RHBCAP-CR
  • SIME-CZ
  • TOPGLOV-CS
  • TROP-CE
6399CP
3034CJ
1651CW
5085CT
1066CR
4197CZ
7113CS
5401CE
22 Jan 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • DIALOG-CV
  • IOIPG-CA
  • IOIPG-CB
  • IOIPG-CC
  • MBMR-CE
  • MBSB-CS
  • MSM-CK
  • PETDAG-CJ
7277CV
5249CA
5249CB
5249CC
5983CE
1171CS
MSM-CK
5681CJ
13 Jan 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • ALAM-CD
  • MMCCORP-CQ
  • MPHBCAP-CA
  • MYEG-CB
  • SKPETRO-CU
  • TENAGA-C8
  • UEMS-C4
  • UMWOG-CM
5115CD
2194CQ
5237CA
0138CB
5218CU
5347C8
5148C4
5243CM
CIMB BANK BERHAD 2013
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
25 Oct 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • AIRPORT-CJ
  • MAGNUM-CT
  • QL-CE
  • RSAWIT-CJ
  • WPRTS-CC
  • WPRTS-CD
  • WPRTS-CE
  • ZHULIAN-CB
5014CJ
3859CT
7084CE
5113CJ
WPRTS-CC
5246CD
5246CE
5131CB
17 Oct 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIA-C8
  • BIMB-CQ
  • GENM-C6
  • HAPSENG-CI
  • KULIM-CO
  • STAR-CC
  • TROP-CD
  • UOADEV-CN
5099C8
5258CQ
4715C6
3034CI
2003CO
6084CC
5401CD
5200CN
27 Sep 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • FGV-CS
  • HARTA-CJ
  • IGB-CO
  • PETGAS-CJ
  • POS-CN
  • TOPGLOV-CQ
  • WASEONG-CJ
  • YTL-CT
5222CS
5168CJ
1597CO
6033CJ
4634CN
7113CQ
5142CJ
4677CT
11 Sep 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • BAT-CC
  • CMSB-CB
  • DIGI-CT
  • PARKSON-CK
  • PETDAG-CI
  • SUPERMX-CR
  • THAIBEV-C1
  • TM-CZ
4162CC
2852CB
6947CT
5657CK
5681CI
7106CR
0564C1
4863CZ
19 Aug 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • AIRPORT-CI
  • BJCORP-CO
  • DAYANG-CI
  • MAS-CS
  • MISC-CT
  • PADINI-CD
  • TENAGA-C5
  • TIMECOM-CI
5014CI
3395CO
5141CI
3786CS
3816CT
7052CD
5347C5
5031CI
24 Jul 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • BIMB-CO
  • DRBHCOM-CZ
  • GASMSIA-CM
  • MAGNUM-CR
  • PCHEM-CT
  • PPB-CI
  • WCT-CM
  • YTLPOWR-CJ
5258CO
1619CZ
5209CM
3859CR
5183CT
4065CI
9679CM
6742CJ
22 Jul 2013 SW
SW
SW
  • AAX-CE
  • AAX-CF
  • AAX-CG
5238CE
5238CF
5238CG
09 Jul 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • AXIATA-CW
  • HLBANK-CI
  • IJMLAND-CF
  • KPJ-CL
  • PERISAI-CA
  • STAR-CB
  • TUNEINS-CA
  • UEMS-CY
6888CW
5819CI
5215CF
5878CL
0047CA
6084CB
5230CA
5148CY
20 Jun 2013 SW
SW
SW
SW
SW
SW
SW
  • HAPSENG-CH
  • IHH-CR
  • MAYBANK-C2
  • PBBANK-CX
  • RHBCAP-CO
  • TCHONG-CO
  • TROP-CA
3034CH
5225CR
1155C2
1295CX
1066CO
4405CO
5401CA
05 Jun 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • AFFIN-CP
  • AFG-CN
  • AMBANK-CQ
  • E&O-CN
  • MAHSING-CP
  • MBSB-CP
  • SPSETIA-CL
  • UOADEV-CK
5185CP
2488CN
1015CQ
3417CN
8583CP
1171CP
8664CL
5200CK
31 May 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIA-C4
  • BURSA-C4
  • DIALOG-CR
  • GAMUDA-C8
  • GENTINGC12
  • MEDIA-CG
  • SKPETRO-CP
  • SUNWAY-CG
5099C4
1818C4
7277CR
5398C8
318212
4502CG
5218CP
5211CG
29 Apr 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • ARMADA-CQ
  • E&O-CM
  • GASMSIA-CK
  • HARTA-CI
  • PARKSON-CJ
  • POS-CM
  • TOPGLOV-CP
  • YTL-CR
5210CQ
3417CM
5209CK
5168CI
5657CJ
4634CM
7113CP
4677CR
15 Mar 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • AFFIN-CO
  • DIGI-CS
  • FGV-CP
  • GAMUDA-C7
  • IHH-CQ
  • POS-CL
  • RHBCAP-CM
  • SPSETIA-CI
5185CO
6947CS
5222CP
5398C7
5225CQ
4634CL
1066CM
8664CI
28 Feb 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • ASTRO-CM
  • IOICORP-CZ
  • KULIM-CN
  • MMCCORP-CN
  • SKPETRO-CM
  • SUNWAY-CF
  • SUPERMX-CN
  • TM-CY
6399CM
1961CZ
2003CN
2194CN
5218CM
5211CF
7106CN
4863CY
18 Feb 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIA-C3
  • AFG-CM
  • AXIATA-CU
  • BURSA-C3
  • GENS-CK
  • MAYBANK-CY
  • PBBANK-CW
  • UMW-CN
5099C3
2488CM
6888CU
1818C3
0539CK
1155CY
1295CW
4588CN
05 Feb 2013 ETBS
  • DIN040000223
0400GA
31 Jan 2013 SW
SW
SW
SW
SW
SW
SW
  • BJTOTO-CR
  • MEDIA-CF
  • MRCB-CQ
  • MSM-CJ
  • MUDAJYA-CO
  • TCHONG-CM
  • THPLANT-CB
1562CR
4502CF
1651CQ
5202CJ
5085CO
4405CM
5112CB
CIMB BANK BERHAD 2012
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
24 Dec 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • GENTINGC11
  • HAPSENG-CF
  • IJM-CP
  • MHB-CO
  • RSAWIT-CH
  • TENAGA-C2
  • WASEONG-CH
  • YTLPOWR-CI
318211
3034CF
3336CP
5186CO
5113CH
5347C2
5142CH
6742CI
14 Dec 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • E&O-CK
  • GAMUDA-C5
  • GENM-C1
  • GENP-CD
  • PCHEM-CP
  • SIME-CT
  • TIMECOM-CG
  • UEMLAND-CU
3417CK
5398C5
4715C1
2291CD
5183CP
4197CT
5031CG
5148CU
28 Nov 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • AIRPORT-CF
  • BJTOTO-CP
  • DAYANG-CD
  • HARTA-CG
  • KPJ-CJ
  • KLK-CR
  • MAYBULK-CH
  • SKPETRO-CJ
5014CF
1562CP
5141CD
5168CG
5878CJ
2445CR
5077CH
5218CJ
08 Oct 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIA-CY
  • ARMADA-CN
  • BSTEAD-CG
  • DIALOG-CO
  • IGB-CM
  • IOICORP-CY
  • MMCCORP-CL
  • PPB-CE
5099CY
5210CN
2771CG
7277CO
1597CM
1961CY
2194CL
4065CE
12 Sep 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • DIGI-CL
  • MAYBANK-CW
  • MPHB-CP
  • POS-CH
  • TM-CU
  • UOADEV-CG
  • WASEONG-CG
  • YTL-CO
6947CL
1155CW
3859CP
4634CH
4863CU
5200CG
5142CG
4677CO
17 Aug 2012 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • BAT-CA
  • GENHK-C4
  • HLBANK-CG
  • MAHSING-CK
  • MAXIS-CI
  • PARKSON-CH
  • TOPGLOV-CN
  • E&O-CI
  • GENM-CY
  • KLCCP-CD
  • MISC-CN
  • PBBANK-CT
  • SUPERMX-CK
  • WCT-CI
  • YTLPOWR-CH
4162CA
0552C4
5819CG
8583CK
6012CI
5657CH
7113CN
3417CI
4715CY
5089CD
3816CN
1295CT
7106CK
9679CI
6742CH
10 Aug 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • GENTING-C8
  • HARTA-CF
  • IJM-CN
  • KULIM-CI
  • PADINI-CA
  • PETGAS-CG
  • SKPETRO-CG
  • TENAGA-CX
3182C8
5168CF
3336CN
2003CI
7052CA
6033CG
5218CG
5347CX
27 Jul 2012 SW
SW
SW
SW
  • IHH-CA
  • IHH-CB
  • IHH-CC
  • MEDIA-CD
5225CA
5225CB
5225CC
4502CD
19 Jul 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • AFFIN-CM
  • BURSA-CZ
  • MAHSING-CJ
  • MBMR-CA
  • PETDAG-CF
  • SPSETIA-CG
  • SPSETIA-CH
  • UMW-CK
5185CM
1818CZ
8583CJ
5983CA
5681CF
8664CG
8664CH
4588CK
15 Jul 2012 SW
SW
SW
  • FGV-CJ
  • FGV-CK
  • FGV-CL
5222CJ
5222CK
5222CL
09 Jul 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • AFG-CJ
  • AXIATA-CQ
  • BIMB-CK
  • CSL-CC
  • DRBHCOM-CR
  • FGV-CM
  • July 9, 2012 10:14:35
  • TM-CT
2488CT
6888CQ
5258CK
5214CC
1619CR
5222CM
5222CN
4863CT
22 Jun 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • AMBANK-CO
  • BJCORP-CJ
  • KPJ-CH
  • MAXIS-CG
  • MPHB-CM
  • POS-CG
  • RHBCAP-CJ
  • UEMLAND-CP
1015CO
3395CJ
5878CH
6012CG
3859CM
4634CG
RHBCAP-CJ
5148CP
19 Jun 2012 SW
SW
  • GASMSIA-CH
  • GASMSIA-CI
5209CH
5209CI
30 May 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • AIRPORT-CE
  • MHB-CN
  • SKPETRO-CD
  • SKPETRO-CE
  • SUNWAY-CC
  • TSH-CD
  • TWSPLNT-CC
  • UOADEV-CE
5014CE
5186CN
5218CD
5218CE
5211CC
9059CD
6327CC
5200CE
03 May 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • BIMB-CI
  • GENTING-C7
  • MAS-CJ
  • MRCB-CN
  • PARKSON-CF
  • PCHEM-CO
  • UMW-CH
  • YTL-CN
5258CI
3182C7
3786CJ
1651CN
5657CF
5183CO
4588CH
4677CN
05 Apr 2012 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIA-CW
  • ARMADA-CK
  • BJCORP-CH
  • DIGI-CK
  • HLBANK-CF
  • KLCCP-CA
  • PETGAS-CE
  • PBBANK-JC
  • AFFIN-CJ
  • BSTEAD-CE
  • JCY-CG
  • JCY-CH
  • MBSB-CG
  • PRETAIL-C1
  • RSAWIT-CA
  • TENAGA-CW
5099CW
5210CK
3395CH
6947CK
5819CF
5089CA
6033CE
1295JC
5185CJ
2771CE
5161CG
5161CH
1171CG
0559C1
5113CA
5347CW
22 Mar 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • E&O-CE
  • GAMUDA-CX
  • IJM-CM
  • KLK-CP
  • MISC-CL
  • MPHB-CJ
  • SIME-CR
  • TIMECOM-CD
3417CE
5398CX
3336CM
2445CP
3816CL
3859CJ
4197CR
5031CD
25 Jan 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • BURSA-CW
  • GENM-CV
  • KULIM-CF
  • MRCB-CL
  • PPB-CC
  • QSR-CC
  • TCHONG-CI
  • MAXIS-JB
1818CW
4715CV
2003CF
1651CL
4065CC
9415CC
4405CI
6012JB
18 Jan 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • IGB-CI
  • MEDIA-CB
  • MUDAJYA-CH
  • PETDAG-CD
  • PCHEM-CL
  • TM-CR
  • WASEONG-CD
  • BAT-JA
1597CI
4502CB
5085CH
5681CD
5183CL
4863CR
5142CD
4162JA
CIMB BANK BERHAD 2011
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
01 Dec 2011 SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIA-CT
  • DIGI-CI
  • DRBHCOM-CJ
  • HARTA-CC
  • IJM-CI
  • MHB-CI
  • MAYBULK-CC
  • PROTON-CI
5099CT
6947CI
1619CJ
5168CC
3336CI
5186CI
5077CC
5304CI
24 Aug 2011 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • KPJ-CD
  • WCT-CE
  • SUNWAY-CA
  • AFFIN-CF
  • BJCORP-CF
  • KLK-CM
  • SIME-CO
  • TOYOTA-C5
  • BIMB-CC
  • TENAGA-CT
  • UEMLAND-CJ
  • GENS-CH
  • AMMB-CL
  • UMW-CF
  • RHBCAP-CH
  • MMCCORP-CF
  • PETGAS-CC
  • TOPGLOV-CG
  • GAMUDA-CW
  • UOADEV-CB
5878CD
9679CE
5211CA
5185CF
3395CF
2445CM
4197CO
0523C5
5258CC
5347CT
5148CJ
0539CH
1015CL
4588CF
1066CH
2194CF
6033CC
7113CG
5398CW
5200CB
04 Aug 2011 SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIA-CO
  • ARMADA-CH
  • E&O-CA
  • E&O-CB
  • KNM-CL
  • MBSB-CB
  • MRCB-CI
  • YTLPOWR-CD
5099CO
5210CH
3417CA
3417CB
7164CL
1171CB
1651CI
6742CD
19 Jul 2011 SW
SW
SW
SW
SW
SW
SW
SW
  • ARMADA-CC
  • ARMADA-CD
  • ARMADA-CE
  • GAMUDA-CS
  • MSM-CE
  • MAYBANK-JB
  • PBBANK-JB
  • GENM-JB
5210CC
5210CD
5210CE
5398CS
5202CE
1155JB
1295JB
4715JB
29 Jun 2011 SW
SW
SW
SW
  • BURSA-CU
  • MISC-CK
  • MSM-CA
  • IOICORP-CS
1818CU
3816CK
5202CA
1961CS
08 Jun 2011 SW
SW
SW
SW
  • AFG-CD
  • UOADEV-CA
  • DIGI-CF
  • HAPSENG-CB
2488CD
5200CA
5947CF
3034CB
27 May 2011 SW
SW
SW
SW
SW
  • ICBC-CB
  • ANZ-C2
  • MGM-C1
  • MGM-C2
  • GLENCO-C1
0502CB
0545C2
0557C1
0557C2
0558C1
13 May 2011 SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIA-CW
  • YTL-CI
  • MMCCORP-CE
  • TAANN-CB
  • PETGAS-CB
  • MPHB-JB
  • MRCB-JB
  • BURSA-JA
5099CM
4677CI
2194CE
5012CB
6033CB
3859JB
1651JB
1818JA
11 May 2011 SW
SW
SW
SW
  • MAYBULK-CB
  • TM-CP
  • GENTING-JB
  • UEMLAND-JB
5077CB
4863CP
3182JB
5148JB
18 Apr 2011 SW
SW
SW
SW
  • QSR-CB
  • HLBANK-CB
  • SAPCRES-CE
  • GAMUDA-JB
9451CB
9451CB
8575CE
8575JB
07 Apr 2011 SW
SW
SW
SW
  • PETDAG-CC
  • TOPGLOV-CF
  • IGB-CF
  • GENM-CR
5681CC
7113CF
1597CF
4715CR
17 Mar 2011 SW
SW
SW
SW
  • PCHEM-CE
  • WASEONG-CC
  • TCHONG-CG
  • DRBHCOM-CF
5183CE
5142CC
44405CG
1619CF
21 Jan 2011 SW
SW
SW
SW
  • PARKSON-CC
  • BURSA-CT
  • KENCANA-CG
  • SIME-CL
5657CC
1818CT
5122CG
4197CL
16 Jan 2011 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • MEDIA-CA
  • PROTON-CG
  • PPB-CB
  • PPB-CB
  • MHB-CF
  • KULIM-CB
  • MISC-JB
  • IGB-JA
  • UEMLAND-CF
  • MPHB-CG
  • HAPSENG-CA
  • AMMB-JA
  • GAMUDA-CQ
  • MAHSING-CC
  • KPJ-CB
  • IJM-CG
4502CA
5304CG
4065CB
3182CZ
5186CF
2003CB
3816JB
1597JA
5148CF
3859CG
3034CA
1015JA
5398CQ
8583CC
5878CB
3336CG
12 Jan 2011 SW
SW
SW
SW
SW
SW
SW
SW
  • MAHSING-CB
  • SPSETIA-CD
  • PCHEM-CD
  • BJCORP-CD
  • UEMLAND-CE
  • IGB-CD
  • BJTOTO-CH
  • MISC-CJ
8583CB
8664CD
5183CD
3395CD
5148CE
1597CD
1562CH
3816CJ
11 Jan 2011 SW
SW
SW
SW
  • GENM-CP
  • MPHB-CD
  • RHBCAP-CE
  • KNM-CF
4715CP
3859CD
1066CE
7164CF
CIMB BANK BERHAD 2010
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
14 Dec 2010 SW
SW
SW
SW
  • HSI-CE
  • HSJ-H3
  • HSBC-C8
  • WYNN-C3
0651CE
0651H3
0504C8
0540C3
23 Nov 2010 SW
SW
SW
SW
  • AMMB-CJ
  • KFC-CA
  • MUDAJYA-CC
  • IOICORP-JA
1015CJ
3492CA
5085CC
1961JA
01 Nov 2010 SW
SW
SW
  • MHB CW
  • TCHONG CW
  • IJM CW


21 Oct 2010 SW
SW
SW
SW
SW
  • AIRASIA – CJ
  • YTLPOWER-CB
  • WCT-CC
  • AFFIN-CD
  • BJTOTO-JA
5099CJ
6742CB
9679-CC
5185-CD
1562JA
18 Oct 2010 SW
SW
SW
  • UMW- CD
  • MAXIS - JA
  • MPHB - JA
4588CD
6012JA
3859JA
12 Oct 2010 SW
SW
SW
SW
  • DRBHCOM-CC
  • MRCB-CE
  • MMC-CB
  • KLK-CJ
1619CC
1651CE
2194CB
2445CJ
06 Oct 2010 SW
SW
SW
SW
  • GAMUDA – CW
  • SAPCRES – WP
  • MAYBANK
  • PBBANK



24 Sep 2010 SW
SW
SW
SW
SW
  • GEN – CV
  • TENAGA – CR
  • PROTON – CF
  • GENHK – C1
  • GENM - JA
3182CV
5347CR
5304CF
0552C1
4715JA
20 Sep 2010 SW
SW
SW
SW
  • HSI – CD
  • HSI – H2
  • HIS – J1
  • HIS – K1
0651CD
0651H2
0651J1
0651K1
08 Sep 2010 SW
SW
SW
  • GENS – CA
  • GENS – CB
  • TOYOTA – CW
0539CA
0539CB
0539CB
20 Aug 2010 SW
SW
SW
SW
  • UEMLAND – CD
  • MAYBULK – CA
  • UNISEM – CB
  • IOICORP – CP
5148CD
5077CA
5005CB
1961CP
05 Aug 2010 SW
SW
SW
SW
  • MRCB - JA
  • UEMLAND - JA
  • MISC - JA
  • BJCORP - JA
1651 JA
5148 JA
3816 JA
3395 JB
21 Jul 2010 SW
SW
SW
SW
  • MAYBANK-CO
  • PBBANK-CN
  • TM-CM
  • KPJ-CA
1155CO
1295CN
4863CM
5878CA
07 Jul 2010 SW
SW
SW
SW
  • AIRASIA-JA
  • GAMUDA-JA
  • GENT-JA
  • BJCORP-JA
5099JA
5398JA
3182JA
3395JA
20 May 2010 SW
SW
SW
SW
SW
  • MRCB-CD
  • BURSA-CD
  • DIGI-CE
  • KENCANA-CC
  • AXIATA-CG
1651CD
1818CD
6947CE
5122CC
6888CG
13 May 2010 SW
SW
  • TRAHK – C1
  • HTK – C1
0702C1
0703C1
04 May 2010 SW
SW
SW
SW
  • BJTOTO-CG
  • PETDAG-CA
  • AMMB-CH
  • UNISEM-CA
1562CG
5681CA
1015CH
5005CA
23 Mar 2010 SW
SW
SW
SW
  • RHBCAP-CW
  • AIRPORT-CA
  • WASEONG-CA
  • MAHSING-CA
1066CC
5014CA
5142CA
8583CA
02 Mar 2010 SW
SW
SW
SW
  • MAS-CA
  • MPHB-CA
  • SUPERMAX-CA
  • JCY-CA
3786CA
3859CA
7106CA
5161CA
19 Feb 2010 SW
SW
SW
SW
  • IGB-CB
  • GENT-CT
  • MISC-CG
  • TOPGLOVE-CB
1597CB
3182CT
3816CG
7112CB
08 Feb 2010 SW
SW
SW
SW
  • TCHONG-CB
  • UMW-CC
  • HARTA-CA
  • IJMLAND-CB
4405CB
4588CC
5168CA
5215CB
18 Jan 2010 SW
SW
SW
SW
SW
SW
SW
SW
  • BHP-C1
  • ANZ-C1
  • TENCENT-C1
  • JIANGXI-C1
  • CHALCO-C2
  • HSBC-C6
  • BYD-C1
  • GENS-C4
0544C1
0545C1
0546C1
0547C1
0513C2
0504C6
0548C1
0539C4
CIMB BANK BERHAD 2009
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
21 Dec 2009 SW
SW
SW
SW
SW
SW
  • HLBANK-CA
  • TANJONG-CA
  • GAMUDA-CK
  • CHLIFE-C6
  • WILMAR-C3
  • CAPLAND-C2
5819CA
2267CA
5398CK
0506C6
0530C3
0532C2
10 Dec 2009 SW
SW
SW
SW
SW
SW
  • ICBC-CA
  • HKEX-CD
  • CNOOC-C6
  • PETROCHINA-CB
  • CMA-C1
  • SPSETIA-CB
0502CA
0505CD
0512C6
0500CB
8664CB
03 Dec 2009 SW
SW
SW
SW
SW
SW
  • AFFIN-CA
  • PARKSON-CA
  • BJTOTO-CF
  • WCT-CA
  • UEMLAND-CA
  • BJCORP-CA
5185CA
5657CA
1562CF
9679CA
5148CA
3395CA
18 Nov 2009 SW
SW
SW
SW
  • MAXIS-CC
  • MAXIS-CD
  • MMCCORP-CA
  • DRBHCOM-CA
6012CC
6012CD
2194CA
1619CA
05 Oct 2009 SW
SW
SW
  • Wynn Macau-C1
  • Wynn Macau-C2
  • HIS-CB
0540C1
0540C2
0651CB
28 Sep 2009 SW
SW
SW
SW
  • PROTON-CW
  • GENTING-CQ
  • GENS-C3
5304CB
3182CQ
0539C3
0651CA
17 Sep 2009 SW
SW
SW
SW
  • SAPCRES-CA
  • KENCANA-CA
  • ASTRO-CC
  • HIS-CC
8575CA
5122CA
5076CC
0651CA
01 Sep 2009 SW
SW
SW
SW
  • IOICORP-CM
  • KNM-CC
  • TM-CK
  • SINOPEC-C6
1961CM
7164CC
4863CK
0507C6
19 Aug 2009 SW
SW
SW
SW
  • MAYBANK-CL
  • AXIATA-CD
  • TENAGA-CN
  • IGB-CA
1155CL
6888CD
5347CN
1597CA
10 Aug 2009 SW
SW
SW
SW
  • BURSA-CO
  • SIME-CH
  • GAMUDA-CI
  • GENM-CL
1818CO
4197CH
5398CI
4715CL
23 Jul 2009 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • IOICORP-CI
  • KLK-CG
  • GENM-CH
  • TOYOTA-C2
  • DIGI-CC
  • GAMUDA-CG
  • AIRASIA-CE
  • PBBANK-CH
  • AMMB-CC
  • BURSA-CL
  • SIME-CF
  • HSI-C7
  • PLUS-CB
  • YTL-CG
  • GENTING-CN
  • BJTOTO-CD
  • AXIATA-CB
  • GENM-CK
  • CHMOBIL-CE
  • AIRASIA-CF
  • AMMB-CE
  • GENTING-CP
  • KLK-CI
1961CI
2445CG
4715CH
0523C2
6947CC
5398CG
5099CE
1295CH
1015CC
1818CL
4197CF
0651C7
5052CB
4677CG
3182CN
1562CD
6888CB
4715CK
0501CE
5099CF
1015CE
3182CP
2445CI
07 Jul 2009 SW
  • TRAHK-C1
0702C1
28 May 2009 SW
  • CHCBC-C3
0516C3
14 May 2009 SW
SW
SW
SW
  • IOICORP-CK
  • IJM-CC
  • TOYOTA-C3
  • A50CHTK-C1
1961CK
3336CC
0523C3
0703C1

SW = Structured Warrant
ETF = Exchange Traded Fund
JA = Callable Bull Certificate


CIMB INVESTMENT BANK BERHAD

Head Office, 17th Floor Menara CIMB Jalan Stesen Sentral 2 Kuala Lumpur Sentral 50470 Kuala Lumpur

Tel: 03-2261 8888
Fax: 03-2261 8084

  • 2012
  • 2010
  • 2009
CIMB INVESTMENT BANK BERHAD 2012
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
03 Oct 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • SUNWAY-CE
  • POS-CI
  • MEDIA-CE
  • MAXIS-CH
  • KASSETS-CB
  • GENTING-C9
  • GAMUDA-C3
  • CIMB-CU
5211CE
4634CI
4502CE
6012CH
6653CB
3182C9
5398C3
1023CU
CIMB INVESTMENT BANK BERHAD 2010
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
13 May 2010 ETF
ETF
  • CIMBA40
  • CIMBC25
0822EA
0823EA
CIMB INVESTMENT BANK BERHAD 2009
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
20 May 2009 ETF
  • MYETFDJ
0821EA

SW = Structured Warrant
ETF = Exchange Traded Fund
JA = Callable Bull Certificate


JF APEX SECURITIES BHD

6th, Menara Apex Off Jalan Semenyih Bukit Mewah 43000 Kajang Selangor Darul Ehsan

Tel: 03-8736 1118
Fax: 03-8737 4532

  • 2009
JF APEX SECURITIES BHD 2009
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
08 Jun 2009 ETF
  • FBMKLCI-EA
0820EA

SW = Structured Warrant
ETF = Exchange Traded Fund
JA = Callable Bull Certificate


KENANGA INVESTMENT BANK BERHAD

8th Floor, Kenanga International Jalan Sultan Ismail 50250 Kuala Lumpur

Tel: 03-2164 9080
Fax: 03-2161 4990

  • 2017
  • 2016
  • 2015
  • 2014
  • 2013
  • 2012
  • 2011
  • 2009
KENANGA INVESTMENT BANK BERHAD 2017
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
15 May 2017 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • AFG-CT
  • ASTRO-C3
  • DIGI-C20
  • IOICORP-C14
  • KLK-CZ
  • MAHSING-C10
  • MALAKOF-CZ
  • MATRIX-CH
  • MPI-CG
  • YTL-C10
  • YTLPOWR-CZ
2488CT
6399C3
694720
196114
2445CZ
858310
5264CZ
5236CH
3867CG
467710
6742CZ
03 May 2017 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • ANNJOO-CD
  • E&O-C11
  • ECOWLD-CH
  • EKOVEST-CA
  • GAMUDA-C36
  • INARI-C2
  • KERJAYA-CC
  • RHBBANK-C1
  • SPSETIA-CY
  • TM-C19
  • VS-CN
  • WCT-C2
6556CD
341711
8206CH
8877CA
539836
0166C2
7161CC
1066C1
8664CY
486319
6963CN
9679C2
14 Apr 2017 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • CIMB-C22
  • DIALOG-C16
  • DRBHCOMC34
  • GENTINGC45
  • LBS-CA
  • MAYBANKC30
  • MBSB-C1
  • MRCB-C15
  • SENERGYC43
  • TENAGA-C37
  • UEMS-C44
  • UMWOG-C17
102322
727716
161934
318245
5789CA
115530
1171C1
165115
521843
534737
514844
524317
KENANGA INVESTMENT BANK BERHAD 2016
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
08 Dec 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • AXIATA-C16
  • CBIP-CD
  • JCY-C1
  • KAREX-CS
  • KOSSAN-CQ
  • MISC-C9
  • MMCCORP-C5
  • MYEG-C10
  • PCHEM-C10
  • POS-C6
  • SIME-C12
  • WPRTS-CQ
688816
7076CD
5161C1
5247CS
7153CQ
3816C9
2194C5
013810
518310
4634C6
419712
5246CQ
05 Dec 2016 SW
  • FGV-C16
522216
04 Nov 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • GENM-C18
  • HARTA-CU
  • IHH-C2
  • INARI-CW
  • MPI-CE
  • MYEG-C6
  • SKPETROC34
  • SUPERMX-C21
  • TAANN-CH
  • TOPGLOV-C10
  • TUNEPRO-CI
  • UEMS-C37
471518
5168CU
5225C2
0166CW
3867CE
0138C6
521834
710621
5012CH
711310
5230CI
514837
07 Sep 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • AFFIN-CU
  • AIRASIAC41
  • AAX-CY
  • DRBHCOMC24
  • FGV-C18
  • JTIASA-CL
  • KSL-CG
  • MPI-CD
  • PADINI-CG
  • SKPRESS-CB
5185CU
509941
5238CY
161924
522218
4383CL
5038CG
3867CD
7052CG
7155CB
01 Aug 2016 SW
SW
SW
SW
SW
SW
SW
SW
  • FBMKLCI-H91
  • FBMKLCI-C86
  • UNISEM-CR
  • SUNCON-CF
  • MALAKOF-CP
  • INARI-CS
  • FGV-C16
  • BJAUTO-CP
065091
065086
5005CR
5263CF
5264CP
0166CS
522216
5248CP
18 Jul 2016 SW
SW
SW
SW
SW
SW
SW
SW
  • FBMKLCI-H83
  • FBMKLCI-C78
  • YTL-C5
  • RHBBANK-CV
  • MATRIX-CG
  • BURSA-C10
  • ASTRO-CW
  • AAX-CW
065083
05078
4677C5
1066CV
5236CG
181810
6399CW
5238CW
29 Jun 2016 SW
SW
SW
SW
SW
SW
SW
SW
  • UMW-CX
  • SKPETROC28
  • PMETAL-CQ
  • MAYBANKC23
  • FGV-C14
  • CIMB-C12
  • ARMADA-C19
  • AIRASIAC39
4588CX
521828
8869CQ
115523
522214
102312
521019
509939
10 May 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • FBMKLCI-C64
  • FBMKLCI_H69
  • AIRASIAC35
  • AFG-CR
  • DRBHCOMC22
  • GENTINGC30
  • PMETAL-CP
  • TENAGA-C30
  • UMWOG-C6
  • YTLPOWR-CV
065064
065069
509935
2488CR
161922
318230
8869CP
534730
5243C6
6742CV
07 Apr 2016 SW
SW
SW
SW
SW
SW
SW
SW
  • GENP-CH
  • KOSSAN-CO
  • KLK-CY
  • MAHSING-C4
  • MMCCORP-C2
  • POS-CX
  • POS-CY
  • SCIENTX-CD
2291CH
7153CO
2445CY
8583C4
2194C2
4634CX
4634CY
4731CD
29 Jan 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • WCT-CW
  • UNISEM-CO
  • UEMS-CO
  • TM-C11
  • TAANN-CF
  • SKPRES-CA
  • MAXIS-CR
  • MPI-CC
  • JTIASA-CH
  • INARI-CP
  • IHH-CY
  • GTRONIC-CG
  • GENM-C13
  • ARMADA-C13
  • AIRASIAC32
  • VS-CE
  • SIME-C6
  • PRESBHD-CC
  • KSL-CF
  • IOICORP-C10
  • HSL-CD
  • HAPSENG-CS
  • CBIP-CC
9679CW
5005CO
514826
486311
5012CF
7155CA
6012CR
3867CC
4383CH
0166CP
5225CY
7022CG
471513
521013
509932
6963CE
4197C6
5204CC
5038CF
196110
6238CD
3034CS
7076CC
08 Jan 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • AXIATA-C
  • DSONIC-CM
  • DIALOG-C9
  • DIGI-C10
  • GAMUDA-C25
  • HARTA-CR
  • IJM-CY
  • JCY-CW
  • KAREX-CM
  • MISC-C4
  • MYEG-CV
  • PCHEM-C5
  • SUNCON-CC
  • SUPERMX-C11
  • TOPGLOV-CZ
  • WPRTS-CO
6888C5
5216CM
7277C9
694710
539825
5168CR
3336CY
5161CW
5247CM
3816C4
0138CV
5183C5
5263CC
710611
7113CZ
5246CO
KENANGA INVESTMENT BANK BERHAD 2015
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
07 Sep 2015 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIAC26
  • BJAUTO-CJ
  • CIMB-C8
  • GENTINGC25
  • INARI-CJ
  • JTIASA-CE
  • MALAKOF-CJ
  • MAYBANKC16
  • PBBANK-C7
  • PCHEM-C1
  • PMETAL-CN
  • PUNCAK-CH
  • SKPETROC20
  • SOP-CD
  • TENAGA-C24
  • YINSON-CK
509926
5248CJ
1023C8
318225
0166CJ
4383CE
5264CJ
115516
1295C7
5183C1
8869CN
6807CH
521820
5126CD
534724
7293CK
10 Jul 2015 SW
SW
SW
SW
SW
SW
SW
SW
  • FBMKLCI-H1
  • FBMKLCI-HZ
  • FBMKLCI-HY
  • FBMKLCI-HX
  • FBMKLCI-C8
  • FBMKLCI-C7
  • FBMKLCI-C6
  • FBMKLCI-C5
0650H1
0650HZ
0650HY
0650HX
0650C8
0650C7
0650C6
0650C5
26 Mar 2015 SW
SW
SW
SW
SW
SW
SW
SW
  • ARMADA-C3
  • ASTRO-CU
  • CIMB-C5
  • DSONIC-CB
  • INARI-CF
  • MAHSING-CY
  • POS-CS
  • UOADEV-CT
5210C3
6399CU
1023C5
5216CB
0166CF
8583CY
4634CS
5200CT
09 Feb 2015 SW
SW
SW
SW
SW
SW
SW
SW
SW
  • AEON-CD
  • AIRPORT-CN
  • KOSSAN-CF
  • MRCB-C4
  • SKPETROC11
  • UMWOG-CU
  • UNISEM-CD
  • UNISEM-CE
  • WCT-CT
6559CD
5014CN
7153CF
1651C4
521811
5243CU
5005CD
5005CE
9679CT
23 Jan 2015 SW
SW
SW
SW
SW
SW
SW
  • AIRASIAC18
  • HARTA-CN
  • IJM-CV
  • KAREX-CE
  • SCIENTX-CC
  • SPSETIACQ
  • TUNEINS-CD
509918
5168CN
3336CV
5247CE
4731CC
8664CQ
5230CD
KENANGA INVESTMENT BANK BERHAD 2014
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
17 Dec 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • DIGI-C2
  • GAMUDA-C17
  • IHH-CV
  • KPJ-CO
  • MAXIS-CP
  • MMCCORP-CX
  • TM-C5
  • TSH-CI
6947C2
539817
5225CV
5878CO
6012CP
2194CX
4863C5
9059CI
04 Nov 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • BURSA-C7
  • KSL-CA
  • KSL-CB
  • MATRIX-CC
  • PETGAS-CL
  • WPRTS-CH
  • YTLPOWR-CO
  • MYEG-CG
1818C7
5038CA
5038CB
5236CC
6033CL
5246CH
6742CO
0138CG
14 Oct 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • BJAUTO-CF
  • MBSB-CU
  • PMETAL-CG
  • QL-CG
  • RHBCAP-CS
  • SUNWAY-CL
  • TENAGA-C12
  • YINSON-CE
5248CF
1171CU
8869CG
7084CG
1066CS
5211CL
534712
7293CE
08 Aug 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • AFG-CP
  • AMBANK-CT
  • E&O-CS
  • GTRONIC-CA
  • HLIND-CA
  • KNM-CO
  • PETDAG-CL
  • SUPERMX-CW
2488CP
1015CT
3417CS
7022CA
3301CA
7164CO
5681CL
7106CW
02 Jul 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • AAX-CN
  • ALAM-CF
  • COASTAL-CF
  • DAYANG-CM
  • DIALOG-CY
  • INARI-CA
  • PERDANA-CD
  • SKPETRO-CY
5238CN
5115CF
5071CF
5141CM
7277CY
0166CA
7108CD
5218CY
KENANGA INVESTMENT BANK BERHAD 2013
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
18 Sep 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • FGV-CR
  • TENAGA-C6
  • UOADEV-CM
  • MMCCORP-CO
  • SPSETIA-CM
  • IOICORP-C1
  • MHB-CT
  • GENTINGC14
5222CR
5347C6
5200CM
2194CO
8664CM
1961C1
5186CT
318214
29 Mar 2013 SW
SW
SW
SW
  • MAYBANK-C1
  • SIME-CV
  • PCHEM-CR
  • SKPETRO-CO
1155C1
4197CV
5183CR
5218CO
KENANGA INVESTMENT BANK BERHAD 2012
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
07 Nov 2012 SW
SW
SW
SW
SW
SW
SW
SW
SW
  • CIMB-CV
  • UEMLAND-CS
  • BURSA-C2
  • BIMB-CL
  • DIGI-CP
  • DRBHCOM-CS
  • JCY-CN
  • KLCCP-CE
  • ASTRO-CJ
1023CV
5148CS
1818C2
5258CL
6947CP
1619CS
5161CN
5089CE
6399CJ
07 Sep 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • UOADEV-CH
  • KPJ-CI
  • AFG-CK
  • PBBANK-CU
  • GAMUDA-C2
  • KULIM-CK
  • ARMADA-CM
  • RSAWIT-CG
5200CH
5878CI
2488CK
1295CU
5398C2
2003CK
5210CM
5113CG
KENANGA INVESTMENT BANK BERHAD 2011
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
01 Dec 2011 SW
SW
SW
SW
  • BURSA-CV
  • TOPGLOV-CI
  • BIMB-CD
  • GENM-CT
1818CV
7113CI
5258CD
4715CT
31 Oct 2011 SW
SW
SW
SW
  • CIMB-CR
  • MAYBANK-CT
  • DIGI-CH
  • UEMLAND-CL
1023CR
1155CT
6947CH
5148CL
26 Aug 2011 SW
SW
SW
SW
  • AFG-CF
  • AFFIN-CG
  • AIRASIA-CQ
  • HLBANK-CD
2488CF
5185CG
5099CQ
5819CD
21 Feb 2011 SW
SW
SW
SW
  • IOICORP-CR
  • KENCANA-CH
  • KLK-CK
  • SIME-CN
1961CR
5122CH
2445CK
4197CN
13 Jan 2011 SW
SW
SW
SW
  • CIMB-CL
  • GENTING-CY
  • MAYBANK-CQ
  • WCT-CD
1023CL
3182CY
1155CQ
1155CQ
KENANGA INVESTMENT BANK BERHAD 2009
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
25 Jun 2009 SW
SW
SW
SW
SW
SW
SW
  • COMMERZ-CF
  • GENTING-CO
  • GENM-CI
  • IJM-CD
  • IOICORP-CN
  • AXIATA-CE
  • TENAGA-CO
1023CF
3182CO
4715CI
3336CD
1961CN
6888CE
5347CO

SW = Structured Warrant
ETF = Exchange Traded Fund
JA = Callable Bull Certificate


MACQUARIE CAPITAL SECURITIES (MALAYSIA) SDN BHD

Level 10, Menara Dion 27, Jalan Sultan Ismail 50250 Kuala Lumpur

Tel: 03-2059 8911/8888
Fax: 03-2031 7889

  • 2017
  • 2016
  • 2015
  • 2014
MACQUARIE CAPITAL SECURITIES (MALAYSIA) SDN BHD 2017
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
16 May 2017 SW
SW
PW
PW
SW
SW
SW
PW
PW
PW
  • FBMKLCI-C1Y
  • FBMKLCI-C1Z
  • FBMKLCI-H4A
  • FBMKLCI-H4B
  • HSI-C1H
  • HSI-C1I
  • HSI-C1J
  • HSI-H2J
  • HSI-H2K
  • HSI-H2L
06501Y
06501Z
06504A
06504B
06511H
06511I
06511J
06512J
06512K
06512L
20 Apr 2017 SW
SW
SW
SW
SW
SW
SW
PW
PW
PW
  • AIRASIAC54
  • SPSETIA-CX
  • SENERGYC44
  • UEMS-C45
  • HSI-C1E
  • HSI-C1F
  • HSI-C1G
  • HSI-H2G
  • HSI-H2H
  • HSI-H2I
509954
8664CX
521844
514845
06511E
06511F
06511G
06512G
06512H
06512I
13 Apr 2017 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • AMBANK-CY
  • DIALOG-C15
  • ECOWLD-CG
  • EWINT-CE
  • GENTINGC44
  • MALAKOF-CY
  • MBSB-CZ
  • MYEG-C17
  • UNISEM-CW
  • WCT-C1
1015CY
727715
8206CG
5283CE
318244
5264CY
1171CZ
13817
5005CW
9679C1
30 Mar 2017 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIAC52
  • AAX-C7
  • ARMADA-C26
  • CIMB-C21
  • DRBHCOMC33
  • FGV-C25
  • FGV-C26
  • MAYBANKC28
  • MRCB-C14
  • POS-C8
509952
5238C7
521026
102321
161933
522225
522226
115528
165114
4634C8
21 Mar 2017 SW
SW
SW
SW
SW
SW
SW
SW
PW
PW
  • MBSB-CY
  • INARI-C1
  • KAREX-CW
  • AIRPORT-CR
  • SKPETROC41
  • UEMS-C42
  • A50CHIN-C6
  • A50CHIN-C7
  • A50CHIN-H1
  • A50CHIN-H2
1171CY
0166C1
5247CW
5014CR
521841
521842
0703C6
0703C7
0703H1
0703H2
13 Mar 2017 SW
SW
SW
SW
SW
SW
SW
PW
PW
PW
  • FBMKLCI-C1V
  • FBMKLCI-C1W
  • FBMKLCI-H2X
  • FBMKLCI-H2Y
  • HSI-C1B
  • HSI-C1C
  • HSI-C1D
  • HSI-H2D
  • HSI-H2E
  • HSI-H2F
06101V
06501W
06502X
06502Y
06511B
06511C
06511D
06512D
06512E
06512F
03 Mar 2017 SW
SW
SW
SW
SW
SW
SW
SW
PW
PW
  • CIMB-C20
  • GENM-C23
  • MALAKOF-CW
  • MYEG-C15
  • PBBANK-C14
  • UMW-C1
  • SP500-C7
  • SP500-C8
  • SP500-H7
  • SP500-H8
102320
471523
5264CW
013815
129514
4588C1
0656C7
0656C8
0656H7
0656H8
10 Feb 2017 SW
SW
SW
SW
SW
SW
SW
SW
  • DRBHCOMC32
  • TOPGLOV-C16
  • HSI-C96
  • HSI-C98
  • HSI-C1A
  • HSI-C2A
  • HSI-C2B
  • HSI-C2C
161932
711316
065196
065198
06511A
06512A
06512B
06512C
06 Feb 2017 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • BJCORP-C3
  • CMSB-C6
  • GENTINGC41
  • MRCB-C13
  • MISC-C10
  • SIME-C13
  • TM-C17
  • UMWOG-C15
  • VS-CL
  • YTL-C6
3395C3
2852C6
318241
165113
381610
419713
486317
524315
6963CL
4677C6
17 Jan 2017 SW
SW
PW
PW
SW
SW
SW
PW
PW
PW
  • FBMKLCI-C1P
  • FBMKLCI-C1Q
  • FBMKLCI-H2R
  • FBMKLCI-H2S
  • HSI-C90
  • HSI-C92
  • HSI-C94
  • HSI-H95
  • HSI-H97
  • HSI-H99
06501P
06501Q
06502R
06502S
065190
065192
065194
065195
065197
065199
09 Jan 2017 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • AIRSIAC49
  • ARMADA-C25
  • DSONIC-CU
  • DRBHCOMC31
  • FGV-C24
  • MYEG-C11
  • SKPETROC39
  • SUPERMX-C25
  • TUNEPRO-CL
  • UEMS-C39
509949
521025
5216CU
161931
522224
013811
521839
710625
5230CL
514839
MACQUARIE CAPITAL SECURITIES (MALAYSIA) SDN BHD 2016
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
08 Dec 2016 SW
SW
SW
SW
SW
SW
PW
PW
SW
SW
SW
PW
PW
PW
  • FBMKLCI-C1K
  • FBMKLCI-C1L
  • FBMKLCI-H2M
  • FBMKLCI-H2N
  • SP500-C5
  • SP500-C6
  • SP500-H5
  • SP500-H6
  • HSI-C84
  • HSI-C86
  • HSI-C88
  • HSI-H89
  • HSI-H91
  • HSI-H93
06501K
06501L
06502M
06502N
0656C5
0656C6
0656H5
0656H6
065184
065186
065188
065189
065191
065193
25 Nov 2016 SW
SW
SW
SW
  • DRBHCOMC28
  • FGV-C22
  • MALAKOF-CU
  • TENAGA-CU
161928
522222
5264CU
534734
18 Nov 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • FBMKLCI-C1H
  • FBMKLCI-C1I
  • FBMKLCI-H2J
  • FBMKLCI-H2K
  • HSI-C78
  • HSI-C80
  • HSI-C82
  • HSI-H83
  • HSI-H85
  • HSI-H87
06501H
06501I
06502J
06502K
065178
065180
065182
065183
065185
065187
14 Nov 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIAC45
  • AIRASIAC46
  • ARMADA-C22
  • CIMB-C17
  • GAMUDA-C32
  • MAYBANKC26
  • SKPETROC36
  • UMWOG-C13
  • WCT-CY
509945
509946
521022
102317
539832
115526
521836
524313
9679CY
20 Oct 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
  • AAX-C2
  • AAX-C3
  • POS-C4
  • HSI-C72
  • HSI-C74
  • HSI-C76
  • HSI-H77
  • HSI-H79
  • HSI-H81
5238C2
5238C3
4634C4
065172
065174
065176
065177
065179
065181
17 Oct 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • GENM-C17
  • MALAKOF-CQ
  • MYEG-C2
  • MYEG-C3
  • UEMS-C36
  • UMWOG-C9
  • FBMKLCI-C1B
  • FBMKLCI-C1C
  • FBMKLCI-H2D
  • FBMKLCI-H2E
471517
5264CQ
0138C2
0138C3
514836
5243C9
06501B
06501C
06502D
06502E
21 Sep 2016 SW
SW
SW
SW
SW
SW
SW
SW
  • DRBHCOMC25
  • GENTINGC33
  • INARI-CT
  • TOPGLOV-C8
  • FBMKLCI-C96
  • FBMKLCI-C98
  • FBMKLCI-H2A
  • FBMKLCI-H2B
161925
318233
0166CT
7113C8
065096
065098
06502A
06502B
19 Sep 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • CHINA50-CP
  • CHINA50-CQ
  • CHINA50-HP
  • CHINA50-HQ
  • HSI-C66
  • HSI-C68
  • HSI-C70
  • HSI-C71
  • HSI-C73
  • HSI-C75
0655CP
0655CQ
0655HP
0655HQ
065166
065168
065170
065171
065173
065175
07 Sep 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • AXIATA-C9
  • FGV-C19
  • MAHSING-C5
  • MAXIS-CV
  • PADINI-CH
  • TUNEPRO-CG
  • SP500-C3
  • SP500-C4
  • SP500-H3
  • SP500-H4
6888C9
522219
8583C5
6012CV
7052CH
5230CG
0656C3
0656C4
0656H3
0656H4
22 Aug 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • FBMKLCI-C90
  • FBMKLCI-C92
  • FBMKLCI-H95
  • FBMKLCI-H97
  • HSI-C60
  • HSI-C62
  • HSI-C64
  • HSI-C65
  • HSI-C67
  • HSI-C69
065090
065092
065095
065097
065160
065162
065164
065165
065167
065169
18 Aug 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
  • AAX-CX
  • DSONIC-CQ
  • MMCCORP-C3
  • POS-C1
  • SKPETROC30
  • SIME-C7
  • SUPERMX-C20
  • UMWOG-C8
  • VS-CI
5238CX
5216CQ
2194C3
4634C1
521830
4197C7
710620
5243C8
6963CI
10 Aug 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIAC40
  • BJCORP-C2
  • DRBHCOMC23
  • FGV-C17
  • JTIASA-CK
  • AIRPORT-CQ
  • MRCB-C8
  • PBBANK-C11
  • RHBBANK-CX
  • UEMS-C30
065072
065074
065077
065079
065148
065150
065152
065153
065155
065157
21 Jul 2016 SW
SW
SW
SW
SW
SW
SW
SW
  • CIMB-C13
  • DSONIC-CP
  • FGV-C15
  • POS-CZ
  • FBMKLCI-C80
  • FBMKLCI-C82
  • FBMKLCI-H85
  • FBMKLCI-H87
102313
5216CP
522215
4634CZ
065080
065082
065085
065087
20 Jul 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • CHINA50-CN
  • CHINA50-CO
  • CHINA50-HN
  • CHINA50-HO
  • HSI-C54
  • HSI-C56
  • HSI-C58
  • HSI-C59
  • HSI-C61
  • HSI-C63
0655CN
0655CO
0655HN
0655HO
065154
065156
065158
065159
065161
065163
28 Jun 2016 SW
SW
SW
SW
SW
SW
SW
SW
  • BJAUTO-CO
  • ARMADA-C18
  • KAREX-CQ
  • MALAKOF-CO
  • MAYBANKC22
  • SKPETROC27
  • SUPERMX-C19
  • VS-CH
5248CO
521018
5247CQ
5264CO
115522
521827
710619
6963CH
21 Jun 2016 SW
SW
SW
SW
  • SP500-H2
  • SP500H1
  • SP500-C2
  • SP500-C1
0656H2
0656H1
0656C2
0656C1
13 Jun 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • FBMKLCI-C74
  • FBMKLCI-H77
  • FBMKLCI-H79
  • HSI-C48
  • HSI-C50
  • HSI-C52
  • HSI-H53
  • HSI-H55
  • HSI-H57
  • FBMKLCI-C72
065074
065077
065079
065148
065150
065152
065153
065155
065157
065072
01 Jun 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIAC36
  • AIRASIAC37
  • AAX-CU
  • AAX-CV
  • CMSB-CR
  • GENTINGC32
  • MISC-C7
  • MYEG-CY
  • PCHEM-C8
  • SUNCON-CE
509936
509937
5238CU
5238CV
2852CR
318232
3816C7
0138CY
5183C8
5263CE
19 May 2016 SW
SW
SW
SW
  • FBMKLCI-C66
  • FBMKLCI-C68
  • FBMKLCI-H71
  • FBMKLCI-H73
065066
065068
065071
065073
16 May 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • CHINA50-CL
  • CHINA50-CM
  • CHINA50-HL
  • CHINA50-HM
  • HSI-C42
  • HSI-C44
  • HSI-C46
  • HSI-H47
  • HSI-H49
  • HSI-H51
0655CL
0655CM
0655HL
0655HM
065142
065144
065146
065147
065149
065151
05 May 2016 SW
SW
SW
SW
SW
SW
SW
SW
  • ARMADA-C16
  • DIGI-C12
  • FGV-C11
  • INARI-CR
  • KOSSAN-CP
  • SKPETROC26
  • TENAGA-C29
  • TOPGLOV-C7
521016
694712
522211
0166CR
7153CP
521826
534729
7113C7
15 Apr 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • FBMKLCI-C58
  • FBMKLCI-C60
  • FBMKLCI-H63
  • FBMKLCI-H65
  • HSI-C36
  • HSI-C38
  • HSI-C40
  • HSI-H41
  • HSI-H43
  • HSI-H45
065058
065060
065063
065065
065136
065138
065140
065141
065143
065145
05 Apr 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIAC33
  • DSONIC-CO
  • DIGI-C11
  • GENM-C14
  • IJM-CZ
  • INARI-CQ
  • SUNCON-CD
  • TM-C13
  • TOPGLOV-C5
  • UEMS-C29
509933
5216CO
694711
471514
3336CZ
0166CQ
5263CD
486313
7113C5
514829
18 Feb 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • HSI-H33
  • HSI-H31
  • HSI-H29
  • HSI-C28
  • HSI-C26
  • HSI-C24
  • FBMKLCI-H57
  • FBMKLCI-H55
  • FBMKLCI-C52
  • FBMKLCI-C50
065133
065131
065129
065128
065126
065124
065057
065055
065052
065050
12 Feb 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • UNISEM-CP
  • UMWOG-C4
  • UEMS-C27
  • TENAGA-C27
  • SKPETROC24
  • MAXIS-CS
  • GAMUDA-C27
  • DRBHCOMC20
  • CIMB-C11
  • BJCORP-C1
5005CP
5243C4
514827
534727
521824
6012CS
539827
161920
102311
3395C1
18 Jan 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • FBMKLCI-H51
  • FBMKLCI-H49
  • FBMKLCI-C46
  • FBMKLCI-C44
  • TOPGLOV-C3
  • SUPERMX-C14
  • PBBANK-C10
  • MAYBANKC18
  • JTIASA-CG
  • AIRASIAC31
065051
065049
065046
065044
7113C3
710614
129510
115518
4383CG
509931
15 Jan 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • HSI-H27
  • HSI-H25
  • HSI-HZ
  • HSI-C23
  • HSI-C22
  • HSI-C21
  • CHINA50-HI
  • CHINA50-HH
  • CHINA50-CI
  • CHINA50-CH
065127
065125
0651HZ
065123
065122
065121
0655HI
0655HH
0655CI
0655CH
06 Jan 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • VS-CD
  • EDGENTA-CF
  • SUPERMX-C9
  • MYEG-CU
  • MALAKOF-CL
  • KAREX-CL
  • DSONIC-CL
  • DRBHCOMC18
  • ARMADA-C12
  • BJAUTO-CL
6963CD
1368CF
7106C9
0138CU
5264CL
5247CL
5216CL
161918
521012
5248CL
MACQUARIE CAPITAL SECURITIES (MALAYSIA) SDN BHD 2015
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
15 Dec 2015 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • FBMKLCI-C36
  • FBMKLCI-C38
  • FBMKLCI-C39
  • FBMKLCI-C39
  • HSI-C18
  • HSI-C19
  • HSI-C20
  • HSI-HW
  • HSI-HX
  • HSI-HY
065036
065038
065039
065041
065118
065119
065120
0651HW
0651HX
0651HY
13 Nov 2015 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIAC29
  • DIGI-C8
  • HAPSENG-CP
  • INARI-CN
  • KOSSAN-CL
  • MISC-C3
  • PBBANK-C9
  • PUNCAK-CI
  • TOPGLOV-CY
  • UEMS-C25
50029
6947C8
3034CP
0166CN
7153CL
3816C3
1295C9
6807CI
7113CY
514825
22 Oct 2015 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • CHINA50-CF
  • CHINA50-CG
  • CHINA50-HF
  • CHINA50-HG
  • HSI-C15
  • HSI-C16
  • HSI-C17
  • HSI-HT
  • HSI-HU
  • HSI-HV
0655CF
0655CG
0655HF
0655HG
065115
065116
065117
0651HT
0651HU
0651HV
09 Oct 2015 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • FBMKLCI-H31
  • FBMKLCI-H29
  • FBMKLCI-C28
  • FBMKLCI-C26
  • UEMS-C21
  • SUPERMX-C6
  • GENM-C11
  • FGV-C9
  • DSONIC-CH
  • CIMB-C9
065031
065029
065028
065026
514821
7106C6
4715111
5222C9
5216CH
1023C9
14 Sep 2015 SW
SW
SW
SW
SW
SW
SW
SW
  • CMSB-CO
  • GENTINGC26
  • MMCCORP-CZ
  • MYEG-CO
  • FBMKLCI-C18
  • FBMKLCI-C20
  • FBMKLCI-H21
  • FBMKLCI-H23
2852CO
318226
2194CZ
0138CO
065018
065020
065021
065023
27 Aug 2015 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • CHINA50-CD
  • CHINA50-CE
  • CHINA50-HD
  • CHINA50-HE
  • HSI-C12
  • HSI-C13
  • HSI-C14
  • HSI-HQ
  • HSI-HR
  • HSI-HS
0655CD
0655CE
0655HD
0655HE
065112
065113
065114
0651HQ
0651HR
0651HS
26 Aug 2015 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • FBMKLCI-H6
  • FBMKLCI-C13
  • TM-C9
  • TENAGA-C23
  • SKPETROC19
  • PMETAL-CM
  • MAYBANKC15
  • ARMADA-C7
  • BJCORP-CY
  • AIRASIAC25
0650H6
065013
4863C9
534723
521819
8869CM
115515
5210C7
3395CY
509925
17 Aug 2015 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • FBMKLCI-H3
  • FBMKLCI-H2
  • FBMKLCI-C10
  • FBMKLCI-C9
  • YTL-C1
  • MISC-C1
  • KAREX-CJ
  • GAMUDA-C21
  • FGV-C7
  • BJAUTO-CI
0650H3
0650H2
065010
0650C9
4677C1
3816C1
5247CJ
539821
5222C7
5248CI
06 Aug 2015 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • CHINA50-CF
  • CHINA50-CG
  • CHINA50-HF
  • CHINA50-HG
  • HSI-C15
  • HSI-C16
  • HSI-C17
  • HSI-HT
  • HSI-HU
  • HSI-HV
0655CF
0655CG
0655HF
0655HG
065115
065116
065117
0651HT
0651HU
0651HV
20 Jul 2015 SW
SW
SW
SW
SW
SW
SW
SW
SW
  • HSI-HP
  • HSI-HO
  • HSI-HN
  • HSI-C11
  • HSI-C10
  • CHINA50-HA
  • CHINA50-H9
  • CHINA50-CA
  • CHINA50-C9
0651HP
0651HO
0651HN
065111
065110
0655HA
0655H9
0655CA
0655C9
26 Jun 2015 SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIAC23
  • ARMADA-C5
  • DRBHCOMC15
  • E&O-C1
  • HAPSENG-CM
  • IOIPG-CJ
  • KOSSAN-CI
  • TENAGA-C20
509923
5210C5
161915
3417C1
3034CM
5249CJ
7153CI
534720
28 May 2015 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • AXIATA-C3
  • GENTINGC23
  • IOICORP-C7
  • PBBANK-C5
  • WPRTS-CL
  • EDGENTA-CC
  • CHINA50-C5
  • CHINA50-C6
  • CHINA50-H5
  • CHINA50-H6
6888C3
318223
1961C7
1295C5
5246CL
1368CC
0655C5
0655C6
0655H5
0655H6
17 Apr 2015 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • CMSB-CL
  • DSONIC-CE
  • MYEG-CL
  • PMETAL-CJ
  • SUPERMX-C1
  • YINSON-CJ
  • CHINA50-C3
  • CHINA50-C4
  • CHINA50-H3
  • CHINA50-H4
2852CL
5216CE
0138CL
8869CJ
7106CI
7293CJ
0655C3
0655C4
0655H3
0655H4
15 Apr 2015 SW
SW
SW
SW
SW
SW
  • HIS-CS
  • HIS-CT
  • HIS-CU
  • HIS-HG
  • HIS-HH
  • HIS-HI
0651CS
0651CT
0651CU
0651HG
0651HH
0651HI
31 Mar 2015 SW
SW
SW
SW
SW
SW
SW
SW
  • MAYBANKC12
  • UEMS-C16
  • HIS-CP
  • HIS-CQ
  • HIS-CR
  • HIS-HD
  • HIS-HE
  • HIS-HF
115512
514816
0651CP
0651CQ
0651CR
0651HD
0651HE
0651HF
18 Mar 2015 SW
SW
SW
SW
SW
SW
SW
  • AAX-CT
  • DSONIC-CC
  • HAPSENG-CL
  • SKPETRO-C13
  • TENAGA-C17
  • UMWONG-CV
  • FBMKL-CI
5238CT
5216CC
3034CL
521813
534717
5243CV
0560CW
24 Feb 2015 SW
SW
SW
SW
SW
SW
SW
SW
  • BJAUTO-CG
  • COASTAL-CI
  • GAMUDA-C20
  • KAREX-CG
  • KOSSAN-CH
  • MBSB-CV
  • MSC-CX
  • UNISEM-CG
5248CG
5071CI
539820
5247CG
7153CH
1171CV
3816CX
5005CG
09 Feb 2015 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • FCHA50-C1
  • FCHA50-C2
  • FCHA50-H1
  • FCHA50-H2
  • HSI-CM
  • HSI-CN
  • HSI-CO
  • HSI-HA
  • HSI-HB
  • HSI-HC
0651C1
0651C2
0651H1
0651H2
0651CM
0651CN
0651CO
0651HA
0651HB
0651HC
19 Jan 2015 SW
SW
SW
SW
SW
SW
SW
SW
  • CIMB-C2
  • FGV-C1
  • MAYBANKC10
  • MYEG-C1
  • FBMKLCI-CS
  • FBMKLCI-CT
  • FBMKLCI-HL
  • FBMKLCI-HL
1023C2
5222C1
115510
0138CI
0650CS
0650CT
0650HL
0650HM
MACQUARIE CAPITAL SECURITIES (MALAYSIA) SDN BHD 2014
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
25 Nov 2014 SW
SW
SW
SW
SW
SW
SW
SW
SW
  • ARMADA-CX
  • ICON-CB
  • KSL-CD
  • SKPETRO-C8
  • TA-CD
  • FBMKLCI-CO
  • FBMKLCI-CP
  • FBMKLCI-HH
  • FBMKLCI-HI
5210CX
5255CB
5038CD
5218C8
4898CD
0650CO
0650CP
0650HH
0650HI
12 Nov 2014 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • FGV-CY
  • GTRONIC-CD
  • MAYBANK-C9
  • PBBANK-C3
  • HSI-CJ
  • HSI-CK
  • HSI-CL
  • HSI-H7
  • HSI-H8
  • HSI-H9
5222CY
7022CD
1155C9
1295C3
0651CJ
0651CK
0651CL
0651H7
0651H8
0651H9
24 Oct 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • HLIND-CD
  • INARI-CD
  • TENAGA-C13
  • YTL-CX
  • FBMKLCI-CL
  • FBMKLCI-CM
  • FBMKLCI-HE
  • FBMKLCI-HF
3301CD
0166CD
534713
4677CX
0650CL
0650CM
0650HE
0650HF
23 Oct 2014 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • MMCCORP-CU
  • PETDAG-CN
  • YINSON-CF
  • YINSON-CG
  • HSI-CF
  • HSI-CG
  • HSI-CH
  • HSI-CI
  • HSI-H4
  • HSI-H5
  • HSI-H6
2194CU
5681CN
7293CF
7293CG
0651CF
0651CG
0651CH
0651CI
0651H4
0651H5
0651H6
10 Oct 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • ARMADA-CV
  • PUNCAK-CD
  • PMETAL-CE
  • PMETAL-CF
  • SKPETRO-C3
  • SKPETRO-C4
  • TM-C3
  • YTLPOWR-CN
5210CV
6807CD
8869CE
8869CF
5218C3
5218C4
4863C3
6742CN
09 Oct 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIAC14
  • CMSB-CK
  • E&O-CT
  • SUPERMX-CY
  • FBMKLCI-CJ
  • FBMKLCI-CK
  • FBMKLCI-HC
  • FBMKLCI-HD
5099C14
2852CK
3417CT
7106CY
0650CJ
0650CK
0650HC
0650HD
08 Oct 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • AAX-CP
  • BJCORP-CS
  • KNM-CR
  • INARI-CC
  • MYEG-CE
  • MYEG-CF
  • DRBHCOM-C9
  • HLIND-CC
5238CP
3395CS
7164CR
0166CC
0138CE
0138CF
1619C9
3301CC

SW = Structured Warrant
ETF = Exchange Traded Fund
JA = Callable Bull Certificate


MALACCA SECURITIES SDN BHD

No.1, 3 & 5, Jalan PPM9 Plaza Pandan Malim (Business Park) Balai Panjang 75250 Melaka

Tel: 06-337 1533
Fax: 06-337 1550 / 06-337 1577

  • 2009
MALACCA SECURITIES SDN BHD 2009
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
08 Jun 2009 ETF
  • FBMKLCI-EA
0820EA

SW = Structured Warrant
ETF = Exchange Traded Fund
JA = Callable Bull Certificate


MALAYAN BANKING BERHAD

3rd Floor Menara Maybank 100 Jalan Tun Perak 50050 Kuala Lumpur

Tel: 03-2055 3636
Fax: 03-2070 1645

  • 2013
MALAYAN BANKING BERHAD 2013
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
07 Feb 2013 ETBS
  • DIN040000223
0400GA

SW = Structured Warrant
ETF = Exchange Traded Fund
JA = Callable Bull Certificate


MAYBANK INVESTMENT BANK BERHAD

33rd Floor Menara Maybank 100 Jalan Tun Perak 50050 Kuala Lumpur

Tel: 03-2059 1888
Fax: 03-2078 4194

  • 2017
  • 2016
  • 2015
  • 2014
  • 2013
  • 2012
  • 2011
MAYBANK INVESTMENT BANK BERHAD 2017
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
06 Apr 2017 SW
SW
SW
SW
  • EWINT-CA
  • EWINT-CB
  • EWINT-CC
  • EWINT-CD
5283CA
5283CB
5283CC
5283CD
06 Mar 2017 SW
SW
  • AIRASIAC51
  • AIRASIAC52
509951
5099HC
28 Feb 2017 SW
SW
SW
SW
SW
SW
  • A50CHIN-C5
  • AIRASIAC50
  • MYEG-C13
  • MYEG-C14
  • FBMKLCI-C1S
  • FBMKLCI-C1T
0703C5
509950
013813
013814
06501S
06501T
16 Feb 2017 SW
SW
SW
SW
SW
SW
SW
SW
  • AEON-CI
  • E&O-C8
  • E&O-C9
  • GENM-C22
  • MBSB-CW
  • MBSB-CX
  • RHBBANK-CY
  • SEM-CF
6599CI
3417C8
3417C9
471522
1171CW
1171CX
1066CY
5250CF
MAYBANK INVESTMENT BANK BERHAD 2016
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
08 Dec 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
PW
PW
  • GENTINGC38
  • GENTINGC39
  • GENTINGC40
  • GENM-C19
  • GENM-C20
  • GENM-C21
  • HARTA-CV
  • HARTA-CW
  • HARTA-CX
  • KAREX-CT
  • KAREX-CU
  • KAREX-CV
  • KOSSAN-CR
  • KOSSAN-CS
  • KOSSAN-CT
  • MAGNUM-CY
  • MAGNUM-CZ
  • MAGNUM-C1
  • SUPERMX-C22
  • SUPERMX-C23
  • SUPERMX-C24
  • TOPGLOV-C12
  • TOPGLOV-C13
  • TOPGLOV-C14
  • FBMKLCI-C1M
  • FBMKLCI-C1N
  • FBMKLCI-H2O
  • FBMKLCI-H2P
318238
318239
318240
471519
471520
471521
5168CV
5168CW
5168CX
5247CT
5247CU
5247CV
7153CR
7153CS
7153CT
3859CY
3859CZ
3859C1
710622
710623
710624
711312
711313
711314
06501M
06501N
06520O
06502P
17 Nov 2016 SW
SW
SW
SW
SW
SW
  • SKPRES-CS
  • SKPRES-CD
  • TMCLIFE-CA
  • TMCLIFE-CB
  • TUNEPRO-CJ
  • TUNEPRO-CK
7155CC
7155CD
0101CA
0101CB
5230CJ
5230CK
14 Nov 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIAC42
  • AIRASIAC43
  • AIRASIAC44
  • AAX-C4
  • AAX-C5
  • AXIATA-C12
  • AXIATA-C13
  • AXIATA-C14
  • DIGI-C15
  • DIGI-C16
  • MAXIS-CX
509942
509943
509943
5238C4
5238C5
688812
688813
688814
694715
694716
6012CX
07 Nov 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • DSONIC-CR
  • DSONIC-CS
  • INARI-CU
  • INARI-CV
  • JCY-CY
  • JCY-CZ
  • MALAKOF-CR
  • MALAKOF-CS
  • MYEG-C4
  • MYEG-C5
  • TENAGA-C32
  • TENAGA-C33
  • UNISEM-CS
  • UNISEM-CT
  • VS-CJ
  • VS-CK
5216CR
5216CS
0166CU
0166CV
5161CY
5161CZ
5264CR
5264CS
0138C4
0138C5
534732
534733
5005CS
5005CT
6963CJ
6963CK
28 Oct 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • ASTRO-CX
  • ASTRO-CY
  • AXIATA-C10
  • AXIATA-C11
  • CIMB-C15
  • CIMB-C16
  • GENTINGC35
  • GENTINGC36
  • SIME-C9
  • SIME-C10
  • FBMKLCI-C1E
  • FBMKLCI-C1F
  • FBMKLCI-C1G
  • FBMKLCI-H2G
6399CX
6399CY
688810
688811
102315
102316
318235
318236
4197C9
4197C10
06501E
06501F
06501G
06502G
18 Oct 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • ARMADA-C20
  • ARMADA-C21
  • DIALOG-C11
  • DIALOG-C12
  • GASMSIA-CU
  • GASMSIA-CV
  • SKPETROC31
  • SKPETROC32
  • SKPETROC33
  • UMWOG-C10
  • UMWOG-C11
  • UMWOG-C12
521020
521021
727711
727712
5209CU
5209CV
521831
521832
521833
524310
524311
524312
17 Oct 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • GAMUDA-C29
  • GAMUDA-C30
  • IJM-C2
  • IJM-C3
  • IOIPG-CL
  • IOIPGCM
  • IOIPG-CN
  • MRCB-C10
  • MRCB-C11
  • UEMS-C33
  • UEMS-C34
  • UEMS-C35
539829
539830
3336C2
3336C3
5249CL
5249CM
5249CN
165110
165111
514833
514834
514835
27 Jan 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • FBMKLCI-H47
  • FBMKLCI-H45
  • FBMKLCI-C42
  • TOPGLOV-C2
  • TOPGLOV-C1
  • SUPERMX-C13
  • SUPERMX-C12
  • KOSSAN-CN
  • KOSSAN-CM
  • KAREX-CO
  • KAREX-CN
  • JTIASA-CF
  • HARTA-CT
  • HARTA-CS
  • CATHAY-C1
  • AIRASIAC30
65047
65045
65042
7113C2
7113C1
710613
710612
7153CN
7153CM
5247CO
5247CN
4383CF
5168CT
5168CS
0574C1
509930
MAYBANK INVESTMENT BANK BERHAD 2015
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
19 Nov 2015 SW
SW
SW
SW
  • FBMKLCI-C30
  • FFBMKLCI-C32
  • FBMKLCI-H33
  • FBMKLCI-H35
65030
65032
65033
65035
17 Nov 2015 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • DSONIC-CI
  • DSONIC-CJ
  • DSONIC-CK
  • INARI-CO
  • JCY-CR
  • JCY-CS
  • JCY-CT
  • MALAKOF-CK
  • MYEG-CQ
  • MYEG-CR
  • MYEG-CS
  • TENAGA-C26
  • UNISEM-CL
  • UNISEM-CM
  • UNISEM-CN
  • YTLPOWR-CU
5216CI
5216CJ
5216CK
0166CO
5161CR
5161CS
5161CT
5264CK
0138CQ
0138CR
0138CS
534726
5005CL
5005CM
5005CN
6742CU
09 Oct 2015 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIAC27
  • AIRASIAC28
  • DSONIC-CG
  • EDGENTA-CD
  • HARTA-CQ
  • INARI-CK
  • INARI-CL
  • KAREX-CK
  • KOSSAN-CJ
  • SUPERMX-C3
  • SUPERMX-C4
  • TOPGLOV-CW
  • UNISEM-CK
  • VS-CA
  • VS-CB
  • VS-CC
509927
509928
5216CG
1368CD
5168CQ
0166CK
0166CL
5247CK
7153CJ
7106C3
7106C4
7113CW
5005CK
6963CA
6963CB
6963CC
16 Jun 2015 SW
SW
SW
SW
SW
SW
  • FBMKLCI-HV
  • FBMKLCI-HU
  • FBMKLCI-C3
  • PRESBHD-CA
  • MYEG-CM
  • ECOWLD-CB
0650HV
0650HU
0650C3
5204CA
0138CM
8206CB
12 Mar 2015 SW
SW
SW
SW
  • FBMKLCI-CU
  • FBMKLCI-CV
  • FBMKLCI-HN
  • FBMKLCI-HO
0650CU
0650CV
0650CN
0650HO
25 Feb 2015 SW
SW
SW
SW
SW
SW
SW
SW
  • DBC-C1
  • GLD-C8
  • SLV-C7
  • USO-C3
  • APPLE-C13
  • FB-C10
  • GOOGLE-C8
  • YAHOO-C3
0706C1
0700C8
0704C7
0701C3
052813
056010
0522C8
0565C3
06 Feb 2015 SW
SW
SW
SW
SW
SW
SW
SW
  • HARTA-CO
  • HUMEIND-CA
  • KAREX-CF
  • KOSSAN-CG
  • PMETAL-CH
  • SUPERMX-CZ
  • TOPGLOV-CT
  • UNISEM-CF
5168CO
5000CA
5247CF
7153CG
8869CH
7106CZ
7113CT
5005CF
28 Jan 2015 ETBS
  • DIN040000223
0400GA
13 Jan 2015 SW
SW
SW
SW
SW
SW
SW
SW
  • E&O-CX
  • GAMUDA-C19
  • IOIPG-CH
  • MAHSING-CX
  • MRCB-C2
  • SUNWAY-CN
  • UEMS-C12
  • UOADEV-CS
3417CX
539819
5249CH
8583CX
1651C2
5211CN
514812
5200CS
07 Jan 2015 SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIAC17
  • AAX-CR
  • COASTAL-CH
  • INARI-CE
  • MAYBULK-CR
  • MSM-CM
  • POS-CR
  • SCOMIES-CD
509917
5238CR
5071CH
0166CE
5077CR
5202CM
4634CR
7045CD
MAYBANK INVESTMENT BANK BERHAD 2014
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
23 Oct 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • FGV-CW
  • HSPLANT-CB
  • KSENG-CD
  • KULIM-CR
  • SOP-CC
  • THPLANT-CD
  • TSH-CH
  • UTDPLT-CA
5222CW
5238CB
3476CD
2003CR
5126CC
5112CD
9059CH
2089CA
10 Sep 2014 SW
SW
SW
SW
SW
SW
  • SEM-CA
  • SEM-CB
  • GDEX-CA
  • GTRONIC-CC
  • KAREX-CD
  • SCOMIES-CC
5250CA
5250CB
0078CA
7022CC
5247CD
7045CC
24 Jul 2014 SW
SW
SW
SW
SW
SW
  • CMSB-CI
  • INARI-CB
  • KRETAM-CA
  • MYEG-CD
  • PMETAl-CC
  • ta-cb
2852 CI
0166 CB
1996 CA
0138 CD
8869 CC
4898 CB
09 Jun 2014 SW
SW
SW
SW
SW
SW
  • ASTRO-CQ
  • AXIATA-CZ
  • DIGI-CY
  • IHH-CT
  • MAXIS-CM
  • TENAGA-C11
6399CQ
6888CZ
6947CY
5225CT
6012CM
534711
15 Apr 2014 SW
SW
SW
  • CMSB-CG
  • KAREX-CB
  • AIRPORT-CK
2852CG
5247CB
5014CK
10 Mar 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • GAMUDA-C13
  • IJMLAND-CG
  • SPB-CA
  • MAHSING-CT
  • SUNWAY-CI
  • TROP-CF
  • UEMS-C6
  • UOADEV-CO
539813
5215CG
1783CA
8583CT
5211CI
5401CF
5148C6
5200CO
05 Mar 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • CMSB-CF
  • GAMUDA-C12
  • GOLDIS-CA
  • IJM-CS
  • MRCB-CX
  • PUNCAK-CB
  • WASEONG-CK
  • WCT-CQ
2852CF
539812
5606CA
3336CS
1651CX
6807CB
5142CK
9679CQ
18 Feb 2014 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • COASTAL-CB
  • MHB-CU
  • MAYBULK-CN
  • NCB-CB
  • PERDANA-CA
  • PERISAI-CE
  • PETDAG-CK
  • YINSON-CA
  • BIMB-CR
  • LPI-CA
  • TAKAFUL-CA
5071CB
5186CU
5077CN
5509CB
7108CA
0047CE
5681CK
7293CA
5258CR
8621CA
6139CA
12 Feb 2014 SW
  • ALLIANZ-CA
1163CA
MAYBANK INVESTMENT BANK BERHAD 2013
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
17 Oct 2013 SW
SW
SW
SW
  • APPLE-C10
  • FB-C7
  • GOOGLE-C5
  • YAHOO-C1
52810
0560C7
0522C5
0565C1
03 Oct 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • KIANJOO-CA
  • MUDAJYA-CR
  • PERISAI-CD
  • POS-CO
  • RHBCAP-CQ
  • TUNEINS-CB
  • MUDAJYA-HA
  • POS-HB
3522CA
5085CR
0047CD
4634CO
1066CQ
5230CB
5085HA
4634HB
09 Sep 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • AMMB-CR
  • CIMB-CZ
  • E&O-CO
  • WCT-CN
  • AMBANK-HA
  • CIMB-HC
  • E&O-HA
  • WCT-HA
1015CR
1023CZ
3417CO
9679CN
1015HA
1023HC
3417HA
9679HA
04 Sep 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • KOSSAN-CC
  • PETDAG-CH
  • PETGAS-CI
  • SUPERMX-CP
  • KOSSAN-HA
  • PETDAG-HA
  • PETGAS-HA
  • SUPERMX-HA
7153CC
5681CH
6033CI
7106CP
7153HA
5681HA
6033HA
7106HA
29 Aug 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIA-C6
  • ARMADA-CR
  • BIMB-CP
  • DAYANG-CJ
  • MAS-CT
  • MBSB-CQ
  • MHB-CQ
  • PCHEM-CU
5099C6
5210CR
5258CP
5141CJ
3786CT
1171CQ
5186CQ
5183CU
20 Aug 2013 SW
SW
SW
SW
  • MBMR-CD
  • TCHONG-CP
  • UEMS-C1
  • UOADEV-CL
5983CD
4405CP
5148C1
5200CL
19 Feb 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • HAPSENG-CG
  • HSPLANT-CA
  • IJMPLNT-CC
  • KULIM-CM
  • PPB-CF
  • SIME-CU
  • THPLANT-CC
  • TOPGLOV-CO
3034CG
5138CA
2216CC
2003CM
4065CF
4197CU
5112CC
7113CO
MAYBANK INVESTMENT BANK BERHAD 2012
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
20 Dec 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • AXIATA-CT
  • BJTOTO-CQ
  • DIGI-CR
  • E&O-CL
  • GENM-C2
  • MRCB-CP
  • PCHEM-CQ
  • TENAGA-C1
6888CT
1562CQ
6947CR
3417CL
4715C2
1651CP
5183CQ
5347C1
20 Jun 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIA-CX
  • GASMSIA-CD
  • GASMSIA-CE
  • GASMSIA-CF
  • GASMSIA-CG
  • MAS-CL
  • MEDIAC-CA
  • SKPETRO-CF
5099CX
5209CD
5209CE
5209CF
5209CG
3786CL
5090CA
5218CF
05 Jun 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • FGVH-CC
  • FGVH-CD
  • FGVH-CE
  • FGVH-CF
  • GENP-CC
  • KLK-CQ
  • KULIM-CH
  • QL-CB
5222CC
5222CD
5222CE
5222CF
2291CC
2445CQ
2003CH
7084CB
03 Apr 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • AFFIN-CK
  • BSTEAD-CF
  • JCY-CJ
  • MAHSING-CI
  • MPHB-CL
  • TCHONG-CK
  • TM-CS
  • YTL-CM
5185CK
2771CF
5161CJ
8583CI
3859CL
4405CK
4863CS
4677CM
26 Mar 2012 SW
SW
SW
SW
SW
SW
  • BJTOTO-CO
  • E&O-CF
  • GENM-CW
  • MHB-CL
  • MSM-CH
  • TAANN-CD
1562CO
3417CF
4715CW
5186CL
5202CH
5012CD
17 Jan 2012 SW
SW
SW
SW
SW
  • AFG-CH
  • ARMADA-CJ
  • DRBHCOM-CL
  • MAS-CG
  • TOPGLOV-CJ
2488 CH
5210 CJ
1619 CL
3786 CG
7113 CJ
MAYBANK INVESTMENT BANK BERHAD 2011
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
18 Nov 2011 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • AXIATA-CN
  • DIGI-CJ
  • PROTON-CJ
  • SIME-CP
  • TENAGA-CV
  • UMW-CG
  • MBSB-CD
  • MRCB-CJ
  • PCHEM-CK
  • UOADEV-CC
  • WCT-CF
  • YTLPOWR-CE
6888 CN
6947 CJ
5304 CJ
4197 CP
5347 CV
4588 CG
1171CD
1651CJ
5183CK
5200CC
9679CF
6742CE
19 Oct 2011 SW
SW
SW
SW
SW
SW
  • AIRASIA-CR
  • AIRASIA-CS
  • DIALOG-CI
  • DIALOG-CJ
  • RHBCAP-CI
  • UEMLAND-CK
5099CR
5099CS
7277CI
7277CJ
1066CI
5148CK
22 Sep 2011 SW
SW
SW
SW
SW
SW
  • CIMB-CP
  • CIMB-CQ
  • GAMUDA-CU
  • GENTING-C2
  • GAMUDA-CV
  • GENTING-C3
1023CP
1023CQ
5398CU
3182C2
5398CV
31823

SW = Structured Warrant
ETF = Exchange Traded Fund
JA = Callable Bull Certificate


OCBC BANK (MALAYSIA) BERHAD

19th Floor Menara OCBC 18 Jalan Tun Perak 50050 Kuala Lumpur

Tel: 03-2034 5680
Fax: 03-2711 9025

  • 2016
  • 2015
  • 2012
  • 2011
OCBC BANK (MALAYSIA) BERHAD 2016
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
21 Jan 2016 SW
SW
  • SIME-C4
  • CMSB-CP
4197C4
2852CP
OCBC BANK (MALAYSIA) BERHAD 2015
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
25 Nov 2015 SW
SW
  • IJM-CX
  • SUPERMX-C8
3336CX
7106C8
OCBC BANK (MALAYSIA) BERHAD 2012
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
01 Mar 2012 SW
SW
SW
SW
SW
SW
  • SUPERMX-CI
  • MPHB-CI
  • MMCCORP-CK
  • MBSB-CF
  • KLK-CO
  • IJM-CL
7106CI
3859CI
2194CK
1171CF
2445CO
3336CL
11 Jan 2012 SW
SW
SW
  • IJM-CK
  • TM-CR
  • JCY-5161CE
3336CK
4863CR
5161CE
OCBC BANK (MALAYSIA) BERHAD 2011
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
25 Jul 2011 SW
  • ARMADA-CG
5210CG
26 Jan 2011 SW
SW
  • BENALEC-CB
  • MSM-CD
5190CB
5202CD

SW = Structured Warrant
ETF = Exchange Traded Fund
JA = Callable Bull Certificate


RHB BANK BERHAD

Head Office, Towers Two & Three RHB Centre, Jalan Tun Razak 50400 Kuala Lumpur

Tel: 03-9287 8888
Fax: 03-9287 9000

  • 2014
  • 2013
RHB BANK BERHAD 2014
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
26 Aug 2014 ETBS
  • DIN042300721
0400GC
28 Feb 2014 MyETF
  • MYETFID
0824EA
RHB BANK BERHAD 2013
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
30 Oct 2013 ETBS
  • DIN045801028
0400GB
07 Feb 2013 ETBS
  • DIN040000223
0400GA

SW = Structured Warrant
ETF = Exchange Traded Fund
JA = Callable Bull Certificate


RHB INVESTMENT BANK BERHAD

Level 3A, Tower 1, RHB Centre, Jalan Tun Razak, 50400 Kuala Lumpur

Tel: 03–9280 5481
Fax: 03-9280 8967

  • 2017
  • 2016
  • 2015
  • 2014
  • 2013
  • 2012
  • 2011
  • 2010
  • 2009
RHB INVESTMENT BANK BERHAD 2017
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
03 May 2017 SW
SW
SW
SW
SW
SW
SW
  • AMBANK-CZ
  • CMSB-C7
  • ECONBHD-CA
  • GTRONICS-CH
  • KERJAYA-CB
  • UNISEM-CX
  • WCEHB-CA
1015CZ
2852C7
5253CA
7022CH
7161CB
5005CX
3565CA
12 Apr 2017 SW
SW
SW
SW
SW
SW
SW
SW
  • ANNJOO-CC
  • DSONIC-CW
  • DIALOG-C14
  • GDEX-CD
  • KAREX-CY
  • MAHSING-C9
  • SENERGY42
  • UEMS-C43
6556CC
5216CW
727714
0078CD
5247CY
8583C9
521842
514843
04 Apr 2017 SW
SW
SW
SW
SW
SW
SW
SW
  • AFG-CS
  • FGV-C27
  • GENTINGC43
  • JCY-C2
  • MALAKOF-CX
  • MAYBANKC29
  • POS-C9
  • WPRTS-CR
2488CS
522227
318243
5161C2
5264CX
115529
4634C9
5246CR
14 Mar 2017 SW
SW
SW
SW
SW
SW
SW
SW
  • AEONCR-CB
  • CBIP-CE
  • HUMEIND-CB
  • JTIASA-CN
  • KIANJOO-CB
  • KMLOONG-CA
  • TSH-CJ
  • UNISEM-CU
5139CB
7076CE
5000CB
4383CN
3522CB
5027CA
9059CJ
5005CU
06 Mar 2017 SW
SW
SW
SW
SW
SW
SW
SW
  • DIGI-C18
  • IHH-C4
  • KERJAYA-CA
  • MISC-C11
  • PADINI-CI
  • PETRONM-CC
  • SOP-CE
  • TALIWRK-CA
694718
5225C4
7161CA
381611
7052CI
3042CC
5126CE
8524CA
20 Feb 2017 SW
SW
SW
SW
SW
SW
SW
SW
  • BSTEAD-CL
  • E&O-C7
  • LPI-CB
  • TENAGA-C36
  • TIMECOM-CN
  • TOPGLOV-C18
  • TUNEPRO-CN
  • YTL-C7
2771CL
3417C7
8621CB
534736
5031CN
711318
5230CN
4677C7
08 Feb 2017 SW
SW
SW
SW
SW
SW
SW
SW
  • BPLANT-CA
  • BAT-CG
  • MKH-CC
  • SUNCON-CJ
  • SUPERMX-C26
  • TAGB-CD
  • TMCLIFE-CC
  • UMWOG-C16
5254CA
4162CG
6114CC
5263CJ
710626
5158CD
0101CC
524316
07 Feb 2017 SW
SW
SW
SW
SW
SW
SW
SW
  • AEON-CH
  • AXIATA-C18
  • BIMB-CU
  • GAMUDA-C34
  • GASMSIA-CW
  • IGB-CP
  • KOSSAN-CU
  • MYEG-C12
6599CH
688818
5258CU
539834
5209CW
1597CP
7153CU
013812
23 Jan 2017 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • DSONIC-CV
  • IJM-C4
  • MHB-C2
  • MEDIA-CI
  • SPSETIA-CV
  • UEMS-C41
  • MENGNIU-C1
  • GUANGD-C1
  • PETROCH-CH
  • TENCENT-C6
5216CV
3336C4
5186C2
4502CI
8664CV
514841
0577C1
0578C1
0500CH
0546C6
20 Jan 2017 SW
SW
SW
SW
SW
SW
SW
SW
  • AFFIN-CX
  • AXIATA-C17
  • CIMB-C19
  • POS-C7
  • SKPETROC40
  • TOPGLOV-C15
  • UEMS-C40
  • YTLPOWR-CX
5185CX
688817
102319
4634C7
521840
711315
514840
6742CX
05 Jan 2017 SW
SW
SW
SW
SW
SW
SW
SW
  • AFFIN-CW
  • BJTOTO-CU
  • ARMADA-C23
  • FGV-C23
  • HARTA-CY
  • MALAKOF-CV
  • PETRONM-CB
  • SKPETROC37
5238CZ
522220
471516
4383CM
115525
4634C2
5263CG
7113C9
RHB INVESTMENT BANK BERHAD 2016
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
17 Nov 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
  • BAUTO-CQ
  • DRBHCOMC27
  • INARI-CX
  • LITRAK-CB
  • MPI-CF
  • TAKAFUL-CB
  • UMW-CZ
  • UMWOG-C14
  • YINSON-CL
5248CQ
161927
0166CX
3867CF
0138C7
6139CB
4588CZ
524314
7293CL
09 Nov 2016 SW
SW
SW
SW
SW
SW
SW
  • ASTRO-CZ
  • DSONIC-CT
  • E&O-C5
  • SIME-C11
  • SKPETROC35
  • TAANN-CI
  • UOADEV-CV
6399CZ
5216CT
3417C5
419711
521835
5012CI
5200CV
26 Oct 2016 SW
SW
SW
SW
SW
SW
SW
SW
  • BAC-C8
  • CITIGRPC12
  • PFIZER-C1
  • AMAZON-C1
  • GOOGLE-C9
  • FB-C12
  • SLV-C9
  • USO-C4
0537C8
053512
0575C1
0576C1
0522C9
056012
0704C9
0701C4
04 Oct 2016 SW
SW
SW
SW
SW
SW
SW
SW
  • AAX-C1
  • CIMB-C14
  • DIALOG-C10
  • GENTINGC34
  • KAREX-CR
  • MAHSING-C7
  • TUNEPRO-CH
  • UEMS-C32
5238C1
102314
727710
318234
5247CR
8583C7
5230CH
514832
22 Sep 2016 SW
SW
SW
SW
SW
SW
SW
SW
  • AAX-CZ
  • FGV-C20
  • GENM-C16
  • JTIASA-CM
  • MAYBANKC25
  • POS-C2
  • SUNCON-CG
  • TOPGLOV-C9
5238CZ
522220
471516
4383CM
115525
4634C2
5263CG
7113C9
08 Jun 2016 SW
SW
SW
SW
SW
SW
SW
SW
  • FGV-C12
  • JCY-CX
  • MATRIX-CF
  • MYEG-CZ
  • SUPERMX-C17
  • TENAGA-C31
  • UNISEM-CQ
  • VS-CG
522212
5161CX
5236CF
0138CZ
710617
534731
5005CQ
6963CG
16 May 2016 SW
SW
SW
SW
SW
SW
SW
SW
  • AMBANK-CW
  • ARMADAC17
  • CMSB-CQ
  • DIGI-C13
  • GDEX-CC
  • IHH-C1
  • MAGNUM-CX
  • TAGB-CC
1015CW
521017
2852CQ
694713
0078CC
5225C1
3859CX
5158CC
22 Apr 2016 SW
SW
SW
SW
SW
SW
SW
SW
SW
  • AEON-CG
  • GAMUDA-C28
  • IOICORP-C12
  • SKPETROC25
  • SKPETRO-HD
  • PETROCH-CG
  • TENCENT-C5
  • APPLE-C15
  • TWITTER-C4
6599CG
539828
196112
521825
5218HD
0500CG
0546C5
052815
0566C4
28 Mar 2016 SW
SW
SW
SW
SW
SW
SW
SW
  • HAPSENG-CT
  • KLK-CX
  • MAHSING
  • MAYBANK
  • MISC-C6
  • POS-CW
  • PRESBHD-CD
  • PCHEM
3034CT
2445CX
8583C3
115521
3816C6
4634CW
5204CD
5183C7
22 Feb 2016 SW
SW
SW
SW
SW
SW
SW
SW
  • YTL-C3
  • UEMS-C28
  • TAANN-CG
  • SIME-C5
  • MALAKOF-CM
  • JTIASA-CI
  • BJAUTO-CM
  • AXIATA-C6
4677C3
514828
5012CG
4197C5
5264CM
4383CI
5248CM
6888C6
18 Feb 2016 SW
SW
SW
SW
SW
SW
SW
SW
  • TOPGLOV-C4
  • SUPERMX-C15
  • QL-CH
  • MYEG-CW
  • KAREX-CP
  • GENTINGC28
  • E&O-C4
  • DSONIC-CN
71134
710615
7084CH
0138CW
5247CP
318228
3417C4
5216CN
RHB INVESTMENT BANK BERHAD 2015
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
03 Dec 2015 SW
SW
SW
SW
SW
SW
SW
SW
  • ARMADA-C11
  • DAYANG-CW
  • HAPSENG-CQ
  • JCY-CU
  • JCY-CV
  • SUNCON-CB
  • TM-C10
  • WPRTS-CM
521011
5141CW
3034CQ
5161CU
5161CV
5263CB
486310
5246CM
02 Nov 2015 SW
SW
SW
SW
SW
SW
SW
SW
  • CIMB-C10
  • INARI-CM
  • MYEG-CP
  • TOPGLOV-CX
  • EDGENTA-CE
  • ICBC-CE
  • PETROCH-CF
  • A50CHIN-C4
509922
161914
5204CB
5158CB
0567C2
0546C4
05814
0572C1
09 Oct 2015 SW
SW
SW
SW
SW
SW
SW
SW
  • DIGI-C7
  • FGV-C8
  • KOSSAN-CK
  • MAYBANKC17
  • PBBANK-C8
  • SUPERMX-C5
  • UEMS-C20
  • UMWOG-CZ
6947C7
5222C8
7153CK
11517
1295C8
7106C5
514820
5243CZ
22 Sep 2015 SW
SW
SW
SW
SW
SW
SW
SW
  • GLD-C10
  • SLV-C8
  • YAHOO-C4
  • TESLA-C2
  • FB-C11
  • TWITTER-C3
  • MSFT-C1
  • BAC-C7
070010
0704C8
0565C4
0569C2
056011
0566C3
0573C1
0537C7
25 Aug 2015 SW
SW
SW
SW
SW
SW
SW
SW
  • TENAGA-C21
  • SKPETRO-HC
  • SKPETROC16
  • MATRIX-CE
  • AIRASIA-HB
  • AIRASIAC24
  • FBMKLCI-H4
  • FBMKLCI-C11
534721
5218HC
521816
5236CE
5099HB
509924
0650H4
065011
24 Jun 2015 SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIAC22
  • DRBHCOMC14
  • PRESBHD-CB
  • TAGB-CB
  • LENOVO-C2
  • TENCENT-C4
  • APPLE-C14
  • INTEL-C1
509922
161914
5204CB
5158CB
0567C2
0546C4
05814
0572C1
02 Jun 2015 SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIAC22
  • DRBHCOMC14
  • PRESBHD-CB
  • TAGB-CB
  • LENOVO-C2
  • TENCENT-C4
  • APPLE-C14
  • INTEL-C1
509922
161914
5204CB
5158CB
0567C2
0546C4
05814
0572C1
15 May 2015 SW
SW
SW
SW
SW
SW
SW
  • AIRASIAC12
  • DSONIC-CF
  • MALAKOF-CH
  • MALAKOF-CI
  • MATRIX-CD
  • PUNCAK-CG
  • UMWOG-CX
509921
5216CF
5264CH
5264CI
5236CD
6807CG
5243CX
02 Apr 2015 SW
SW
SW
SW
SW
SW
SW
SW
  • FBMKLCI-CX
  • FBMKLCI-CY
  • FBMKLCI-HP
  • FBMKLCI-HQ
  • IHH-CX
  • SPSETIA-CS
  • SCOMIES-CE
  • TIMECOM-CK
0650CX
0650CY
0650HP
0650HQ
5225CX
8664CS
7045CE
5031CK
26 Mar 2015 SW
SW
SW
SW
SW
SW
SW
SW
  • JTIASA-CD
  • KAREX-CH
  • MAHSING-CZ
  • MISC-CZ
  • POS-CT
  • PMETAL-CI
  • TROP-CI
  • YINSON-CI
4383CD
5247CH
8583CZ
3816CZ
4634CT
8869CI
5401CI
7293CI
11 Mar 2015 SW
SW
SW
SW
SW
SW
SW
SW
  • DBS-C2
  • KEPPEL-C1
  • HWL-C5
  • ICBC-CD
  • SOFTBANK-C1
  • XLE-C1
  • GLD-C9
  • NIK225LE-C1
0531C2
0570C1
0510C5
0502CD
0571C1
0707C1
0700C9
0708C1
05 Mar 2015 SW
SW
SW
SW
SW
SW
SW
SW
  • BJAUTO-CH
  • COASTAL-CJ
  • HLIND-CF
  • IJMPLNT-CD
  • IOIPG-CI
  • KLK-CW
  • THPLANT-CE
  • UEMS-C15
5248CH
5071CJ
3301CF
2216CD
5249CI
2445CW
5112CE
514815
21 Jan 2015 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • AAX-CS
  • BJCORP-CW
  • CIMB-C3
  • DAYANG-CQ
  • FGV-C2
  • MAYBANK-CS
  • MYEG-CJ
  • YTLPOWR-CQ
  • APPLE-C12
  • FB-C9
  • GOOGLE-C7
  • CITIGRPC11
  • TWITTER-C2
  • SANDS-C8
  • SLV-C6
  • A50CHIN-C4
5238CS
3395CW
1023C3
5141CQ
5222C2
5077CS
0138CJ
6748CQ
052812
0560C9
0522C7
053511
0566C2
0541C8
0704C6
0703C3
RHB INVESTMENT BANK BERHAD 2014
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
01 Dec 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • ARMADA-CZ
  • DRBHCOMC11
  • HLBANK-CL
  • SKPETRO-C9
  • TM-C4
  • UMW-CT
  • UMWOG-CS
  • WCT-CS
5210CZ
161911
5819CL
5218C9
4863C4
4588CT
5243CS
9679CS
10 Nov 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • BJCORP-CT
  • DIALOG-C2
  • DIGI-C1
  • FABER-CA
  • FGV-CX
  • GUOCO-CA
  • ICON-CA
  • KSL-CC
3395CT
7277C2
6947C1
1368CA
5222CX
1503CA
5255CA
5038CC
06 Nov 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • MAYBANK-C8
  • SKPETRO-C6
  • WPRTS-CI
  • YTL-CY
  • PTREOCH-CE
  • UNIQLO-C2
  • TESLA-C1
  • YAHOO-C2
1155C8
5218C6
5246CI
4677CY
0500CE
0563C2
0569C1
0565C2
10 Sep 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIA-C13
  • AMBANK-CU
  • BJAUTO-CD
  • GAMUDA-C14
  • HLIND-CB
  • KNM-CQ
  • PMETAL-CD
  • UEMS-C8
509913
1015CU
5248CD
539814
3301CB
7164CQ
8869CD
5148C8
05 Aug 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • AFFIN-CR
  • E&O-CR
  • ECOWLD-CA
  • MRCB-CY
  • MMCCORP-CT
  • SUPERMX-CV
  • TA-CC
  • WASEONG-CL
5185CR
3417CR
8206CA
1651CY
2194CT
7106CV
4898CC
5142CL
02 Jul 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • CIMB-C1
  • DRBHCOM-C7
  • SANDS-C7
  • KNM-CM
  • MPHBCAP-CD
  • MUHIBAH-CA
  • TAGB-CA
  • TROP-CG
1023C1
1619C7
0541C7
7164CM
5237CD
5703CA
5158CA
5401CG
26 Jun 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • GENS-CO
  • LENOVO-C1
  • SANDS-C7
  • TENCENT-C3
  • GOOGLE-C6
  • WEIBO-C1
  • BAC-C6
  • GLD-C7
0539CO
0567C1
0541C7
0546C3
0522C6
0568C1
0537C6
0700C7
28 May 2014 SW
SW
SW
SW
SW
SW
SW
  • ALAM-CE
  • CMSB-CH
  • DAYANG-CL
  • MATRIX-CA
  • PMETAL-CB
  • TA-CA
  • TENAGA-C10
5115CE
2852CH
5141CL
5236CA
8869CB
4898CA
534710
10 Apr 2014 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • AAX-CM
  • IHH-CS
  • JTIASA-CB
  • KAREX-CC
  • MAHSING-CU
  • PERISAI-CF
  • SCOMIES-CB
  • SPSETIA-CO
  • BJAUTO-CC
  • COASTAL-CD
  • MAS-CX
  • MAYBULK-CP
  • MPHBCAP-CC
  • POS-CP
  • PUNCAK-CC
  • YINSON-CC
5238CM
5225CS
4383CB
5247CC
8583CU
0047CF
7045CB
8664CO
5248CC
5071CD
3786CX
5077CP
5237CC
4634CP
6807CC
7293CC
17 Feb 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • ARMADA-CS
  • GENTINGC16
  • IOIPG-CE
  • MBMR-CF
  • MYEG-CC
  • PERDANA-CB
  • SCIENTX-CA
  • ZHULIAN-CD
5210CS
318216
5249CE
5983CF
0138CC
7108CB
4731CA
5131CD
15 Jan 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • BJCORP-CQ
  • SKPETRO-CW
  • TM-C1
  • UEMS-C5
  • UMW-CR
  • UMWOG-CO
  • WCT-CO
  • YTLPOWR-CL
3395CQ
5218CW
4863C1J
5148C5
4588CR
5243CO
9679CO
6742CL
10 Jan 2014 SW
SW
SW
SW
SW
SW
SW
SW
  • APPLE-C11
  • CITIGRP-C10
  • FB-C8
  • MGM-C4
  • PRADA-C3
  • SLV-C5
  • TWITTER-C1
  • ZA-RHB
052811
053510
0560C8
0557C4
0561C3
0704C5
0566C1
0902ZA
RHB INVESTMENT BANK BERHAD 2013
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
10 Dec 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • AAX-CJ
  • DRBHCOM-C3
  • HLBANK-CJ
  • MAYBULK-CM
  • PUNCAK-CA
  • RSAWIT-CL
  • SIME-CY
  • TENAGA-C7
5238CJ
1619C3
5819CJ
5077CM
6807CA
5113CL
4197CY
5347C7
25 Oct 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIA-C9
  • ALAM-CB
  • BJTOTO-CS
  • MAS-CU
  • MAS-HA
  • UMWOG-CA
  • UMWOG-CB
  • YTL-CU
5099C9
5115CB
1562CS
3786CU
3786HA
5243CA
5243CB
4677CU
11 Oct 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • CMSB-CC
  • MAYBANK-C4
  • MAYBANK-HA
  • MUDAJYA-CS
  • SKPETRO-CS
  • SKPETRO-HA
  • WPRTS-CA
  • WPRTS-CB
2852CC
1155C4
1155HA
5085CS
5218CS
5218HA
5246CA
5246CB
30 Sep 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • DIALOG-CT
  • DIGI-CV
  • E&O-CP
  • GENM-C5
  • HARTA-CK
  • MRCB-CU
  • PCHEM-CV
  • SUPERMX-CS
7277CT
6947CV
3417CP
4715C5
5168CK
1651CU
5183CV
7106CS
03 Sep 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • CIMB-CY
  • DRBHCOM-C1
  • MAGNUM-CS
  • MHB-CR
  • PERISAI-CB
  • SKPETRO-CR
  • UEMS-C2
  • YTLPOWR-CK
1023CY
1619C1
3859CS
5186CR
0047CB
5218CR
5148C2
6742CK
24 Jul 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • GEMS-CM
  • SANDS-C6
  • UNIQLO-C1
  • TOYOTA-C6
  • CITIGRP-C9
  • FB-C6
  • GOOGLE-C4
  • GLD-C6
0539CM
0541C6
0563C1
0523C6
0535C9
0560C6
0522C4
0700C6
17 Jul 2013 SW
SW
SW
SW
SW
SW
  • MAYBULK-CL
  • MISC-CS
  • SKPETRO-CQ
  • SUPERMX-CO
  • UEMS-CZ
  • WASEONG-CI
5077CL
3816CS
5218CQ
7106CO
5148CZ
5142CI
15 Jul 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • AAX-CH
  • AAX-CI
  • AIRASIA-C5
  • BJCORP-CN
  • DAYANG-CH
  • MAS-CR
  • MAYBANK-C3
  • TROP-CB
5238CH
5238CI
5099C5
3395CN
5141CH
3786CR
1155C3
5401CB
18 Mar 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • MAYBANK-CZ
  • MRCB-CR
  • SPSETIA-CK
  • UMW-CO
  • GENS-CL
  • MGM-C3
  • APPLE-C9
  • BAC-C5
1155CZ
1651CR
8664CK
4588CO
0539CL
0557C3
0528C9
0573C5
07 Feb 2013 SW
SW
SW
SW
SW
SW
SW
SW
  • AIRPORT-CH
  • AXIATA-CV
  • DRBHCOM-CX
  • GASMSIA-CJ
  • MAS-CP
  • MAS-CQ
  • POS-CK
  • RSAWIT-CI
5041CH
6888CV
1619CX
5209CJ
3786CP
3786CQ
4634CK
5113CI
RHB INVESTMENT BANK BERHAD 2012
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
03 Dec 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • ASTRO-CL
  • DRBHCOM-CT
  • JCY-CO
  • JCY-CP
  • KLCCP-CF
  • MAYBULK-CI
  • SKPETRO-CK
  • UEMLAND-CT
6399CL
1619CT
5161CO
5161CP
5089CP
5077CI
5218CK
5148CT
16 Nov 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • BJCORP-CK
  • IHH-CP
  • CIMB-CW
  • MISC-CQ
  • PRADA-C2
  • APPLE-C8
  • SLV-C4
  • SANDS-C5
3395CK
5225CP
1023CW
3816CQ
0561C2
0528C8
0704C4
0541C5
07 Nov 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • DIGI-CQ
  • MAHSING-CL
  • MUDAJYA-CN
  • SIME-CS
  • BAC-C3
  • CITIGRP-C7
  • GOOGLE-C3
  • ICBC-CC
6947CQ
8583CL
5085CN
4197CS
0537C3
0535C7
0522C3
0502CC
03 Oct 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • ASTRO-CC
  • ASTRO-CD
  • AIRASIA-CZ
  • BURSA-C1
  • E&O-CJ
  • GENTINGC10
  • TM-CV
  • WCT-CK
6399CC
6399CD
5099CZ
1818C1
3417CJ
318210
4863CV
9679CK
12 Sep 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • DIGI-CM
  • IGB-CL
  • KULIM-CL
  • SUPERMX-CL
  • TENAGA-CY
  • TOPGLOV-CL
  • UEMLAND-CQ
  • YTL-CP
6947CM
1597CL
2003CL
7106CL
5347CY
7113CL
5148CQ
4677CP
07 Aug 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • CSL-CD
  • MBSB-CK
  • RSAWIT-CF
  • SKPETRO-CH
  • UOADEV-CF
  • FB-C5
  • GLD-C5
  • SLV-C3
5214CD
1171CK
5113CF
5218CH
5200CF
0560C5
0700C5
0704C3
11 Jul 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • AFFIN-CL
  • FGV-CO
  • IHH-CDB
  • IHH-CE
  • IHH-CF
  • JCY-CM
  • MPHB-CO
  • UMW-CJ
5185CL
5222CO
5225CD
5225CE
5225CF
5161CM
3859CO
4588CJ
11 Jun 2012 SW
SW
SW
SW
SW
SW
  • BJCORP-CI
  • CSL-CB
  • E&O-CG
  • GASMSIA-CC
  • MAYBULK-CC
  • MSM-CI
3395CI
5214CB
3417CG
5209CC
5077CF
5202CI
08 Jun 2012 SW
SW
SW
SW
SW
SW
  • AMBANK-CN
  • BIMB-CJ
  • DRBHCOM-CQ
  • MAS-CK
  • FGV-CA
  • FGV-CB
1015CN
5258CJ
1619CQ
3786CK
5222CA
5222CB
16 May 2012 SW
SW
  • FB-C3
  • FB-C2
0560C3
0560C2
02 May 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • KULIM-CG
  • SKPETRO-CB
  • SUNWAY-CB
  • PRADA-C1
  • ARMADA-CL
  • AXIATA-CP
  • SKPETRO-CC
  • BAC-C2
2003CG
5218CB
5211CB
0561C1
5210CL
6888CP
5218CC
0537C2
09 Apr 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • GAMUDA-CZ
  • HAPSENG-CE
  • JCY-CI
  • MISC-CM
  • RSAWIT-CB
  • TIMECOM-CE
  • SANDS-C4
  • APPLE-C6
5398CZ
3034CZ
5161CI
3816CM
5113CB
5031CE
0541C4
0528C6
26 Mar 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • AIRASIA-CU
  • BJTOTO-CN
  • DIALOG-CM
  • MAYBANK-CV
  • MHB-CK
  • MRCB-CM
  • PCHEM-CN
  • POS-CF
5099CU
1562CN
7277CM
1155CV
5186CK
1651CM
5183CN
4634CF
15 Mar 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • CIMB-CS
  • JCY-CE
  • GENTING-C6
  • MAS-CI
  • MPHB-CK
  • YTL-CL
  • HSBC-C9
  • GENS-CI
1023CS
5161CE
3182C6
3786CI
3859CK
4677CL
0504C9
0539CI
03 Feb 2012 SW
SW
SW
SW
SW
SW
SW
SW
  • BIMB-CE
  • BJCORP-CG
  • BSTEAD-CD
  • IGB-CJ
  • MAYBULK-CE
  • MMCCORP-CG
  • MUDAJYA-CI
  • SUPERMX-CF
52858CE
3395CG
2771CD
1597CJ
5077CE
2194CG
5085CI
7106CF
RHB INVESTMENT BANK BERHAD 2011
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
20 Dec 2011 SW
SW
SW
SW
SW
SW
  • DRBHCOM-CK
  • PBBANK-CR
  • PROTON-CK
  • SIME-CQ
  • TM-CQ
  • CITIGRP-C6
1619CK
1295CR
5304CK
4197CQ
4863CQ
0535C6
01 Nov 2011 SW
SW
SW
SW
SW
SW
  • AFFIN-CH
  • MBSB-CC
  • TENAGA-CU
  • TOPGLOV-CH
  • UEMLAND
  • SLV-C2
5185CH
1171CC
5347CU
7113CH
5148CM
0704C2
29 Sep 2011 SW
SW
SW
SW
  • DIGI-CG
  • E & O-CC
  • PETROCH-CD
  • APPLE-C5
6947CG
3417CC
0500CD
0528C5
25 Aug 2011 SW
SW
SW
SW
SW
SW
SW
SW
  • AXIATA-CL
  • CIMB-CO
  • DIALOG-CH
  • GLD-C4
  • GOOGLE-C2
  • IOICORP-CT
  • KULIM-CE
  • PCCHEM-CJ
6888CL
1023CO
7277CH
0700C4
0522C2
1961CT
2003CE
5183CJ
02 Aug 2011 SW
SW
SW
SW
SW
SW
  • AIRASIA-CP
  • AMMB-CK
  • ARMADA-CI
  • GAMUDA-CT
  • MSM-CF
  • GENS-CG
5099CP
1015CK
5210CI
5398CT
5202CF
0539CG
30 Jun 2011 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
  • AFG-CE
  • ARMADA-CA
  • GENM-CS
  • KNM-CK
  • MRCB-CH
  • BJTOTO-CJ
  • GENTING-C1
  • MAS-CD
  • MSM-CB
  • UEMLAND-CI
  • SANDS-C3
2488CE
5210CA
4715CS
7164CK
1651CH
1562CJ
3182C1
3786CD
5202CB
5148CI
0541C3
17 Jun 2011 SW
SW
SW
SW
SW
SW
  • AIRASIA-CN
  • DRBHCOM-CH
  • KENCANA-CJ
  • MAYBANK-CS
  • MHB-CG
  • MUDAJYA-CG
5099CN
1619CH
5122CJ
1155CS
5186CG
5085CG
21 Apr 2011 SW
SW
SW
SW
SW
  • BJCORP-CE
  • IJM-CH
  • JCY-CD
  • PROTON-CH
  • YTL-CH
3395CE
3336CH
5161CD
5304CH
4677CH
01 Apr 2011 SW
SW
SW
SW
SW
SW
  • BOC-C4
  • BSTEAD-CA
  • PCHEM-CF
  • RHBCAP-CG
  • SUPERMX-CE
  • UMW-CE
0508C4
2771CA
5183CF
1066CG
7106CE
4588CE
16 Mar 2011 SW
SW
SW
SW
SW
SW
  • IGB-CE
  • KNM-CI
  • KULIM-CD
  • UEMLAND-CH
  • USO-C2
  • USO-H1
1597CE
7164CI
2003CD
5148CH
0701C2
0701H1
18 Feb 2011 SW
SW
SW
SW
SW
SW
  • AXIATA-CI
  • DIALOG-CE
  • GENS-CE
  • KLK-CL
  • MAHSING-CD
  • MPHB-CF
6888CI
7277CE
0539CE
2445CL
8583CD
3859CF
26 Jan 2011 SW
SW
SW
SW
SW
  • CIMB-CM
  • GAMUDA-CP
  • GENM-CQ
  • HKEX-CE
  • MHB-CD
1023CM
5398CP
4715CQ
0505CE
5186CD
18 Jan 2011 SW
SW
SW
SW
SW
SW
  • BJTOTO-CI
  • CITIGRP-C5
  • DRBHCOM-CE
  • MUDAJYA-CD
  • SPSETIA-CE
  • YTLPOWR-CC
1562CI
0535C5
1619CE
5085CD
8664CE
6742CC
10 Jan 2011 SW
SW
SW
SW
SW
SW
  • KENCANA-CF
  • KNM-CG
  • MAXIS-CE
  • PBBANK-CO
  • PCHEM-CC
  • SIME-CK
5122CF
7164CG
6012CE
1295CO
5183CC
4197CK
RHB INVESTMENT BANK BERHAD 2010
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
22 Nov 2010 SW
SW
SW
SW
  • AIRASIA-C
  • IOICORP-CQ
  • PCHEM-CA
  • SANDS-C2
5099CK
1961CQ
5183CA
0541C2
26 Oct 2010 SW
SW
SW
SW
  • KENCANA-CE
  • MHB-CA
  • MHB-CB
  • MRCB-CF
5122CE
5186CA
5186CB
1651CF
20 Oct 2010 SW
SW
SW
SW
  • AIA-C1
  • GLD-C3
  • MAYBANK-CP
  • MMCCORP-CC
0553C1
0700C3
1155CP
2194CC
29 Sep 2010 SW
SW
SW
SW
SW
SW
  • DRBHCOM-CB
  • GENHK-C2
  • GENS-CC
  • SLV-C1
  • TCHONG-CE
  • TOPGLOV-CD
1619-CB
0552-C2
0539CC
0704C1
4405CE
7113CD
15 Sep 2010 SW
SW
SW
SW
SW
SW
SW
  • BURSA-CW
  • CIMB-CW
  • GENTING-CW
  • PROTON-CW
  • RHBCAP-CW
  • TENAGA-CW
  • AIRASIA-CW






30 Aug 2010 SW
SW
SW
SW
SW
SW
  • AIRASIA-CW
  • AMMB-CW
  • GAMUDA-CW
  • JCY-CW
  • TM-CW
  • GENS-CW





16 Aug 2010 SW
SW
SW
SW
SW
SW
  • AXIATA-CW
  • BP-CW
  • GENM-CW
  • HSI-CW
  • KOSSAN-CW
  • UEMLAND-CW





09 Jul 2010 SW
SW
  • CIMBX25
  • CIMBA40
0823EA
0822EA
04 May 2010 SW
SW
SW
SW
SW
SW
  • CITIGRP-C4
  • GENS-C7
  • KNM-CE
  • MAYBANK-CN
  • SUPERMX-CC
  • TENAGA-CP
0535C4
0539C7
7164CE
1155CN
7106CC
5347CP
20 Apr 2010 SW
SW
SW
SW
SW
SW
  • HARTA-CB
  • KENCANA-CB
  • MISC-CH
  • MUDAJYA-CA
  • TCHONG-CC
  • OPGLOV-CC
5168CB
5122CB
3816CH
5085CA
4405CC
7113CC
31 Mar 2010 SW
SW
SW
SW
SW
SW
  • IGB-CC
  • JCY-CB
  • MPHB-CB
  • PETROCH-CC
  • PBBANK-CM
  • SUPERMX-CB
1597CC
5161CB
3859CB
0500CC
1295CM
7106CB
17 Feb 2010 SW
SW
SW
SW
SW
SW
  • AFG-CB
  • AIG-C1
  • AXIATA-CF
  • ITIGRP-C3
  • GOLDMAN-C1
  • SIME-CJ
2488CB
0550C1
6888CF
0535C3
0551C1
4197CJ
29 Jan 2010 SW
SW
SW
SW
SW
SW
  • AFFIN-CB
  • APPLE-C2
  • BHP-C2
  • BUMIRES-C1
  • CHCBC
  • GENS-C5
5185CB
0528C2
0544C2
0549C1
0516C4
0539C5
19 Jan 2010 SW
SW
SW
SW
SW
SW
  • DIALOG-CB
  • PPB-CA
  • PROTON-CC
  • RHBCAP-CB
  • TOPGLOV-CA
  • UEMLAND-CB
7277CB
4065CA
5304CC
1066CB
7113CA
5148CB
RHB INVESTMENT BANK BERHAD 2009
Registration /
Approval Date
Specified Security
TypeStock Short NameStock Code
26 Nov 2009 SW
SW
SW
SW
SW
SW
SW
SW
  • CIMB-CH
  • GENTING-CR
  • MRCB-CB
  • SANDS-C1
  • MAXIS-CA
  • MAXIS-CB
  • KNM-CD
  • KNM-HA
1023CH
3182CR
1651CB
0541C1
6012CA
6012CB
7164CD
7164HA
24 Sep 2009 SW
SW
SW
SW
  • GENS-C2
  • AXIATA-HA
  • GENM-HA
  • IOICORP-HA
0539C2
6888HA
4715HA
1961HA
26 Aug 2009 SW
SW
SW
SW
SW
  • AIRASIA-CG
  • AMMB-CF
  • GAMUDA-CJ
  • GENM-CM
  • TMCJ
5099CG
1015CF
5398CJ
4715CM
4863CJ
20 Aug 2009 SW
SW
SW
SW
  • HSI-H1
  • FBMKLCI-HA
  • IOICORP-CL
  • MAYBANK-CK
0651H1
0650HA
1961CL
1155CK
07 Aug 2009 SW
SW
SW
SW
  • AXIATA-CC
  • BURSA-CN
  • COMMER-CG
  • KNM-CB
6888CC
1818CN
1023CG
7164CB
07 Jul 2009 SW
SW
SW
SW
  • GLD-C1
  • USO-C1
  • CNOOC-C5
  • PBBANK-CK
0700C1
0701C1
0512C5
1295CK
28 May 2009 SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
SW
ETF
  • DOW30-C1
  • HSI-C6
  • NIKKEI-C1
  • CHMOBIL-CD
  • GENTING-CM
  • IOICORP-CJ
  • HKEX-CB
  • PETROCH-CA
  • SIME-CG
  • BJTOTO-CE
  • KLK-CH
  • GENM-CJ
  • AMMB-CD
  • TENAGA-CL
  • TM-CI
  • CITIGRP-C2
  • HSBC-C5
  • ICBC-C8
  • BAC-C1
  • GE-C1
  • SINOPEC-C5
  • MYETFDJ
0653C1
0651C6
0654C1
0501CD
3182CM
1961CJ
0505CB
0500CA
4197CG
1562CE
2445CH
4715CJ
1015CD
5347CL
4863CI
0535C2
0504C5
0502C8
0537C1
0538C1
0507C5
0821EA

SW = Structured Warrant
ETF = Exchange Traded Fund
JA = Callable Bull Certificate