Consolidated Rules of Bursa Malaysia Securities Bhd
1.779 MB (PDF)
[As at 2 May 2013]
POs' Directives and Guidance
5 MB (PDF)
[As at 2 May 2013]
Table of Contents
265 KB (PDF)
Chapter 1: Definitions and Related Provisions
245 KB (PDF)
Chapter 2: Administration
59 KB (PDF)
Chapter 3: Participating Organisations and Registered Persons
168 KB (PDF)
Chapter 4: Market Makers
116 KB (PDF)
Chapter 5: Conduct of Business
124 KB (PDF)
Chapter 6: Organisation and Structure of Participating Organisations
109 KB (PDF)
Chapter 7: Dealings in Securities
164 KB (PDF)
Chapter 8: Trading
142 KB (PDF)
Chapter 9: Delivery and Settlement
104 KB (PDF)
Chapter 10: Direct Business Transactions
101 KB (PDF)
Chapter 11: Commission and Other Fees and Charges
59 KB (PDF)
Chapter 12: Accounting, Audit and Financial Reporting Requirements
68 KB (PDF)
Chapter 13: Capital Requirements
191 KB (PDF)
Chapter 14: Inspection and Investigation
76 KB (PDF)
Chapter 15: Disciplinary Actions
94 KB (PDF)
Appendices
237 KB (PDF)
Schedules
452 KB (PDF)
Revamp of the Rules of Bursa Malaysia Securities Bhd
1184 KB (PDF)
[Effective: 2 May 2013]
Directives on Readiness Audit – Self Assessment Approach, Declaratory Approach and Green Lane
155 KB (PDF)
[Effective: 2 May 2013]
Revamp of the Rules of Bursa Malaysia Securities Bhd
120 KB (PDF)
[Effective: 2 May 2013]
Annexure 1: Salient Changes to the Rules of Bursa Securities
77 KB (PDF)
Annexure 2: Revamped Rules of Bursa Securities
1612 KB (PDF)
Annexure 3: POs' Directives and Guidance
6006 KB (PDF)
Directive 13.32-001: User Guide and Reporting Forms
1338 KB (PDF)
Annexure 4: POs' Trading Manual
997 KB (PDF)
Annexure 5: Frequently Asked Questions
707 KB (PDF)
DIRECTIVES ON THE LIST OF APPROVED SECURITIES
75 KB (PDF)
[Effective: 4 Feb 2013]
DIRECTIVES ON THE LIST OF APPROVED SECURITIES
75 KB (PDF)
[Effective: 4 Feb 2013]
DIRECTIVES ON THE LIST OF APPROVED SECURITIES
83 KB (PDF)
[Effective: 4 Feb 2013]
Compensation Fund:
1. Consequential Amendments to the Rules of Bursa Malaysia Securities Berhad (“Rules of Bursa Securities”)
2. Savings and Transitional Provisions
160 KB (PDF)
[Effective: 28 Dec 2012]
Bursa Access Fees
567.4 KB (PDF)
[Effective: 1 Jan 2013]
Consequential Amendments to the Rules of Bursa Malaysia Securities Berhad (“Rules of Bursa Securities”) Pursuant to the Securities Commission’s Guidelines for Registered Person (Registered Representative)
190 KB (PDF)
[Effective: 8 Oct 2012]
1. Amendments to the Rules of Bursa Malaysia Securities Berhad in relation to Market Making and Margin Financing
2. Directives in relation to Exchange Traded Bonds
3. Amendments to Participating Organisations' Trading Manual
1.2 MB (PDF)
[Effective: 26 Sep 2012]
Amendments to the Direct Market Access Handbook ("DMA Handbook") in relation to ASEAN Link
381.2 KB (PDF)
[Effective: 18 Sep 2012]
Directives on The List of Approved Securities
83.4 KB (PDF)
[Effective: 1 Aug 2012]
Amendments to the Rules of Bursa Malaysia Securities Berhad - For The introduction of New Order, Validity and Quantity Types
1.6 MB (PDF)
[Effective: 2 Jul 2012]
Directives in Relation to Recognised to Stock Exchanges
99.2 KB (PDF)
[Effective: 15 Jun 2012]
Directives on Referral Agent Activities
130 KB (PDF)
[Effective: 1 Jun 2012]
1. Amendments to the Rules of Bursa Malaysia Securities Berhad - In Relation to Financing to Related Corporations and Finality of Settlement
2. Amendments to the Rules of Bursa Malaysia Securities Berhad - Amendments to KLSE/MESDAQ Join Guidelines for Compliance Officers
345 KB (PDF)
[Effective: 2 Apr 2012]
Directives on The List of Approved Securities
158 KB (PDF)
[Effective: 9 Feb 2012]
Directives To Prescribe The Scheduled Delivery Time And Scheduled Settlement Time For Recalled Securities
158 KB (PDF)
[Effective: 13 Jan 2012]
Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities") To Synchronise The Timing For Book Entry Delivery Of Securities And Payment Of Funds
134 KB (PDF)
[Effective: 27 Dec 2011]
Directives On Submission By Participating Organisations Of Periodic Reports By Electronic Transmission To Bursa Malaysia Securities Bhd ("EXCHANGE")
199 KB (PDF)
[Effective: 1 Jan 2012]
Harvest Court Industries Berhad ("HARVEST") and Harvest Court Industries Berhad Warrant 09/19 ("HARVEST-WA") Declared As "Designated Securities"
47 KB (PDF)
[Effective: 16 Nov 2011]
Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities") In Relation To Direct Market Access For Equities ("DMAE")
1,040 KB (PDF)
[Effective: 5 Sept 2011]
1. Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities") In Relation To The Outsourcing Arrangements Of A Participating Organisation ("PO")
2. Directives On Material Outsourcing Arrangements By Market Intermediaries
497 KB (PDF)
[Effective: 9 Aug 2011]
Directives On The List Of Approved Securities
54 KB (PDF)
[Effective: 1 Aug 2011]
Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities") To Expand The Categories Of Persons Who May Verify And Attest Account Opening Documentation
283 KB (PDF)
[Effective: 4 Jul 2011]
Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities") Directives In Relation To The Liquidity Risk Management Framework ("Lrm Framework")
696 KB (PDF)
[Effective: 28 Jun 2011]
Attachment 1 - User Guide and Reporting forms
1,401 KB (XLS)
[Effective: 28 Jun 2011]
Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities") To Replace The Session Order With Day Order And To Replace Session Limit With Day Limit
653 KB (PDF)
[Effective: 18 Apr 2011]
Directives On The List Of Approved Securities
90 KB (PDF)
[Effective: 2 Feb 2011]
Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities") In Relation To The Removal Of The Ability To Enter Market Orders
152 KB (PDF)
[Effective: 17 Jan 2011]
Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities") In Relation To Fully Liberalising Commission Sharing Between Participating Organisations And Commissioned Dealer's Representatives
81 KB (PDF)
[Effective: 1 Jan 2011]
Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities") In Relation To The Financial Reporting Requirements
286 KB (PDF)
[Effective: 4 Nov 2010]
Appendix 1 - Impact Assessment Template
25 KB (XLS)
[Effective: 4 Nov 2010]
Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities") In Relation To Securities Borrowing And Lending ("SBL") And Regulated Short Selling ("RSS")
198 KB (PDF)
[Effective: 25 Aug 2010]
Scheduled Settlement Time Of Securities In Relation To Electronic Share Payment ("e-Share Payment")
160 KB (PDF)
[Effective: 18 Aug 2010]
Directives On The List Of Approved Securities
126 KB (PDF)
[Effective: 29 Jul 2010]
Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities") In Relation To Cash Settlement Of Failed Trades Of Board Lots
158 KB (PDF)
[Effective: 3 May 2010]
Directives On The List Of Approved Securities
84 KB (PDF)
[Effective: 3 Feb 2010]
Amendments To The Direct Market Access ("DMA") Operations Directive And DMA Handbook
1,696 KB (PDF)
[Effective: 17 Dec 2009]
Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities") In Relation To The Levy By Securities Commission
144 KB (PDF)
[Effective: 1 Jan 2008]
Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities")In Relation To Direct Market Access
1,747 KB (PDF)
[Effective: 9 Nov 2009]
Amended Participating Organisations' Trading Manual
624 KB (PDF)
[Effective: 26 Oct 2009]
Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities") In Relation To Liberalising The Restriction On Commission Sharing
159 KB (PDF)
[Effective: 26 Oct 2009]
Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities") To Expand The Categories Of Persons Who May Verify And Attest Securities Account Opening Documentation
117 KB (PDF)
[Effective: 21 Oct 2009]
Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities") In Relation To On-Market Married Transactions
169 KB (PDF)
[Effective: 26 October 2009 (except the amendments to Rules 801.1(3) and 1001.1(5)(b) which come into effect on 27 October 2009)]
Amendments To Members' Circular No. R/R 11 Of 1995 In Relation To ' Minimum Standards And Conduct Of Member Companies In Relation To Trading In Call Warrants' ("THE CIRCULAR") And Risk Disclosure Statements
85 KB (PDF)
[Effective: 16 Oct 2009]
Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities") In Relation To Capital Adequacy Requirements ("Car") And The Implementation Of Centralised Armada
297 KB (PDF)
[Effective: 5 Oct 2009]
Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities") In Relation To Trade Cancellation Arising From Keying-In Errors ("Said Amendments")
126 KB (PDF)
[Effective: 17 Aug 2009]
Amendments To The Rules Of Bursa Malaysia Securities Berhad ('Rules Of Bursa Securities') In Relation To Bursa SBL Transactions And Securities Borrowing And Lending Negotiated Transactions ('SBL Negotiated Transactions')
222 KB (PDF)
[Effective: 17 Aug 2009]
Directives On The List Of Approved Securities
132 KB (PDF)
[Effective: 30 Jul 2009]
Effective Date On The Implementation Of Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities") And Directives In Relation To The Tick Size
74 KB (PDF)
[Effective: 3 Aug 2009]
Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities") In Relation To Direct Business Transactions ("DBT") Arising From The Shortening Of The Trading Halt Period
129 KB (PDF)
[Effective: 3 Aug 2009]
Amendments To The Rules Of Bursa Malaysia Securities Bhd ("Rules Of Bursa Securities") Pertaining To The Change In The Name Of Kuala Lumpur Composite Index ("KLCI") To FTSE Bursa Malaysia Kuala Lumpur Composite Index ("FBM KLCI")
66 KB (PDF)
[Effective: 6 Jul 2009]
Directives On Compliance Reporting
174 KB (PDF)
[Effective: 18 Jun 2009]
1. Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities") Pertaining To The Trading Of Securities Denominated In Foreign Currency
2. Directives In Relation To The Trading Of Securities Denominated In Foreign Currency ("Directives")
3. Frequently Asked Questions ("FAQs")
535 KB (PDF)
[Effective: 13 Jul 2009]
1. Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities") Pertaining To Market Making
2. Directives In Relation To Market Making
418 KB (PDF)
[Effective: 8 May 2009]
Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities") Pertaining To Approval And Readiness Audit Processes
1,368 KB (PDF)
[Effective: 24 Mar 2009]
Directives On The List Of Approved Securities
85 KB (PDF)
[Effective: 30 Jan 2009]
Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities") In Relation To Trade Cancellation
1,173 KB (PDF)
[Effective: 24 Nov 2008]
Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities") In Relation To Bursa Trade Securities And Trade Cancellation
434 KB (PDF)
[Effective: 1 Dec 2008]
Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities") In Relation To Bursa Trade Securities
1,221 KB (PDF)
[Effective: 1 Dec 2008]
Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities") Pertaining To Registration Procedures For Registered Persons
452 KB (PDF)
[Effective: 20 Oct 2008]
Directives On The List Of Approved Securities
84 KB (PDF)
[Effective: 28 Jul 2008]
Clarification On Delivery And Settlement Arising From Suspension Of Trading On 3 July 2008
100 KB (PDF)
Corrigendum To Participating Organisations' Circular R/R 4 of 2008 Dated 19 March 2008 ("R/R 4 of 2008")
151 KB (PDF)
Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities") Pertaining To Short Selling Of Exchange Traded Fund (ETF) Units And Its Constituent Securities ("Permitted Short Selling")
331 KB (PDF)
[Effective: 1 Apr 2008]
Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities") In Relation To Branching
128 KB (PDF)
[Effective: 28 Feb 2008]
Amendments To The Rules Of Bursa Malaysia Securities Berhad ("Rules Of Bursa Securities") Pertaining To Dealings In Securities On Behalf Of A Participating Organisation By A Director Who Holds A Dealer's Representative's Licence
119 KB (PDF)
[Effective: 21 Feb 2008]
Directives On The List Of Approved Securities
84 KB (PDF)
[Effective: 28 Jan 2008]
Amendments To The Rules Of Bursa Malaysia Securities Bhd Pertaining To Brokerage
119 KB (PDF)
[Effective: 2 Jan 2008]
Proposed Amendments To The Participating Organisations' Circular No. R/R 11 of 1995 Issued In Relation To ' Minimum Standards And Conduct Of Member Companies In Relation To Trading In Call Warrants'
430 KB (PDF)
[Effective: 13 Dec 2007]
Amendments To The Rules Of Bursa Malaysia Securities Bhd Pertaining To Orderly And Fair Market
203 KB (PDF)
[Effective: 5 Dec 2007]
Amendments To The Rules Of Bursa Malaysia Securities Bhd Pertaining To Price Limits Of Securities On The First Day Of Trading
150 KB (PDF)
[Effective: 19 Nov 2007]
Amendments To The Rules Of Bursa Malaysia Securities Bhd Consequential To The Capital Markets And Services Act 2007
1,059 KB (PDF)
[Effective: 28 Sept 2007]
Best Practices In The Islamic Stockbroking Services Undertaken By Participating Organisations
219 KB (PDF)
[Effective: 18 Sept 2007]
Amendments To The Rules Of Bursa Malaysia Securities Berhad And Members' Circular No. R/R 3 of 1999 On Direct Business Transactions Consequential To The Amendments In The Listing Requirements In Relation To Trading Halt
230 KB (PDF)
[Effective: 3 Sept 2007]
Directives On The List Of Approved Securities
72 KB (PDF)
[Effective: 14 Aug 2007]
Directives On The List Of Approved Securities
103 KB (PDF)
[Effective: 3 Aug 2007]
Stamp Duty On Contract Notes In Relation To Sale Or Purchase Of Debentures Listed On Bursa Malaysia Securities Berhad
49 KB (PDF)
[Effective: 31 Jul 2007]
Pertaining To Minimum Bid For All Equity-Based Exchange Traded Funds (ETFs) And Upper And Lower Limits
105 KB (PDF)
[Effective: 16 Jul 2007]
Removal Of Condition On Trading Due To Non-Compliance With The Time Frames Prescribed Under Practice Note 4/2001
48 KB (PDF)
[Effective: 29 Jun 2007]
Amendments To The Rules Of Bursa Malaysia Securities In Relation To Insurance Requirements For Participating Organisations
112 KB (PDF)
[Effective: 1 Jul 2007]
Removal Of Condition On Trading Due To Non-Compliance With The Frames Prescribed Under Practice Note 4/2001
73 KB (PDF)
[Effective: 15 Jun 2007]
Amendments To The Rules Of Bursa Malaysia Securities Amendments To Participating Organisations' Circular No. R/R 18 of 2005 On The Use Of Clearing Account
93 KB (PDF)
[Effective: 18 Jun 2007]
Stamp Duty On Contract Notes In Relation To Sale Or Purchase Of Debentures Listed On Bursa Malaysia Securities Berhad
49 KB (PDF)
[Effective: 10 May 2007]
Amendments To The Rules Of Bursa Malaysia Securities Removal Of Condition On Trading Due To Non-Compliance With The Frames Prescribed Under Practice Note 4/2001
48 KB (PDF)
[Effective: 27 Apr 2007]
Amendments To The Rules Of Bursa Malaysia Securities Pertaining To Performance Of Supervisory Functions At Group Level
87 KB (PDF)
[Effective: 12 Feb 2007]
Amendments To The Rules Of Bursa Malaysia Securities Pertaining To Mobility Of Dealer's Representatives
145 KB (PDF)
[Effective: 1 Mar 2007]
Amendments To The Rules Of Bursa Malaysia Securities Pertaining To The Revision Of Frequency Of Reporting Of Periodic Reports From Participating Organisations To The Exchange
261 KB (PDF)
[Effective: 26 Feb 2007]
Amendments To The Rules Of Bursa Malaysia Securities Pertaining To The Performance Of Supervisory Functions At Group Level
828 KB (PDF)
[Effective: 12 Feb 2007]
A. Directives On The Use Of Day Trading Activities Account ("The SAID Directives")
B. Directives Pursuant To Paragraphs 5.4 And 9.3 Of The SAID Directives
222 KB (PDF)
[Effective: 3 Jan 2007]
Amendments To The Rules Of Bursa Malaysia Securities In Relation To The Reintroduction Of Regulated Short Selling
829 KB (PDF)
[Effective: 3 Jan 2007]
Amendments To The Rules Of Bursa Malaysia Securities In Relation To Investment Banks
734 KB (PDF)
[Effective: 8 Nov 2006]
Amendments To The Rules Of Bursa Malaysia Securities
758 KB (PDF)
Pertaining To The Guidelines On Permitted Activities For Stockbroking Companies Issued By The Securities Commission, Establishment Of Branch Offices And Electronic Access Facilities ("EAF")
758 KB (PDF)
[Effective: 30 Jun 2006]
Revocation Of Members' Circular No. R/R 10 of 2002 Pertaining To The Establishment Of Electronic Access Facilities-Permitted Activities ("EAF-PA") And The Conversion Of EAF-PA To Branch Office
758 KB (PDF)
[Effective: 17 Jul 2006]
Amendments To The Rules Of Bursa Malaysia Securities Berhad Pertaining To Margin Financing Requirements
48 KB (PDF)
[Effective: 3 Jul 2006]
Amendments To The Rules Of Bursa Malaysia Securities Berhad Pertaining To Outsourcing Of Back Office Functions By Participating Organisations
439 KB (PDF)
[Effective: 10 May 2006]
Corrigendum To Participating Organisations' Circular R/R 5 of 2006 Dated 2 May 2006 ("R/R 5 oF 2006")
60 KB (PDF)
Amendments To The Rules Of Bursa Malaysia Securities Berhad Pertaining To Minimum Bid And Upper And Lower Limit Prices For ABFMY1 (ABF Malaysia Bond Index Fund)
52 KB (PDF)
[Effective: 15 May 2006]
Amendments To The Rules Of Bursa Malaysia Securities Berhad Pertaining To Disclosure Of Information On Volume And Value Of Securities Traded By POs
75 KB (PDF)
[Effective: 6 Feb 2006]
Amendments To The Rules Of Bursa Malaysia Securities Berhad Pertaining To Brach Offices Of Non-Universal Brokers
38 KB (PDF)
[Effective: 3 Jan 2006]
Amendments To The Rules Of Bursa Malaysia Securities Berhad Pertaining To Brokerage Fees For ABFMY1 Trades And To Provide Clarity In Relation To Existing Rules On Brokerage Fees
46 KB (PDF)
[Effective: 13 Feb 2006]
Corrigendum To Participating Organisations' Circular R/R17 of 2005 Dated 7 October 2005 ("R/R 17 oF 2005")
45 KB (PDF)
Directives For Participating Organisation On The Use Of Clearing Account, Error Or Mistake Account And Investment Account
45 KB (PDF)
[Effective: 21 Oct 2005]
Amendments To The Rules Of Bursa Malaysia Securities Berhad In Relation To The Liberalisation Of Central Depository System ("CDS") Account Structure Requirements Introduced In 1998
769 KB (PDF)
[Effective: 21 Oct 2005]
Directive Issued Pursuant To Rule 601.3(1)(C) In Relation To Recognised Stock Exchange
31 KB (PDF)
[Effective: 26 Sept 2005]
Directive Issued Pursuant To Rule 601.3(1)(C) In Relation To Recognised Stock Exchanges
44 KB (PDF)
[Effective: 26 Sept 2005]
Amendments To The Rules Of Bursa Malaysia Securities Berhad Pertaining To Credit Facilities Granted To The Spouse, Parent And Child Of Commissioned Dealer's Representatives
72 KB (PDF)
[Effective: 3 Oct 2005]
Amendments To The Rules Of Bursa Malaysia Securities Berhad Pursuant To The Securities Commissions Guidelines On Exchange Traded Funds
175 KB (PDF)
[Effective: 18 Jul 2005]
Schedule 8B
48 KB (PDF)
[Effective: 1 Nov 2004]
Schedule 8C
59 KB (PDF)
[Effective: 1 Nov 2004]
Schedule 8J
61 KB (PDF)
[Effective: 1 Nov 2004]
Schedule 8K
47 KB (PDF)
[Effective: 1 Nov 2004]
Amendments to the Rules of Bursa Malaysia Securities Berhad Pertaining To Capital Adequacy Requirements
106 KB (PDF)
[Effective: 1 Nov 2004]
Amendments to the Rules of Bursa Malaysia Securities Berhad Relating To Suspension Of Interest And Provisions For Bad And Doubtful Debts
78 KB (PDF)
[Effective: 20 Sept 2004]
Amendments to the Rules of Bursa Malaysia Securities Berhad Relating To Classification Of Non-Performing Accounts, Suspension Of Classification Of Bad And Doubtful Debts
50 KB (PDF)
[Effective: 20 Sept 2004]
Amendments to the Rules of Bursa Malaysia Securities Berhad Pertaining To The Requirement Of Consultation With The Securities Commission
171 KB (PDF)
[Effective: 9 Sept 2004]
Amendments to the Rules of Bursa Malaysia Securities Berhad Pertaining To Bank Charges
93 KB (PDF)
[Effective: 20 Aug 2004]