Bursa Malaysia

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Enforcement

We take a very strict view of breaches to our Business Rules and Listing Requirements and undertake enforcement proceedings and actions according to the severity of the breach as these infractions have the potential to undermine investors’ rights and protection as well as market integrity.

Actions against POs/TPs for Failures to Comply with Financial Requirements

Key Enforcement Cases

Enforcement of Bursa Malaysia Rules: Actions against POs/TPs for Failures to Comply with Financial Requirements

Bursa always emphasizes the importance of the requirement for all Market Participants to maintain sufficient levels of financial resources to carry out their regulated activities and to prevent the triggering of systemic risk which could potentially disrupt the integrity of the market or the orderly undertaking of capital market activities by the Market Participants.

Cases

  • Up to 2014